Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
-
Equity / COM
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Total 13F shares
-
899,089
-
Share change
-
+506,933
-
Total reported value
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$11,930,000
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Price per share
-
$13.27
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Number of holders
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17
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Value change
-
+$6,697,670
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Number of buys
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14
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Number of sells
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4
Institutional Holders of ALCENTRA CAP CORP - COM (ABDC) as of Q3 2014
As of 30 Sep 2014 ALCENTRA CAP CORP - COM (ABDC) had 17 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 899,089 shares of stock of the company.
Largest 10 holders included UBS AG, DIALECTIC CAPITAL MANAGEMENT, LLC, GUGGENHEIM CAPITAL LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Yorktown Management & Research Co Inc, NEW VERNON INVESTMENT MANAGEMENT LLC, RAYMOND JAMES & ASSOCIATES, BAIRD ROBERT W & CO INC /WI/, STIFEL FINANCIAL CORP, and Bank of New York Mellon Corp.
This table shows 17 institutional shareholders of the security as of 30 Sep 2014.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.