Security key
00301W105
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF)
CUSIP: 00301W105
Q3 2020 13F Holders as of 30 Sep 2020
- Type / Class
- Equity / Common
- Shares outstanding
- 40,606,086
- Total 13F shares
- 32,009,200
- Share change
- +743,081
- Total reported value
- $207,050,011
- Price per share
- $6.48
- Number of holders
- 50
- Value change
- +$4,870,241
- Number of buys
- 16
- Number of sells
- 24
Report period
Q3 2020
Institutions
50
Top holders
10
AEF full security history
Newer quarter: Q4 2020
Previous quarter: Q2 2020
abrdn Emerging Markets ex-China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00301W105
Recent filing periods:
Top shareholders of AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
37%
|
15,059,395
|
$91,185,000 | — | 30 Jun 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
11%
|
4,358,431
|
$26,369,000 | — | 30 Jun 2020 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
9.4%
|
3,824,273
|
$23,137,000 | — | 30 Jun 2020 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
7.4%
|
3,010,763
|
$18,215,000 | — | 30 Jun 2020 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
2.8%
|
1,134,464
|
$6,864,000 | — | 30 Jun 2020 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
2.3%
|
915,305
|
$5,538,000 | — | 30 Jun 2020 | |
| Karpus Management, Inc. |
13F
|
Company |
1.4%
|
550,873
|
$3,333,000 | — | 30 Jun 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.82%
|
332,291
|
$2,010,000 | — | 30 Jun 2020 | |
| MORGAN STANLEY |
13F
|
Company |
0.61%
|
246,830
|
$1,493,000 | — | 30 Jun 2020 | |
| Private Advisor Group, LLC |
13F
|
Company |
0.51%
|
208,290
|
$1,261,000 | — | 30 Jun 2020 | |
| Bulldog Investors, LLP |
13F
|
Company |
0.4%
|
161,825
|
$979,000 | — | 30 Jun 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.39%
|
156,772
|
$948,000 | — | 30 Jun 2020 | |
| CSS LLC/IL |
13F
|
Company |
0.38%
|
152,534
|
$923,000 | — | 30 Jun 2020 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
0.34%
|
136,100
|
$823,000 | — | 30 Jun 2020 | |
| Curi Capital, LLC |
13F
|
Company |
0.27%
|
108,171
|
$654,000 | — | 30 Jun 2020 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.24%
|
97,721
|
$591,000 | — | 30 Jun 2020 | |
| Point View Wealth Management, Inc. |
13F
|
Company |
0.21%
|
86,811
|
$525,000 | — | 30 Jun 2020 | |
| Mraz, Amerine & Associates, Inc. |
13F
|
Company |
0.18%
|
72,810
|
$441,000 | — | 30 Jun 2020 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.16%
|
66,585
|
$403,000 | — | 30 Jun 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.11%
|
43,748
|
$265,000 | — | 30 Jun 2020 | |
| Vanguard Capital Wealth Advisors |
13F
|
Company |
0.11%
|
42,769
|
$258,000 | — | 30 Jun 2020 | |
| Matisse Capital |
13F
|
Company |
0.11%
|
42,671
|
$258,000 | — | 30 Jun 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.1%
|
39,888
|
$241,000 | — | 30 Jun 2020 | |
| Yakira Capital Management, Inc. |
13F
|
Company |
0.1%
|
39,815
|
$241,000 | — | 30 Jun 2020 | |
| BLAIR WILLIAM & CO/IL |
13F
|
Company |
0.09%
|
38,082
|
$230,000 | — | 30 Jun 2020 | |
| SHEPHERD KAPLAN KROCHUK, LLC |
13F
|
Company |
0.09%
|
36,680
|
$222,000 | — | 30 Jun 2020 | |
