ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND - Common Shares, $0.001 par value (AFB)
CUSIP: 01864U106
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common Shares, $0.001 par value
- Shares outstanding
- 28,729,877
- Total 13F shares
- 3,451,467
- Share change
- +446,547
- Total reported value
- $50,737,000
- Price per share
- $14.73
- Number of holders
- 53
- Value change
- +$6,447,185
- Number of buys
- 28
- Number of sells
- 22
Quarterly Holders Quick Answers
What is CUSIP 01864U106?
CUSIP 01864U106 identifies AFB - ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND - Common Shares, $0.001 par value in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 01864U106:
Top shareholders of AFB - ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND - Common Shares, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Karpus Management, Inc. |
13F
|
Company |
1.4%
|
406,462
|
$6,134,000 | — | 30 Jun 2016 | |
| Fiera Capital Corp |
13F
|
Company |
1.1%
|
304,598
|
$4,596,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
1%
|
297,974
|
$4,496,000 | — | 30 Jun 2016 | |
| ROBINSON CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1%
|
293,213
|
$4,425,000 | — | 30 Jun 2016 | |
| UBS Group AG |
13F
|
Company |
0.73%
|
211,017
|
$3,184,000 | — | 30 Jun 2016 | |
| NEWGATE CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.61%
|
175,968
|
$2,646,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
0.55%
|
159,142
|
$2,401,000 | — | 30 Jun 2016 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
0.51%
|
145,805
|
$2,200,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.45%
|
129,803
|
$1,957,000 | — | 30 Jun 2016 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
0.33%
|
93,894
|
$1,417,000 | — | 30 Jun 2016 | |
| VAN ECK ASSOCIATES CORP |
13F
|
Company |
0.28%
|
81,069
|
$1,223,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.25%
|
70,878
|
$1,069,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.24%
|
70,233
|
$1,060,000 | — | 30 Jun 2016 | |
| Commonwealth Equity Services, Inc |
13F
|
Company |
0.21%
|
60,390
|
$911,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.21%
|
60,301
|
$910,000 | — | 30 Jun 2016 | |
| Tradewinds Capital Management, LLC |
13F
|
Company |
0.17%
|
47,956
|
$724,000 | — | 30 Jun 2016 | |
| SEGALL BRYANT & HAMILL, LLC |
13F
|
Company |
0.16%
|
45,500
|
$687,000 | — | 30 Jun 2016 | |
| SIT INVESTMENT ASSOCIATES INC |
13F
|
Company |
0.16%
|
45,092
|
$680,000 | — | 30 Jun 2016 | |
| Curi Capital, LLC |
13F
|
Company |
0.15%
|
43,098
|
$650,000 | — | 30 Jun 2016 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.13%
|
38,183
|
$576,000 | — | 30 Jun 2016 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.09%
|
26,355
|
$398,000 | — | 30 Jun 2016 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.08%
|
23,761
|
$359,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.08%
|
22,869
|
$345,000 | — | 30 Jun 2016 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.08%
|
22,570
|
$341,000 | — | 30 Jun 2016 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0.07%
|
20,798
|
$314,000 | — | 30 Jun 2016 | |
| FormulaFolio Investments, LLC |
13F
|
Company |
0.07%
|
20,178
|
$304,000 | — | 30 Jun 2016 | |
| Proficio Capital Partners LLC |
13F
|
Company |
0.07%
|
19,507
|
$290,000 | — | 30 Jun 2016 | |
| HOLLENCREST CAPITAL MANAGEMENT |
13F
|
Company |
0.06%
|
17,740
|
$268,000 | — | 30 Jun 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.06%
|
17,627
|
$266,000 | — | 30 Jun 2016 | |
| OTA Financial Group L.P. |
13F
|
Company |
0.06%
|
16,733
|
$252,000 | — | 30 Jun 2016 | |
| CFO4Life, L.P. |
13F
|
Company |
0.06%
|
16,704
|
$252,000 | — | 30 Jun 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.06%
|
16,080
|
$243,000 | — | 30 Jun 2016 | |
| Creative Planning |
13F
|
Company |
0.05%
|
15,699
|
$237,000 | — | 30 Jun 2016 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
0.05%
|
14,637
|
$221,000 | — | 30 Jun 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
0.05%
|
14,246
|
$215,000 | — | 30 Jun 2016 | |
| Wilmington Savings Fund Society, FSB |
13F
|
Company |
0.05%
|
14,100
|
$213,000 | — | 30 Jun 2016 | |
| OPPENHEIMER & CO INC |
13F
|
Company |
0.04%
|
12,100
|
$183,000 | — | 30 Jun 2016 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
0.04%
|
11,400
|
$172,000 | — | 30 Jun 2016 | |
| Laird Norton Wetherby Wealth Management, LLC |
13F
|
Company |
0.04%
|
10,316
|
$156,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.03%
|
9,712
|
$147,000 | — | 30 Jun 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
0.03%
|
9,000
|
$134,000 | — | 30 Jun 2016 | |
| BENJAMIN F. EDWARDS & COMPANY, INC. |
13F
|
Company |
0.03%
|
8,137
|
$123,000 | — | 30 Jun 2016 | |
| SRH ADVISORS, LLC |
13F
|
Company |
0.03%
|
8,000
|
$121,000 | — | 30 Jun 2016 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.03%
|
7,371
|
$111,000 | — | 30 Jun 2016 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0.02%
|
7,060
|
$106,000 | — | 30 Jun 2016 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0.01%
|
4,200
|
$63,000 | — | 30 Jun 2016 | |
| Gradient Investments LLC |
13F
|
Company |
0.01%
|
3,094
|
$47,000 | — | 30 Jun 2016 | |
| D.A. DAVIDSON & CO. |
13F
|
Company |
0.01%
|
2,336
|
$35,000 | — | 30 Jun 2016 | |
| MCF Advisors LLC |
13F
|
Company |
0.01%
|
2,311
|
$35,000 | — | 30 Jun 2016 | |
| IFP Advisors, Inc |
13F
|
Company |
0.01%
|
1,692
|
$26,000 | — | 30 Jun 2016 |
Institutional Holders of ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND - Common Shares, $0.001 par value (AFB) as of Q3 2016
As of 30 Sep 2016,
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND - Common Shares, $0.001 par value (AFB) was held by
53 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,451,467 shares.
The largest 10 holders included
Karpus Management, Inc., ROBINSON CAPITAL MANAGEMENT, LLC, GUGGENHEIM CAPITAL LLC, Advisors Asset Management, Inc., Fiera Capital Corp, UBS Group AG, MORGAN STANLEY, BLAIR WILLIAM & CO/IL, WELLS FARGO & COMPANY/MN, and LPL Financial LLC.
This page lists
53
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
54
Q3 2016 holders
53
Holder diff
-1
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.