Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM)

Q: What does CUSIP 00773U108 represent in this 13F holders report?

CUSIP 00773U108 is the security identifier for ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share used to aggregate holder disclosures.

Q: How many institutions held ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share in Q4 2018?

83 institutional investors reported ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share for Q4 2018. Use the holders table for investor-level position and value details.

CUSIP: 00773U108

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class: Equity / Common Stock, par value $0.0001 per share
Shares outstanding: 22,163,711
Total 13F shares: 38,437,133
Share change: +3,422,453
Total reported value: $121,095,668
Put/Call ratio: 0%
Price per share: $3.15
Number of holders: 83
Value change: -$70,697,347
Number of buys: 39
Number of sells: 52

Quarterly Holders Quick Answers

What is CUSIP 00773U108?
CUSIP 00773U108 identifies ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share in SEC institutional holdings data.

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Newer quarter: Q1 2019
Previous quarter: Q3 2018

Recent filing periods for CUSIP 00773U108:

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Top shareholders of ADVM - Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
MIZUHO SECURITIES USA LLC	13F	Company	0.05%	10,000	$60,500,000	—	30 Sep 2018	13F
BlackRock Finance, Inc.	13F	Company	17%	3,690,235	$22,326,000	—	30 Sep 2018	13F
RENAISSANCE TECHNOLOGIES LLC	13F	Company	16%	3,542,500	$21,432,000	—	30 Sep 2018	13F
ADAGE CAPITAL PARTNERS GP, L.L.C.	13F	Company	14%	3,000,000	$18,150,000	—	30 Sep 2018	13F
JPMORGAN CHASE & CO	13F	Company	12%	2,767,090	$16,740,000	—	30 Sep 2018	13F
VANGUARD GROUP INC	13F	Company	10%	2,246,018	$13,589,000	—	30 Sep 2018	13F
DRIEHAUS CAPITAL MANAGEMENT LLC	13F	Company	8.4%	1,872,224	$11,327,000	—	30 Sep 2018	13F
DIMENSIONAL FUND ADVISORS LP	13F	Company	7.4%	1,641,732	$9,933,000	—	30 Sep 2018	13F
WS MANAGEMENT LLLP	13F	Company	5.2%	1,150,000	$6,958,000	—	30 Sep 2018	13F
Castle Hook Partners LP	13F	Company	4.9%	1,082,549	$6,549,000	—	30 Sep 2018	13F
STATE STREET CORP	13F	Company	4.2%	933,957	$5,652,000	—	30 Sep 2018	13F
Rock Springs Capital Management LP	13F	Company	4.1%	900,000	$5,445,000	—	30 Sep 2018	13F
PRIMECAP MANAGEMENT CO/CA/	13F	Company	3.8%	835,100	$5,052,000	—	30 Sep 2018	13F
ALKEON CAPITAL MANAGEMENT LLC	13F	Company	3.7%	818,709	$4,953,000	—	30 Sep 2018	13F
CITADEL ADVISORS LLC	13F	Company	3.7%	816,551	$4,940,000	—	30 Sep 2018	13F
FMR LLC	13F	Company	3.3%	740,815	$4,482,000	—	30 Sep 2018	13F
NORTHERN TRUST CORP	13F	Company	2.8%	613,552	$3,712,000	—	30 Sep 2018	13F
GEODE CAPITAL MANAGEMENT, LLC	13F	Company	2.6%	583,429	$3,529,000	—	30 Sep 2018	13F
Man Group plc	13F	Company	2.5%	562,893	$3,406,000	—	30 Sep 2018	13F
SAN FRANCISCO SENTRY INVESTMENT GROUP (CA)	13F	Company	2.2%	480,000	$2,904,000	—	30 Sep 2018	13F
Artal Group S.A.	13F	Company	1.8%	400,000	$2,420,000	—	30 Sep 2018	13F
Marshall Wace North America L.P.	13F	Company	1.7%	378,787	$2,292,000	—	30 Sep 2018	13F
