Security key
00773U108
Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM)
CUSIP: 00773U108
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Stock, par value $0.0001 per share
- Shares outstanding
- 22,163,711
- Total 13F shares
- 58,514,356
- Share change
- +285,724
- Total reported value
- $55,588,188
- Put/Call ratio
- 3%
- Price per share
- $0.95
- Number of holders
- 71
- Value change
- -$1,275,581
- Number of buys
- 26
- Number of sells
- 41
Report period
Q3 2022
Institutions
71
Top holders
10
ADVM full security history
Newer quarter: Q4 2022
Previous quarter: Q2 2022
Adverum Biotechnologies, Inc. SEC filings
Adverum Biotechnologies, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 00773U108
Recent filing periods:
Top shareholders of ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| FMR LLC |
13F
|
Company |
49%
|
10,869,270
|
$13,043,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
33%
|
7,369,114
|
$8,843,000 | — | 30 Jun 2022 | |
| Sonic Fund II, L.P. |
13F
|
Company |
30%
|
6,552,068
|
$7,862,000 | — | 30 Jun 2022 | |
| Versant Venture Management, LLC |
13F
|
Company |
23%
|
5,068,233
|
$6,082,000 | — | 30 Jun 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
19%
|
4,157,605
|
$4,989,000 | — | 30 Jun 2022 | |
| BlackRock Finance, Inc. |
13F
|
Company |
15%
|
3,323,636
|
$3,988,000 | — | 30 Jun 2022 | |
| Artal Group S.A. |
13F
|
Company |
14%
|
3,000,000
|
$3,600,000 | — | 30 Jun 2022 | |
| RA CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
7.8%
|
1,726,019
|
$2,071,000 | — | 30 Jun 2022 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
7.4%
|
1,631,334
|
$1,957,000 | — | 30 Jun 2022 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
6.8%
|
1,504,600
|
$1,806,000 | — | 30 Jun 2022 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
5.3%
|
1,164,562
|
$1,397,000 | — | 30 Jun 2022 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
4.9%
|
1,093,041
|
$1,312,000 | — | 30 Jun 2022 | |
| EcoR1 Capital, LLC |
13F
|
Company |
4.7%
|
1,046,700
|
$1,256,000 | — | 30 Jun 2022 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
4.7%
|
1,038,458
|
$1,246,000 | — | 30 Jun 2022 | |
| Newtyn Management, LLC |
13F
|
Company |
4.7%
|
1,035,000
|
$1,242,000 | — | 30 Jun 2022 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
4.2%
|
941,751
|
$1,130,000 | — | 30 Jun 2022 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
3.4%
|
753,002
|
$903,000 | — | 30 Jun 2022 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
2.7%
|
587,645
|
$705,000 | — | 30 Jun 2022 | |
| Quinn Opportunity Partners LLC |
13F
|
Company |
2.3%
|
503,004
|
$604,000 | — | 30 Jun 2022 | |
| Oasis Management Co Ltd. |
13F
|
Company |
2.1%
|
465,000
|
$558,000 | — | 30 Jun 2022 | |
| Monaco Asset Management SAM |
13F
|
Company |
2%
|
447,004
|
$536,000 | — | 30 Jun 2022 | |
| Ergoteles LLC |
13F
|
Company |
1.9%
|
419,800
|
$504,000 | — | 30 Jun 2022 | |
| Invesco Ltd. |
13F
|
Company |
1.5%
|
325,089
|
$390,000 | — | 30 Jun 2022 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
1.5%
|
323,146
|
$387,000 | — | 30 Jun 2022 | |
| STATE STREET CORP |
13F
|
Company |
1.3%
|
281,854
|
$338,000 | — | 30 Jun 2022 | |
| Worth Venture Partners, LLC |
13F
|
Company |
1.1%
|
248,800
|
$425,000 | — | 30 Jun 2022 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
1.1%
|
242,000
|
$290,000 | — | 30 Jun 2022 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.97%
|
214,174
|
$257,000 | — | 30 Jun 2022 | |
| 683 Capital Management, LLC |
13F
|
Company |
0.93%
|
206,856
|
$248,000 | — | 30 Jun 2022 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.73%
|
162,489
|
$195,000 | — | 30 Jun 2022 | |
| Marquette Asset Management, LLC |
13F
|
Company |
0.6%
|
132,769
|
$159,000 | — | 30 Jun 2022 | |
| Connor, Clark & Lunn Investment Management Ltd. |
13F
|
Company |
0.53%
|
117,512
|
$141,000 | — | 30 Jun 2022 | |
| ALGERT GLOBAL LLC |
13F
|
Company |
0.53%
|
116,685
|
$140,000 | — | 30 Jun 2022 | |
| K2 PRINCIPAL FUND, L.P. |
13F
|
Company |
0.47%
|
103,600
|
$124,000 | — | 30 Jun 2022 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.45%
|
100,000
|
$120,000 | — | 30 Jun 2022 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.43%
|
94,890
|
$113,000 | — | 30 Jun 2022 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0.38%
|
83,886
|
$101,000 | — | 30 Jun 2022 | |
| OCCUDO QUANTITATIVE STRATEGIES LP |
13F
|
Company |
0.36%
|
80,079
|
$96,000 | — | 30 Jun 2022 | |
| Rafferty Asset Management, LLC |
13F
|
Company |
0.32%
|
69,954
|
$84,000 | — | 30 Jun 2022 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.31%
|
69,707
|
$84,000 | — | 30 Jun 2022 | |
| Crestline Management, L.P. |
13F
|
Company |
0.29%
|
64,854
|
$78,000 | — | 30 Jun 2022 | |
| Schonfeld Strategic Advisors LLC |
13F
|
Company |
0.27%
|
60,000
|
$72,000 | — | 30 Jun 2022 | |
| American Portfolios Advisors |
13F
|
Company |
0.25%
|
56,150
|
$67,380 | — | 30 Jun 2022 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.18%
|
40,967
|
$49,160 | — | 30 Jun 2022 | |
| XTX Topco Ltd |
13F
|
Company |
0.17%
|
37,770
|
$45,000 | — | 30 Jun 2022 | |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO |
13F
|
Company |
0.15%
|
32,200
|
$39,000 | — | 30 Jun 2022 | |
| LMR Partners LLP |
13F
|
Company |
0.14%
|
30,987
|
$37,000 | — | 30 Jun 2022 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.11%
|
25,278
|
$31,000 | — | 30 Jun 2022 | |
| BALYASNY ASSET MANAGEMENT L.P. |
13F
|
Company |
0.11%
|
23,617
|
$28,000 | — | 30 Jun 2022 | |
| Cubist Systematic Strategies, LLC |
13F
|
Company |
0.08%
|
17,306
|
$21,000 | — | 30 Jun 2022 |
Institutional Holders of Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) as of Q3 2022
As of 30 Sep 2022,
Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) was held by
71 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
58,514,356 shares.
The largest 10 holders included
FMR LLC, MORGAN STANLEY, Sonic Fund II, L.P., Soleus Capital Management, L.P., Versant Venture Management, LLC, VANGUARD GROUP INC, BlackRock Inc., JPMORGAN CHASE & CO, AIGH Capital Management LLC, and RENAISSANCE TECHNOLOGIES LLC.
This page lists
71
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
68
Q3 2022 holders
71
Holder diff
3
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.