SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share (AGE)

Q: What does CUSIP 00848H108 represent in this 13F holders report?

CUSIP 00848H108 is the security identifier for AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

Q: How many institutions held AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share in Q3 2019?

45 institutional investors reported AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share for Q3 2019. Use the holders table for investor-level position and value details.

CUSIP: 00848H108

Q3 2019 13F Holders as of 30 Sep 2019

Security type / class: Equity / Common Stock, par value $0.0001 per share
Total 13F shares: 6,670,421
Total 13F value: $13,082,460
Share change: +322,771
SEC-reported price per share: $1.96
Number of holders: 45
Value change: +$588,183
Number of buys: 20
Number of sells: 12
Shares outstanding: 16,120,077

Security key

00848H108

Report period

Q3 2019

Institutions

Top holders

AGE full security history Ownership snapshot Full 13F holder table Serina Therapeutics, Inc. SEC filings Serina Therapeutics, Inc. company facts

Broader feeds

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Ownership snapshot

Top reported holders of AGE - SERINA THERAPEUTICS, INC. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

BROADWOOD CAPITAL INC

Disclosed value leader

BROADWOOD CAPITAL INC

Comparable rows

15/15

Latest evidence

30 Jun 2019

13F Lead comparable stake: 19% Showing 1-6 of 15 holder rows.

Quick read

BROADWOOD CAPITAL INC leads the comparable SEC ownership view at 19%.

15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens BROADWOOD CAPITAL INC's linked filing trail.

Comparable ownership Top 5

BROADWOOD CAPITAL INC 19%

BlackRock Finance, Inc. 7%

VANGUARD GROUP INC 4.4%

Defender Capital, LLC. 1.6%

GEODE CAPITAL MANAGEMENT, LLC 1.2%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BROADWOOD CAPITAL INC	13F Company 13F	19%	$11,000,000 2,997,156 shares	—	30 Jun 2019
BlackRock Finance, Inc.	13F Company 13F	7%	$4,156,000 1,132,178 shares	—	30 Jun 2019
VANGUARD GROUP INC	13F Company 13F	4.4%	$2,579,000 702,603 shares	—	30 Jun 2019
Defender Capital, LLC.	13F Company 13F	1.6%	$938,000 262,847 shares	—	30 Jun 2019
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	1.2%	$710,000 193,544 shares	—	30 Jun 2019
Prescott General Partners LLC	13F Company 13F	1.1%	$680,000 185,185 shares	—	30 Jun 2019

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2019

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

6,670,421

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2019 vs Q2 2019 Across Filers

Q2 2019 holders

Q3 2019 holders

Holder diff

Investor	Q2 2019 Shares	Q3 2019 Shares	Share Diff	Share Chg %	Q2 2019 value	Q3 2019 value	Value change	Value Chg %