Security key
00773U108
Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM)
CUSIP: 00773U108
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common Stock, par value $0.0001 per share
- Shares outstanding
- 22,163,711
- Total 13F shares
- 95,172,816
- Share change
- +14,197,796
- Total reported value
- $980,341,669
- Put/Call ratio
- 64%
- Price per share
- $10.30
- Number of holders
- 158
- Value change
- +$112,519,116
- Number of buys
- 98
- Number of sells
- 53
Report period
Q3 2020
Institutions
158
Top holders
10
ADVM full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
Adverum Biotechnologies, Inc. SEC filings
Adverum Biotechnologies, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 00773U108
Recent filing periods:
Top shareholders of ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| RA CAPITAL MANAGEMENT, L.P. |
13F
|
Company |
35%
|
7,801,641
|
$162,898,000 | — | 30 Jun 2020 | |
| Avoro Capital Advisors LLC |
13F
|
Company |
34%
|
7,585,000
|
$158,375,000 | — | 30 Jun 2020 | |
| Versant Venture Management, LLC |
13F
|
Company |
32%
|
7,003,892
|
$146,241,265 | — | 30 Jun 2020 | |
| RTW INVESTMENTS, LP |
13F
|
Company |
31%
|
6,790,027
|
$141,776,000 | — | 30 Jun 2020 | |
| BlackRock Finance, Inc. |
13F
|
Company |
27%
|
5,910,684
|
$123,416,000 | — | 30 Jun 2020 | |
| Sonic Fund II, L.P. |
13F
|
Company |
19%
|
4,112,355
|
$85,866,000 | — | 30 Jun 2020 | |
| VANGUARD GROUP INC |
13F
|
Company |
17%
|
3,846,430
|
$80,312,000 | — | 30 Jun 2020 | |
| STATE STREET CORP |
13F
|
Company |
16%
|
3,475,116
|
$72,560,000 | — | 30 Jun 2020 | |
| ORBIMED ADVISORS LLC |
13F
|
Company |
15%
|
3,290,744
|
$68,711,000 | — | 30 Jun 2020 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
9.6%
|
2,124,648
|
$44,363,000 | — | 30 Jun 2020 | |
| Casdin Capital, LLC |
13F
|
Company |
8.4%
|
1,865,000
|
$38,941,000 | — | 30 Jun 2020 | |
| DIMENSIONAL FUND ADVISORS LP |
13F
|
Company |
8.4%
|
1,863,474
|
$38,909,000 | — | 30 Jun 2020 | |
| ACUTA CAPITAL PARTNERS, LLC |
13F
|
Company |
7.9%
|
1,746,500
|
$36,467,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
7.5%
|
1,662,350
|
$34,709,000 | — | 30 Jun 2020 | |
| FRAZIER MANAGEMENT LLC |
13F
|
Company |
6.5%
|
1,437,028
|
$30,005,000 | — | 30 Jun 2020 | |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
|
Company |
5.6%
|
1,239,360
|
$25,878,000 | — | 30 Jun 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
5.1%
|
1,139,697
|
$23,797,000 | — | 30 Jun 2020 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
4.7%
|
1,047,083
|
$21,863,000 | — | 30 Jun 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
4.3%
|
948,956
|
$19,815,000 | — | 30 Jun 2020 | |
| Artal Group S.A. |
13F
|
Company |
4.1%
|
900,000
|
$18,792,000 | — | 30 Jun 2020 | |
| Ghost Tree Capital, LLC |
13F
|
Company |
4.1%
|
900,000
|
$18,792,000 | — | 30 Jun 2020 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
3.9%
|
864,130
|
$18,043,000 | — | 30 Jun 2020 | |
| DEERFIELD MANAGEMENT COMPANY, L.P. |
13F
|
Company |
3.8%
|
833,895
|
$17,412,000 | — | 30 Jun 2020 | |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC |
13F
|
Company |
3.5%
|
769,508
|
$16,067,327 | — | 30 Jun 2020 | |
| WS MANAGEMENT LLLP |
