SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share (AGE)

Q: What does CUSIP 00848H108 represent in this 13F holders report?

CUSIP 00848H108 is the security identifier for AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

Q: How many institutions held AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share in Q2 2020?

36 institutional investors reported AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share for Q2 2020. Use the holders table for investor-level position and value details.

CUSIP: 00848H108

Q2 2020 13F Holders as of 30 Jun 2020

Security type / class: Equity / Common Stock, par value $0.0001 per share
Total 13F shares: 5,149,605
Total 13F value: $4,875,542
Share change: -1,193,862
SEC-reported price per share: $0.95
Number of holders: 36
Value change: -$1,122,760
Number of buys: 16
Number of sells: 26
Shares outstanding: 16,120,077

Security key

00848H108

Report period

Q2 2020

Institutions

Top holders

AGE full security history Ownership snapshot Full 13F holder table Serina Therapeutics, Inc. SEC filings Serina Therapeutics, Inc. company facts

Broader feeds

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Ownership snapshot

Top reported holders of AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

BROADWOOD CAPITAL INC

Disclosed value leader

BROADWOOD CAPITAL INC

Comparable rows

15/15

Latest evidence

31 Mar 2020

13F Lead comparable stake: 19% Showing 1-6 of 15 holder rows.

Quick read

BROADWOOD CAPITAL INC leads the comparable SEC ownership view at 19%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BROADWOOD CAPITAL INC's linked filing trail.

Comparable ownership Top 5

BROADWOOD CAPITAL INC 19%

BlackRock Finance, Inc. 7.1%

VANGUARD GROUP INC 4.5%

STATE STREET CORP 1.8%

NORTHERN TRUST CORP 1.3%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BROADWOOD CAPITAL INC	13F Company 13F	19%	$2,787,000 2,997,156 shares	—	31 Mar 2020
BlackRock Finance, Inc.	13F Company 13F	7.1%	$1,064,000 1,143,476 shares	—	31 Mar 2020
VANGUARD GROUP INC	13F Company 13F	4.5%	$678,000 729,177 shares	—	31 Mar 2020
STATE STREET CORP	13F Company 13F	1.8%	$273,000 293,888 shares	—	31 Mar 2020
NORTHERN TRUST CORP	13F Company 13F	1.3%	$197,000 211,408 shares	—	31 Mar 2020
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	1.3%	$190,000 204,903 shares	—	31 Mar 2020

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q2 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

5,149,605

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q2 2020 vs Q1 2020 Across Filers

Q1 2020 holders

Q2 2020 holders

Holder diff

-2

Investor	Q1 2020 Shares	Q2 2020 Shares	Share Diff	Share Chg %	Q1 2020 value	Q2 2020 value	Value change	Value Chg %