Q3 2016 13F Holders as of 30 Sep 2016
-
Type / Class
-
Equity / COM
-
Number of holders
-
53
-
Total 13F shares, excl. options
-
5,730,473
-
Shares change
-
-138,145
-
Total reported value, excl. options
-
$107,619,000
-
Value change
-
-$2,567,613
-
Number of buys
-
21
-
Number of sells
-
-24
-
Price
-
$18.72
Significant Holders of ALLIANZGI EQUITY & CONV INCO - COM (NIE) as of Q3 2016
61 filings reported holding NIE - ALLIANZGI EQUITY & CONV INCO - COM as of Q3 2016.
ALLIANZGI EQUITY & CONV INCO - COM (NIE) has 53 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 5,730,473 shares
.
Largest 10 shareholders include Karpus Management, Inc. (1,073,597 shares), Advisors Asset Management, Inc. (878,599 shares), MORGAN STANLEY (769,888 shares), WELLS FARGO & COMPANY/MN (508,462 shares), RIVERNORTH CAPITAL MANAGEMENT, LLC (502,577 shares), GUGGENHEIM CAPITAL LLC (341,242 shares), UBS Group AG (291,322 shares), Invesco Ltd. (235,177 shares), ROYAL BANK OF CANADA (142,586 shares), and RAYMOND JAMES & ASSOCIATES (141,869 shares).
This table shows the top 53 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.