Security key
01438T106
Aldeyra Therapeutics, Inc. - Common Stock, par value $0.001 per share (ALDX)
CUSIP: 01438T106
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common Stock, par value $0.001 per share
- Shares outstanding
- 59,794,743
- Total 13F shares
- 17,701,121
- Share change
- +221,432
- Total reported value
- $102,840,148
- Put/Call ratio
- 170%
- Price per share
- $5.81
- Number of holders
- 76
- Value change
- +$1,433,085
- Number of buys
- 45
- Number of sells
- 28
Report period
Q4 2019
Institutions
76
Top holders
10
ALDX full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
Aldeyra Therapeutics, Inc. SEC filings
Aldeyra Therapeutics, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 01438T106
Recent filing periods:
Top shareholders of ALDX - Aldeyra Therapeutics, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PERCEPTIVE ADVISORS LLC |
13F
|
Company |
5.2%
|
3,085,458
|
$16,260,000 | — | 30 Sep 2019 | |
| 683 Capital Management, LLC |
13F
|
Company |
3.9%
|
2,350,000
|
$12,384,000 | — | 30 Sep 2019 | |
| BlackRock Finance, Inc. |
13F
|
Company |
2.7%
|
1,586,103
|
$8,357,000 | — | 30 Sep 2019 | |
| ADAGE CAPITAL PARTNERS GP, L.L.C. |
13F
|
Company |
2.4%
|
1,418,822
|
$7,477,000 | — | 30 Sep 2019 | |
| FMR LLC |
13F
|
Company |
2.2%
|
1,341,733
|
$7,071,000 | — | 30 Sep 2019 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.9%
|
1,128,617
|
$5,948,000 | — | 30 Sep 2019 | |
| SPHERA FUNDS MANAGEMENT LTD. |
13F
|
Company |
1.8%
|
1,069,089
|
$5,634,000 | — | 30 Sep 2019 | |
| Prosight Management, LP |
13F
|
Company |
1.3%
|
790,228
|
$4,165,000 | — | 30 Sep 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.89%
|
533,632
|
$2,812,000 | — | 30 Sep 2019 | |
| Knoll Capital Management, LLC |
13F
|
Company |
0.89%
|
531,568
|
$2,801,000 | — | 30 Sep 2019 | |
| STATE STREET CORP |
13F
|
Company |
0.67%
|
398,856
|
$2,102,000 | — | 30 Sep 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.51%
|
304,744
|
$1,606,000 | — | 30 Sep 2019 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.43%
|
257,862
|
$1,359,000 | — | 30 Sep 2019 | |
| Weiss Multi-Strategy Advisers LLC |
13F
|
Company |
0.33%
|
200,000
|
$1,054,000 | — | 30 Sep 2019 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
0.33%
|
198,384
|
$1,045,000 | — | 30 Sep 2019 | |
| WOODSTOCK CORP |
13F
|
Company |
0.17%
|
98,841
|
$521,000 | — | 30 Sep 2019 | |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) |
13F
|
Company |
0.15%
|
92,500
|
$487,000 | — | 30 Sep 2019 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.13%
|
80,256
|
$423,000 | — | 30 Sep 2019 | |
| Hikari Power Ltd |
13F
|
Company |
0.13%
|
80,020
|
$422,000 | — | 30 Sep 2019 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.13%
|
77,547
|
$409,000 | — | 30 Sep 2019 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
0.13%
|
77,172
|
$407,000 | — | 30 Sep 2019 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
0.12%
|
74,519
|
$393,000 | — | 30 Sep 2019 | |
| Palo Alto Investors LP |
13F
|
Company |
0.12%
|
73,500
|
$387,000 | — | 30 Sep 2019 | |
| Mesirow Financial Investment Management, Inc. |
13F
|
Company |
0.12%
|
69,029
|
$364,000 | — | 30 Sep 2019 | |
| Squarepoint Ops LLC |
13F
|
Company |
0.1%
|
61,695
|
$325,000 | — | 30 Sep 2019 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.1%
|
59,047
|
$313,000 | — | 30 Sep 2019 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
0.09%
|
53,536
|
$283,000 | — | 30 Sep 2019 | |
| DAFNA Capital Management LLC |
13F
|
Company |
0.08%
|
50,000
|
$264,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.08%
|
48,511
|
$255,000 | — | 30 Sep 2019 | |
| PA Capital LLC |
13F
|
Company |
0.08%
|
48,502
|
$256,000 | — | 30 Sep 2019 | |
| ARDSLEY ADVISORY PARTNERS LP |
13F
|
Company |
0.08%
|
47,100
|
$248,000 | — | 30 Sep 2019 | |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM |
13F
|
Company |
0.06%
|
34,724
|
$183,000 | — | 30 Sep 2019 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0.06%
|
34,323
|
$181,000 | — | 30 Sep 2019 | |
| Kepos Capital LP |
13F
|
Company |
0.06%
|
33,301
|
$175,000 | — | 30 Sep 2019 | |
| RHUMBLINE ADVISERS |
13F
|
Company |
0.05%
|
30,641
|
$161,000 | — | 30 Sep 2019 | |
| STRS OHIO |
13F
|
Company |
0.05%
|
29,700
|
$156,000 | — | 30 Sep 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.05%
|
29,029
|
$153,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.04%
|
26,100
|
$137,000 | — | 30 Sep 2019 | |
| FALCON POINT CAPITAL, LLC |
13F
|
Company |
0.04%
|
25,118
|
$140,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
0.04%
|
25,091
|
$132,000 | — | 30 Sep 2019 | |
| B. Riley Wealth Advisors, Inc. |
13F
|
Company |
0.04%
|
22,450
|
$119,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.04%
|
22,200
|
$117,000 | — | 30 Sep 2019 | |
| HighTower Advisors, LLC |
13F
|
Company |
0.03%
|
18,250
|
$96,000 | — | 30 Sep 2019 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.03%
|
18,111
|
$95,000 | — | 30 Sep 2019 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0.03%
|
17,600
|
$93,000 | — | 30 Sep 2019 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.03%
|
17,215
|
$91,000 | — | 30 Sep 2019 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0.03%
|
16,887
|
$97,000 | — | 30 Sep 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
0.03%
|
15,921
|
$84,000 | — | 30 Sep 2019 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.03%
|
15,160
|
$79,000 | — | 30 Sep 2019 | |
| Jefferies Group LLC |
13F
|
Company |
0.02%
|
14,585
|
$77,000 | — | 30 Sep 2019 |
Institutional Holders of Aldeyra Therapeutics, Inc. - Common Stock, par value $0.001 per share (ALDX) as of Q4 2019
As of 31 Dec 2019,
Aldeyra Therapeutics, Inc. - Common Stock, par value $0.001 per share (ALDX) was held by
76 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
17,701,121 shares.
The largest 10 holders included
PERCEPTIVE ADVISORS LLC, 683 Capital Management, LLC, BlackRock Inc., Prosight Management, LP, FMR LLC, VANGUARD GROUP INC, SPHERA FUNDS MANAGEMENT LTD., ADAGE CAPITAL PARTNERS GP, L.L.C., MILLENNIUM MANAGEMENT LLC, and Johnson & Johnson Innovation - JJDC, Inc..
This page lists
76
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
70
Q4 2019 holders
76
Holder diff
6
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.