Security key
00301W105
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF)
CUSIP: 00301W105
Q3 2015 13F Holders as of 30 Sep 2015
- Type / Class
- Equity / Common
- Shares outstanding
- 40,606,086
- Total 13F shares
- 1,214,931
- Share change
- +478,880
- Total reported value
- $7,268,000
- Price per share
- $5.98
- Number of holders
- 25
- Value change
- +$2,862,520
- Number of buys
- 12
- Number of sells
- 6
Report period
Q3 2015
Institutions
25
Top holders
10
AEF full security history
Newer quarter: Q4 2015
Previous quarter: Q2 2015
abrdn Emerging Markets ex-China Fund, Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 00301W105
Recent filing periods:
Top shareholders of AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PROVIDA PENSION FUND ADMINISTRATOR |
13F
|
Company |
1%
|
418,800
|
$2,982,000 | — | 30 Jun 2015 | |
| 1607 Capital Partners, LLC |
13F
|
Company |
0.43%
|
173,599
|
$1,236,000 | — | 30 Jun 2015 | |
| OTA Financial Group L.P. |
13F
|
Company |
0.2%
|
83,019
|
$617,000 | — | 30 Jun 2015 | |
| British Airways Pensions Investment Management Ltd |
13F
|
Company |
0.09%
|
35,907
|
$256,000 | — | 30 Jun 2015 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.05%
|
19,551
|
$139,000 | — | 30 Jun 2015 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.04%
|
17,603
|
$125,000 | — | 30 Jun 2015 | |
| LPL Financial LLC |
13F
|
Company |
0.04%
|
15,613
|
$107,000 | — | 30 Jun 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.03%
|
10,355
|
$73,000 | — | 30 Jun 2015 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.02%
|
9,052
|
$64,000 | — | 30 Jun 2015 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
8,613
|
$61,000 | — | 30 Jun 2015 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
8,502
|
$60,000 | — | 30 Jun 2015 | |
| MSI Financial Services Inc |
13F
|
Company |
0.02%
|
7,644
|
$54,000 | — | 30 Jun 2015 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.02%
|
6,368
|
$46,000 | — | 30 Jun 2015 | |
| Thomas J. Herzfeld Advisors, Inc. |
13F
|
Company |
0.01%
|
5,000
|
$36,000 | — | 30 Jun 2015 | |
| UBS Group AG |
13F
|
Company |
0%
|
1,885
|
$13,000 | — | 30 Jun 2015 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
1,646
|
$12,000 | — | 30 Jun 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
1,273
|
$9,000 | — | 30 Jun 2015 | |
| JAMES INVESTMENT RESEARCH, INC. |
13F
|
Company |
0%
|
1,200
|
$9,000 | — | 30 Jun 2015 | |
| FineMark National Bank & Trust |
13F
|
Company |
0%
|
819
|
$6,000 | — | 30 Jun 2015 | |
| Hanson & Doremus Investment Management |
13F
|
Company |
0%
|
442
|
$3,000 | — | 30 Jun 2015 | |
| FLOW TRADERS U.S. LLC |
13F
|
Company |
0%
|
309
|
$2,000 | — | 30 Jun 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
207
|
$1,474 | — | 30 Jun 2015 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
165
|
$1,000 | — | 30 Jun 2015 | |
| Bruderman Asset Management, LLC |
13F
|
Company |
0%
|
74
|
$1,000 | — | 30 Jun 2015 |
Institutional Holders of abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) as of Q3 2015
As of 30 Sep 2015,
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) was held by
25 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,214,931 shares.
The largest 10 holders included
Provida Pension Fund Administrator, 1607 Capital Partners, LLC, Gramercy Funds Management LLC, CITY OF LONDON INVESTMENT MANAGEMENT CO LTD, Cambridge Investment Research Advisors, Inc., BANK OF AMERICA CORP /DE/, British Airways Pensions Investment Management Ltd, LPL Financial LLC, WELLS FARGO & COMPANY/MN, and PNC Financial Services Group, Inc..
This page lists
25
institutional shareholders reporting positions in this security
for the Q3 2015 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2015 vs Q2 2015 Across Filers
Q2 2015 holders
23
Q3 2015 holders
25
Holder diff
2
| Investor | Q2 2015 Shares | Q3 2015 Shares | Share Diff | Share Chg % | Q2 2015 Value $ | Q3 2015 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.