13F
|
Company |
3.2%
|
703,000
|
$14,679,000 | — | 30 Jun 2020 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
2.6%
|
582,948
|
$12,172,000 | — | 30 Jun 2020 | |
| CITIGROUP INC |
13F
|
Company |
2.3%
|
505,665
|
$10,558,000 | — | 30 Jun 2020 | |
| ADAGE CAPITAL PARTNERS GP, L.L.C. |
13F
|
Company |
2.3%
|
500,000
|
$10,440,000 | — | 30 Jun 2020 | |
| Rhenman & Partners Asset Management AB |
13F
|
Company |
2.3%
|
500,000
|
$10,440,000 | — | 30 Jun 2020 | |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) |
13F
|
Company |
2.2%
|
480,000
|
$10,022,000 | — | 30 Jun 2020 | |
| First Light Asset Management, LLC |
13F
|
Company |
2.1%
|
469,798
|
$9,809,000 | — | 30 Jun 2020 | |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC |
13F
|
Company |
2%
|
452,396
|
$9,447,000 | — | 30 Jun 2020 | |
| Invesco Ltd. |
13F
|
Company |
1.8%
|
408,901
|
$8,538,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1.8%
|
396,817
|
$8,286,000 | — | 30 Jun 2020 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
1.6%
|
355,681
|
$7,426,000 | — | 30 Jun 2020 | |
| Bank of New York Mellon Corp |
13F
|
Company |
1.5%
|
327,773
|
$6,844,000 | — | 30 Jun 2020 | |
| Assenagon Asset Management S.A. |
13F
|
Company |
1.4%
|
320,215
|
$6,686,000 | — | 30 Jun 2020 | |
| FMR LLC |
13F
|
Company |
1.3%
|
296,142
|
$6,183,000 | — | 30 Jun 2020 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
1.3%
|
293,826
|
$6,136,000 | — | 30 Jun 2020 | |
| BARCLAYS PLC |
13F
|
Company |
1.3%
|
282,820
|
$5,905,000 | — | 30 Jun 2020 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
1.2%
|
272,957
|
$5,699,000 | — | 30 Jun 2020 | |
| Allianz Asset Management GmbH |
13F
|
Company |
1.1%
|
239,608
|
$5,002,000 | — | 30 Jun 2020 | |
| S.c.a. Candriam |
13F
|
Individual |
1%
|
228,575
|
$4,773,000 | — | 30 Jun 2020 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
1%
|
227,691
|
$4,754,000 | — | 30 Jun 2020 | |
| Soleus Capital Management, L.P. |
13F
|
Company |
0.99%
|
218,723
|
$4,566,000 | — | 30 Jun 2020 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.75%
|
165,713
|
$3,460,000 | — | 30 Jun 2020 | |
| COWEN AND COMPANY, LLC |
13F
|
Company |
0.72%
|
160,216
|
$3,345,000 | — | 30 Jun 2020 | |
| Burrage Capital Management LLC |
13F
|
Company |
0.7%
|
156,012
|
$3,258,000 | — | 30 Jun 2020 | |
| Swiss National Bank |
13F
|
Company |
0.6%
|
134,000
|
$2,798,000 | — | 30 Jun 2020 | |
| VICTORY CAPITAL MANAGEMENT INC |
13F
|
Company |
0.59%
|
130,870
|
$2,733,000 | — | 30 Jun 2020 |
Institutional Holders of Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) as of Q3 2020
As of 30 Sep 2020,
Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) was held by
158 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
95,172,816 shares.
The largest 10 holders included
RA CAPITAL MANAGEMENT, L.P., Avoro Capital Advisors LLC, RTW INVESTMENTS, LP, Versant Venture Management, LLC, BlackRock Inc., STATE STREET CORP, ORBIMED ADVISORS LLC, VANGUARD GROUP INC, Sonic Fund II, L.P., and Casdin Capital, LLC.
This page lists
158
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
140
Q3 2020 holders
158
Holder diff
18
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.