abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF)
CUSIP: 00301W105
Q1 2014 13F Holders as of 31 Mar 2014
- Type / Class
- Equity / Common
- Shares outstanding
- 40,606,086
- Total 13F shares
- 122,259
- Share change
- -897,564
- Total reported value
- $1,434,680
- Price per share
- $11.75
- Number of holders
- 23
- Value change
- -$9,478,890
- Number of buys
- 8
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 00301W105?
CUSIP 00301W105 identifies AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 00301W105:
Top shareholders of AEF - abrdn Emerging Markets ex-China Fund, Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| PROVIDA PENSION FUND ADMINISTRATOR |
13F
|
Company |
2.1%
|
859,727
|
$9,070,000 | — | 31 Dec 2013 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
0.07%
|
29,970
|
$316,000 | — | 31 Dec 2013 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.07%
|
26,458
|
$279,000 | — | 31 Dec 2013 | |
| LPL Financial LLC |
13F
|
Company |
0.05%
|
22,093
|
$233,000 | — | 31 Dec 2013 | |
| First Allied Advisory Services, Inc. |
13F
|
Company |
0.04%
|
14,549
|
$155,000 | — | 31 Dec 2013 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.03%
|
13,213
|
$139,000 | — | 31 Dec 2013 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
0.03%
|
13,058
|
$138,000 | — | 31 Dec 2013 | |
| MORGAN STANLEY |
13F
|
Company |
0.02%
|
9,412
|
$99,000 | — | 31 Dec 2013 | |
| CITIGROUP INC |
13F
|
Company |
0.01%
|
4,696
|
$50,000 | — | 31 Dec 2013 | |
| UBS AG |
13F
|
Company |
0.01%
|
4,460
|
$48,000 | — | 31 Dec 2013 | |
| NEW ENGLAND SECURITIES CORP /MA/ |
13F
|
Company |
0.01%
|
4,405
|
$46,000 | — | 31 Dec 2013 | |
| Clearbridge Investments, LLC |
13F
|
Company |
0.01%
|
2,953
|
$31,000 | — | 31 Dec 2013 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.01%
|
2,489
|
$26,000 | — | 31 Dec 2013 | |
| Blume Capital Management, Inc. |
13F
|
Company |
0%
|
1,776
|
$19,000 | — | 31 Dec 2013 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0%
|
1,470
|
$16,000 | — | 31 Dec 2013 | |
| Creative Planning |
13F
|
Company |
0%
|
1,366
|
$14,000 | — | 31 Dec 2013 | |
| KINGS POINT CAPITAL MANAGEMENT |
13F
|
Company |
0%
|
1,357
|
$14,000 | — | 31 Dec 2013 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0%
|
1,343
|
$14,000 | — | 31 Dec 2013 | |
| MSI Financial Services Inc |
13F
|
Company |
0%
|
1,218
|
$13,000 | — | 31 Dec 2013 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
950
|
$10,000 | — | 31 Dec 2013 | |
| FineMark National Bank & Trust |
13F
|
Company |
0%
|
819
|
$9,000 | — | 31 Dec 2013 | |
| WHITTIER TRUST CO OF NEVADA INC |
13F
|
Company |
0%
|
691
|
$7,000 | — | 31 Dec 2013 | |
| WOLVERINE ASSET MANAGEMENT LLC |
13F
|
Company |
0%
|
499
|
$5,000 | — | 31 Dec 2013 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
0%
|
407
|
$4,000 | — | 31 Dec 2013 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
0%
|
314
|
$3,313 | — | 31 Dec 2013 | |
| FLOW TRADERS U.S. LLC |
13F
|
Company |
0%
|
309
|
$3,000 | — | 31 Dec 2013 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
170
|
$2,000 | — | 31 Dec 2013 | |
| TOMPKINS FINANCIAL CORP |
13F
|
Company |
0%
|
150
|
$2,000 | — | 31 Dec 2013 |
Institutional Holders of abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) as of Q1 2014
As of 31 Mar 2014,
abrdn Emerging Markets ex-China Fund, Inc. - Common (AEF) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
122,259 shares.
The largest 10 holders included
LPL Financial LLC, PNC FINANCIAL SERVICES GROUP, INC., Cambridge Investment Research Advisors, Inc., BANK OF AMERICA CORP /DE/, First Allied Advisory Services, Inc., MORGAN STANLEY, UBS AG, New England Securities Corp /MA/, CITIGROUP INC, and Clearbridge Investments, LLC.
This page lists
23
institutional shareholders reporting positions in this security
for the Q1 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2014 vs Q4 2013 Across Filers
Q4 2013 holders
29
Q1 2014 holders
23
Holder diff
-6
| Investor | Q4 2013 Shares | Q1 2014 Shares | Share Diff | Share Chg % | Q4 2013 Value $ | Q1 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.