SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share (AGE)

CUSIP: 00848H108

Q1 2021 13F Holders as of 31 Mar 2021

Holder snapshot 6 signals
Share change
+280,584
SEC-reported price per share
$1.62
Number of holders
28
Value change
+$458,543
Number of buys
11
Number of sells
9
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
16,120,077

Security key

00848H108

Report period

Q1 2021

Institutions

28

Top holders

10

Ownership snapshot

Top reported holders of AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
BROADWOOD CAPITAL INC
Disclosed value leader
BROADWOOD CAPITAL INC
Comparable rows
15/15
Latest evidence
31 Dec 2020
13F Lead comparable stake: 19% Showing 1-6 of 15 holder rows.

Quick read

BROADWOOD CAPITAL INC leads the comparable SEC ownership view at 19%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BROADWOOD CAPITAL INC's linked filing trail.
Comparable ownership Top 5
BROADWOOD CAPITAL INC 19%
VANGUARD GROUP INC 4%
BRIDGEWAY CAPITAL MANAGEMENT, LLC 1.3%
Prescott General Partners LLC 1.1%
BlackRock Finance, Inc. 0.94%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
BROADWOOD CAPITAL INC
13F
Company
13F
19%
$4,556,000
2,997,156 shares
31 Dec 2020
VANGUARD GROUP INC
13F
Company
13F
4%
$983,000
646,722 shares
31 Dec 2020
BRIDGEWAY CAPITAL MANAGEMENT, LLC
13F
Company
13F
1.3%
$311,000
204,770 shares
31 Dec 2020
Prescott General Partners LLC
13F
Company
13F
1.1%
$281,000
185,185 shares
31 Dec 2020
BlackRock Finance, Inc.
13F
Company
13F
0.94%
$230,000
151,135 shares
31 Dec 2020
RENAISSANCE TECHNOLOGIES LLC
13F
Company
13F
0.66%
$161,000
105,700 shares
31 Dec 2020
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2021

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
28
Shares
5,063,953
Rows available
28
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2021 vs Q1 2021 Across Filers

Q1 2021 holders
28
Q1 2021 holders
28
Holder diff
0
Investor Q1 2021 Shares Q1 2021 Shares Share Diff Share Chg % Q1 2021 value Q1 2021 value Value change Value Chg %
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