Security key
00246W103
AXT INC - Common Stock, $0.001 par value (AXTI)
CUSIP: 00246W103
Q1 2023 13F Holders as of 31 Mar 2023
- Security type / class
- Equity / Common Stock, $0.001 par value
- Total 13F shares
- 25,268,043
- Total 13F value
- $100,561,874
- Share change
- +1,532,016
- Put/Call ratio
- 181%
- SEC-reported price per share
- $3.98
- Number of holders
- 100
- Value change
- +$5,930,017
- Number of buys
- 44
- Number of sells
- 50
- Shares outstanding
- 47,031,927
Holder snapshot
7 signals
Show 1 more signal
Security identity
1 source field
Report period
Q1 2023
Institutions
100
Top holders
10
AXTI full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q2 2023
Previous quarter: Q4 2022
AXT INC SEC filings
AXT INC company facts
Broader feeds
Reporting periods
Holder history for CUSIP 00246W103
Recent filing periods:
Ownership snapshot
Top reported holders of AXTI - AXT INC - Common Stock, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
DIMENSIONAL FUND ADVISORS LP
Disclosed value leader
DIMENSIONAL FUND ADVISORS LP
Comparable rows
15/15
Latest evidence
31 Dec 2022
13F
Lead comparable stake: 6.7%
Showing 1-6 of 15 holder rows.
Quick read
DIMENSIONAL FUND ADVISORS LP leads the comparable SEC ownership view at 6.7%.
15 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Comparable ownership
Top 5
DIMENSIONAL FUND ADVISORS LP
6.7%
BlackRock Finance, Inc.
5.7%
VANGUARD GROUP INC
3.7%
WELLINGTON MANAGEMENT GROUP LLP
3.5%
NEEDHAM INVESTMENT MANAGEMENT LLC
3.1%
Ownership % is shown only when SEC disclosures are safely comparable across share classes.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
6.7%
|
$13,899,000
3,173,175 shares
|
— | 31 Dec 2022 |
| BlackRock Finance, Inc. |
13F
Company
|
5.7%
|
$11,778,980
2,689,265 shares
|
— | 31 Dec 2022 |
| VANGUARD GROUP INC |
13F
Company
|
3.7%
|
$7,657,441
1,748,274 shares
|
— | 31 Dec 2022 |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
Company
|
3.5%
|
$7,111,631
1,623,660 shares
|
— | 31 Dec 2022 |
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
Company
|
3.1%
|
$6,396,771
1,460,450 shares
|
— | 31 Dec 2022 |
| Granahan Investment Management, LLC |
13F
Company
|
3%
|
$6,278,485
1,433,444 shares
|
— | 31 Dec 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
100
Shares
25,268,043
Rows available
100
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2023 vs Q4 2022 Across Filers
Q4 2022 holders
104
Q1 2023 holders
100
Holder diff
-4
| Investor | Q4 2022 Shares | Q1 2023 Shares | Share Diff | Share Chg % | Q4 2022 value | Q1 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend