Security key
00306J109
ABRDN JAPAN EQUITY FUND, INC. - Common Stock (JEQ)
CUSIP: 00306J109
Q3 2019 13F Holders as of 30 Sep 2019
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 7,103,971
- Total 13F shares
- 9,852,428
- Share change
- +78,777
- Total reported value
- $71,742,640
- Price per share
- $7.28
- Number of holders
- 33
- Value change
- +$584,161
- Number of buys
- 10
- Number of sells
- 13
Report period
Q3 2019
Institutions
33
Top holders
10
JEQ full security history
Newer quarter: Q4 2019
Previous quarter: Q2 2019
ABRDN JAPAN EQUITY FUND, INC. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00306J109
Recent filing periods:
Top shareholders of JEQ - ABRDN JAPAN EQUITY FUND, INC. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| 1607 Capital Partners, LLC |
13F
|
Company |
42%
|
2,964,839
|
$20,754,000 | — | 30 Jun 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
39%
|
2,744,704
|
$19,213,000 | — | 30 Jun 2019 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
19%
|
1,327,208
|
$9,290,000 | — | 30 Jun 2019 | |
| Karpus Management, Inc. |
13F
|
Company |
12%
|
871,766
|
$6,102,000 | — | 30 Jun 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
8.5%
|
607,097
|
$4,274,000 | — | 30 Jun 2019 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
3.4%
|
239,719
|
$1,678,000 | — | 30 Jun 2019 | |
| MORGAN STANLEY |
13F
|
Company |
3.1%
|
219,600
|
$1,537,000 | — | 30 Jun 2019 | |
| Bulldog Investors, LLP |
13F
|
Company |
1.6%
|
115,992
|
$812,000 | — | 30 Jun 2019 | |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
13F
|
Company |
1.6%
|
115,061
|
$805,000 | — | 30 Jun 2019 | |
| Baird Financial Group, Inc. |
13F
|
Company |
0.89%
|
63,099
|
$442,000 | — | 30 Jun 2019 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.8%
|
56,626
|
$396,000 | — | 30 Jun 2019 | |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC |
13F
|
Company |
0.75%
|
53,211
|
$372,000 | — | 30 Jun 2019 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.73%
|
51,793
|
$362,000 | — | 30 Jun 2019 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
0.55%
|
39,373
|
$276,000 | — | 30 Jun 2019 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
0.54%
|
38,042
|
$266,000 | — | 30 Jun 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.51%
|
36,060
|
$250,000 | — | 30 Jun 2019 | |
| Almitas Capital LLC |
13F
|
Company |
0.39%
|
27,700
|
$194,000 | — | 30 Jun 2019 | |
| TWIN FOCUS CAPITAL PARTNERS, LLC |
13F
|
Company |
0.31%
|
22,105
|
$155,000 | — | 30 Jun 2019 | |
| Dakota Wealth Management |
13F
|
Company |
0.3%
|
21,130
|
$149,000 | — | 30 Jun 2019 | |
| Global Endowment Management, LP |
13F
|
Company |
0.28%
|
20,000
|
$140,000 | — | 30 Jun 2019 | |
| SHUFRO ROSE & CO LLC |
13F
|
Company |
0.27%
|
18,875
|
$132,000 | — | 30 Jun 2019 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.25%
|
17,585
|
$123,000 | — | 30 Jun 2019 | |
| Matisse Capital |
13F
|
Company |
0.22%
|
15,916
|
$111,000 | — | 30 Jun 2019 | |
| 9258 Wealth Management, LLC |
13F
|
Company |
0.22%
|
15,583
|
$109,000 | — | 30 Jun 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.19%
|
13,158
|
$92,000 | — | 30 Jun 2019 | |
| STEPHENS INC /AR/ |
13F
|
Company |
0.16%
|
11,147
|
$78,000 | — | 30 Jun 2019 | |
| GABLES CAPITAL MANAGEMENT INC. |
13F
|
Company |
0.14%
|
10,000
|
$70,000 | — | 30 Jun 2019 | |
| Oasis Management Co Ltd. |
13F
|
Company |
0.14%
|
10,000
|
$70,000 | — | 30 Jun 2019 | |
| CSS LLC/IL |
13F
|
Company |
0.14%
|
9,913
|
$69,000 | — | 30 Jun 2019 | |
| UBS Group AG |
13F
|
Company |
0.12%
|
8,489
|
$59,000 | — | 30 Jun 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.04%
|
2,673
|
$19,000 | — | 30 Jun 2019 | |
| Lombard Odier SCmA Compagnie |
13F
|
Individual |
0.03%
|
1,938
|
$14,000 | — | 30 Jun 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
1,500
|
$11,000 | — | 30 Jun 2019 | |
| M&R CAPITAL MANAGEMENT INC |
13F
|
Company |
0.02%
|
1,249
|
$8,000 | — | 30 Jun 2019 | |
| Federation Des Caisses Desjardins du Quebec |
13F
|
Individual |
0.01%
|
500
|
$3,500 | — | 30 Jun 2019 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
—
class O/S missing
|
43,432
|
$304,000 | — | 30 Jun 2019 |
Institutional Holders of ABRDN JAPAN EQUITY FUND, INC. - Common Stock (JEQ) as of Q3 2019
As of 30 Sep 2019,
ABRDN JAPAN EQUITY FUND, INC. - Common Stock (JEQ) was held by
33 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
9,852,428 shares.
The largest 10 holders included
1607 Capital Partners, LLC, WELLS FARGO & COMPANY/MN, LAZARD ASSET MANAGEMENT LLC, Karpus Management, Inc., CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, MORGAN STANLEY, Matisse Capital, Bulldog Investors, LLC, WOLVERINE ASSET MANAGEMENT LLC, and Baird Financial Group, Inc..
This page lists
33
institutional shareholders reporting positions in this security
for the Q3 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2019 vs Q2 2019 Across Filers
Q2 2019 holders
35
Q3 2019 holders
33
Holder diff
-2
| Investor | Q2 2019 Shares | Q3 2019 Shares | Share Diff | Share Chg % | Q2 2019 Value $ | Q3 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.