Security key
01861F110
ALLIANCE ENTERTAINMENT HOLDING CORP - *W EXP 02/11/202 (AENTW)
CUSIP: 01861F110
Q4 2023 13F Holders as of 31 Dec 2023
- Security type / class
- Equity / *W EXP 02/11/202
- Total 13F shares
- 2,846,596
- Total 13F value
- $22,817
- Share change
- +288,083
- SEC-reported price per share
- $0.01
- Number of holders
- 19
- Value change
- +$2,720
- Number of buys
- 1
- Number of sells
- 5
Report period
Q4 2023
Institutions
19
Top holders
10
AENTW full security history
Ownership snapshot
Full 13F holder table
ALLIANCE ENTERTAINMENT HOLDING CORP SEC filings
ALLIANCE ENTERTAINMENT HOLDING CORP company facts
Broader feeds
Ownership snapshot
Top reported holders of AENTW - ALLIANCE ENTERTAINMENT HOLDING CORP - *W EXP 02/11/202 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Thomas M. Finke
Disclosed value leader
Thomas M. Finke
Comparable rows
0/15
Latest evidence
30 Sep 2023
3/4/5
13F
Highest disclosed value: $963,084
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Thomas M. Finke has the largest disclosed position value at $963.1K.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Thomas M. Finke's linked filing trail.
Disclosed position value
Top 5
Thomas M. Finke
$963.1K
Paul G. Porter
$147.5K
BOOTHBAY FUND MANAGEMENT, LLC
$59.9K
Warberg Asset Management LLC
$52.2K
John Edwin Kutch
$37.5K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Thomas M. Finke |
3/4/5
Director
|
—
class O/S missing
|
$963,084
321,028 shares
|
— | 30 Jun 2023 |
| Paul G. Porter |
3/4/5
Chief Financial Officer
|
—
mixed-class rows
|
$147,453
177,333 shares
mixed-class rows
|
— | 10 Feb 2023 |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$59,885
53,950 shares
|
— | 30 Sep 2023 |
| Warberg Asset Management LLC |
13F
Company
|
—
class O/S missing
|
$52,170
47,000 shares
|
— | 30 Sep 2023 |
| John Edwin Kutch |
3/4/5
Chief Financial Officer, Director
|
—
class O/S missing
|
$37,500
12,500 shares
|
— | 15 Jun 2023 |
| SHEETS SMITH WEALTH MANAGEMENT |
13F
Company
|
—
class O/S missing
|
$27,750
25,000 shares
|
— | 30 Sep 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
19
Shares
2,846,596
Rows available
19
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2023 vs Q3 2023 Across Filers
Q3 2023 holders
21
Q4 2023 holders
19
Holder diff
-2
| Investor | Q3 2023 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q3 2023 value | Q4 2023 value | Value change | Value Chg % |
|---|