ASCEND CAPITAL, LLC	13F	Company	1.6%	345,813	$2,093,000	—	30 Sep 2018	13F
MORGAN STANLEY	13F	Company	1%	224,867	$1,361,000	—	30 Sep 2018	13F
Bank of New York Mellon Corp	13F	Company	0.99%	219,754	$1,330,000	—	30 Sep 2018	13F
TWO SIGMA ADVISERS, LP	13F	Company	0.96%	213,700	$1,293,000	—	30 Sep 2018	13F
DEUTSCHE BANK AG\	13F	Company	0.89%	197,234	$1,193,000	—	30 Sep 2018	13F
BRIDGEWAY CAPITAL MANAGEMENT, LLC	13F	Company	0.85%	189,200	$1,145,000	—	30 Sep 2018	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	0.84%	185,364	$1,121,000	—	30 Sep 2018	13F
RTW INVESTMENTS, LP	13F	Company	0.83%	184,821	$1,118,000	—	30 Sep 2018	13F
AXA S.A.	13F	Company	0.76%	169,053	$1,023,000	—	30 Sep 2018	13F
Endurant Capital Management LP	13F	Company	0.76%	168,840	$1,021,000	—	30 Sep 2018	13F
MILLENNIUM MANAGEMENT LLC	13F	Company	0.75%	165,348	$1,000,000	—	30 Sep 2018	13F
Connor, Clark & Lunn Investment Management Ltd.	13F	Company	0.71%	156,650	$948,000	—	30 Sep 2018	13F
PDT Partners, LLC	13F	Company	0.71%	156,500	$947,000	—	30 Sep 2018	13F
Rhenman & Partners Asset Management AB	13F	Company	0.69%	153,965	$931,000	—	30 Sep 2018	13F
COWEN INC.	13F	Company	0.68%	150,000	$908,000	—	30 Sep 2018	13F
HIGHBRIDGE CAPITAL MANAGEMENT LLC	13F	Company	0.68%	150,000	$908,000	—	30 Sep 2018	13F
VICTORY CAPITAL MANAGEMENT INC	13F	Company	0.66%	146,700	$888,000	—	30 Sep 2018	13F
AQR CAPITAL MANAGEMENT LLC	13F	Company	0.63%	139,078	$841,000	—	30 Sep 2018	13F
TEACHERS ADVISORS, LLC	13F	Company	0.53%	117,797	$713,000	—	30 Sep 2018	13F
CHARLES SCHWAB INVESTMENT MANAGEMENT INC	13F	Company	0.51%	113,677	$688,000	—	30 Sep 2018	13F
ARDSLEY ADVISORY PARTNERS LP	13F	Company	0.5%	110,000	$666,000	—	30 Sep 2018	13F
TIAA CREF INVESTMENT MANAGEMENT LLC	13F	Company	0.49%	108,706	$658,000	—	30 Sep 2018	13F
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM	13F	Company	0.48%	107,204	$649,000	—	30 Sep 2018	13F
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	13F	Company	0.38%	83,870	$507,000	—	30 Sep 2018	13F
VIRTUS ADVISERS, LLC	13F	Company	0.37%	82,998	$502,000	—	30 Sep 2018	13F
ALGERT GLOBAL LLC	13F	Company	0.36%	79,460	$481,000	—	30 Sep 2018	13F
OXFORD ASSET MANAGEMENT LLP	13F	Company	0.35%	77,249	$466,000	—	30 Sep 2018	13F
SPHERA FUNDS MANAGEMENT LTD.	13F	Company	0.34%	75,000	$454,000	—	30 Sep 2018	13F

Institutional Holders of Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) as of Q4 2018

As of 31 Dec 2018, Adverum Biotechnologies, Inc. - Common Stock, par value $0.0001 per share (ADVM) was held by 83 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 38,437,133 shares. The largest 10 holders included RTW INVESTMENTS, LP, BlackRock Inc., RENAISSANCE TECHNOLOGIES LLC, ADAGE CAPITAL PARTNERS GP, L.L.C., JPMORGAN CHASE & CO, DIMENSIONAL FUND ADVISORS LP, Vanguard Group Inc, CITADEL ADVISORS LLC, WS MANAGEMENT LLLP, and EVENTIDE ASSET MANAGEMENT, LLC. This page lists 83 institutional shareholders reporting positions in this security for the Q4 2018 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders

101

Q4 2018 holders

Holder diff

-18

Investor	Q3 2018 Shares	Q4 2018 Shares	Share Diff	Share Chg %	Q3 2018 Value $	Q4 2018 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.