abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF)
CUSIP: 00301W105
Q3 2014 13F Holders as of 30 Sep 2014
- Type / Class
- Equity / Common
- Shares outstanding
- 40,606,086
- Total 13F shares
- 691,120
- Share change
- +68,075
- Total reported value
- $5,915,570
- Price per share
- $8.55
- Number of holders
- 24
- Value change
- +$563,140
- Number of buys
- 6
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 00301W105?
CUSIP 00301W105 identifies AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 00301W105:
Top shareholders of AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PROVIDA PENSION FUND ADMINISTRATOR |
13F
|
Company |
1.1%
|
436,940
|
$4,422,000 | — | 30 Jun 2014 | |
| LPL Financial LLC |
13F
|
Company |
0.05%
|
21,406
|
$217,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
0.05%
|
19,172
|
$194,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.05%
|
18,421
|
$186,000 | — | 30 Jun 2014 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.04%
|
15,040
|
$152,000 | — | 30 Jun 2014 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
0.03%
|
13,883
|
$140,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
0.03%
|
10,567
|
$107,000 | — | 30 Jun 2014 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.03%
|
10,526
|
$106,000 | — | 30 Jun 2014 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0.01%
|
4,405
|
$45,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
4,215
|
$42,000 | — | 30 Jun 2014 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.01%
|
2,953
|
$30,000 | — | 30 Jun 2014 | |
| FineMark National Bank & Trust |
13F
|
Company |
0.01%
|
2,819
|
$29,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
2,608
|
$26,000 | — | 30 Jun 2014 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.01%
|
2,583
|
$26,000 | — | 30 Jun 2014 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
1,358
|
$14,000 | — | 30 Jun 2014 | |
| KINGS POINT CAPITAL MANAGEMENT |
13F
|
Company |
0%
|
1,357
|
$14,000 | — | 30 Jun 2014 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,218
|
$12,000 | — | 30 Jun 2014 | |
| Creative Planning |
13F
|
Company |
0%
|
1,112
|
$11,000 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
990
|
$10,000 | — | 30 Jun 2014 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
314
|
$3,178 | — | 30 Jun 2014 | |
| FLOW TRADERS U.S. LLC |
13F
|
Company |
0%
|
309
|
$3,000 | — | 30 Jun 2014 | |
| North Star Investment Management Corp. |
13F
|
Company |
0%
|
165
|
$2,000 | — | 30 Jun 2014 | |
| Ground Swell Capital, LLC |
13F
|
Company |
0%
|
80
|
$1,000 | — | 30 Jun 2014 |
Institutional Holders of abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) as of Q3 2014
As of 30 Sep 2014,
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
691,120 shares.
The largest 10 holders included
Provida Pension Fund Administrator, MORGAN STANLEY, WOLVERINE ASSET MANAGEMENT LLC, LPL Financial LLC, Cambridge Investment Research Advisors, Inc., BANK OF AMERICA CORP /DE/, First Allied Advisory Services, Inc., PNC Financial Services Group, Inc., UBS AG, and NEW ENGLAND SECURITIES CORP /MA/.
This page lists
24
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
22
Q3 2014 holders
24
Holder diff
2
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.