| VISTA INVESTMENT MANAGEMENT |
13F
|
Company |
0.09%
|
35,959
|
$218,000 | — | 30 Jun 2020 | |
| STRS OHIO |
13F
|
Company |
0.08%
|
34,073
|
$206,000 | — | 30 Jun 2020 | |
| PROVIDA PENSION FUND ADMINISTRATOR |
13F
|
Company |
0.06%
|
26,031
|
$185,000 | — | 30 Jun 2020 | |
| FINANCIAL COUNSELORS INC |
13F
|
Company |
0.07%
|
28,275
|
$171,000 | — | 30 Jun 2020 | |
| Hunter Perkins Capital Management, LLC |
13F
|
Company |
0.06%
|
24,762
|
$150,000 | — | 30 Jun 2020 | |
| AQR Arbitrage LLC |
13F
|
Company |
0.06%
|
24,687
|
$149,000 | — | 30 Jun 2020 | |
| WESBANCO BANK INC |
13F
|
Company |
0.05%
|
20,345
|
$123,000 | — | 30 Jun 2020 | |
| MERIDIAN INVESTMENT COUNSEL INC. |
13F
|
Company |
0.05%
|
20,169
|
$122,000 | — | 30 Jun 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
0.04%
|
15,932
|
$96,000 | — | 30 Jun 2020 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.04%
|
15,782
|
$95,000 | — | 30 Jun 2020 | |
| Cornerstone Advisors, LLC |
13F
|
Company |
0.04%
|
14,960
|
$91,000 | — | 30 Jun 2020 | |
| Zuckerman Investment Group, LLC |
13F
|
Company |
0.03%
|
13,163
|
$80,000 | — | 30 Jun 2020 | |
| LPL Financial LLC |
13F
|
Company |
0.03%
|
12,614
|
$76,000 | — | 30 Jun 2020 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
10,972
|
$66,000 | — | 30 Jun 2020 | |
| MML INVESTORS SERVICES, LLC |
13F
|
Company |
0.03%
|
10,865
|
$66,000 | — | 30 Jun 2020 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0.03%
|
10,334
|
$63,000 | — | 30 Jun 2020 | |
| FIFTH THIRD BANCORP |
13F
|
Company |
0.02%
|
7,220
|
$44,000 | — | 30 Jun 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0.01%
|
5,374
|
$33,000 | — | 30 Jun 2020 | |
| US BANCORP \DE\ |
13F
|
Company |
0.01%
|
3,395
|
$21,000 | — | 30 Jun 2020 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.01%
|
2,175
|
$13,000 | — | 30 Jun 2020 | |
| KINGS POINT CAPITAL MANAGEMENT |
13F
|
Company |
0%
|
1,957
|
$12,000 | — | 30 Jun 2020 | |
| Geneos Wealth Management Inc. |
13F
|
Company |
0%
|
1,742
|
$10,000 | — | 30 Jun 2020 | |
| Rockefeller Capital Management L.P. |
13F
|
Company |
0%
|
824
|
$5,000 | — | 30 Jun 2020 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0%
|
768
|
$5,000 | — | 30 Jun 2020 |
Institutional Holders of abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) as of Q3 2020
As of 30 Sep 2020,
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) was held by
50 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
32,009,200 shares.
The largest 10 holders included
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, WELLS FARGO & COMPANY/MN, 1607 Capital Partners, LLC, LAZARD ASSET MANAGEMENT LLC, RIVERNORTH CAPITAL MANAGEMENT, LLC, Relative Value Partners Group, LLC, Karpus Management, Inc., RAYMOND JAMES & ASSOCIATES, MORGAN STANLEY, and Private Advisor Group, LLC.
This page lists
50
institutional shareholders reporting positions in this security
for the Q3 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2020 vs Q2 2020 Across Filers
Q2 2020 holders
58
Q3 2020 holders
50
Holder diff
-8
| Investor | Q2 2020 Shares | Q3 2020 Shares | Share Diff | Share Chg % | Q2 2020 Value $ | Q3 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.