Security key
00246W103
AXT INC - Common Stock, $0.001 par value (AXTI)
CUSIP: 00246W103
Q3 2022 13F Holders as of 30 Sep 2022
- Security type / class
- Equity / Common Stock, $0.001 par value
- Total 13F shares
- 24,168,691
- Total 13F value
- $161,929,256
- Share change
- +715,401
- Put/Call ratio
- 12%
- SEC-reported price per share
- $6.70
- Number of holders
- 104
- Value change
- +$4,998,433
- Number of buys
- 49
- Number of sells
- 38
- Shares outstanding
- 65,329,554
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q3 2022
Institutions
104
Top holders
10
AXTI full security history
Ownership snapshot
Full 13F holder table
AXT INC SEC filings
AXT INC company facts
Broader feeds
Ownership snapshot
Top reported holders of AXTI - AXT INC - Common Stock, $0.001 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
DIMENSIONAL FUND ADVISORS LP
Disclosed value leader
DIMENSIONAL FUND ADVISORS LP
Comparable rows
0/15
Latest evidence
30 Jun 2022
13F
Highest disclosed value: $17,849,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
DIMENSIONAL FUND ADVISORS LP has the largest disclosed position value at $17.85M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens DIMENSIONAL FUND ADVISORS LP's linked filing trail.
Disclosed position value
Top 5
DIMENSIONAL FUND ADVISORS LP
$17.85M
BlackRock Finance, Inc.
$15.49M
WELLINGTON MANAGEMENT GROUP LLP
$12.3M
VANGUARD GROUP INC
$11.34M
NEEDHAM INVESTMENT MANAGEMENT LLC
$9.14M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP |
13F
Company
|
—
denominator unverified
|
$17,849,000
3,046,090 shares
|
— | 30 Jun 2022 |
| BlackRock Finance, Inc. |
13F
Company
|
—
denominator unverified
|
$15,494,000
2,643,910 shares
|
— | 30 Jun 2022 |
| WELLINGTON MANAGEMENT GROUP LLP |
13F
Company
|
—
denominator unverified
|
$12,295,000
2,098,160 shares
|
— | 30 Jun 2022 |
| VANGUARD GROUP INC |
13F
Company
|
—
denominator unverified
|
$11,345,000
1,936,048 shares
|
— | 30 Jun 2022 |
| NEEDHAM INVESTMENT MANAGEMENT LLC |
13F
Company
|
—
denominator unverified
|
$9,142,000
1,560,000 shares
|
— | 30 Jun 2022 |
| ROYCE & ASSOCIATES LP |
13F
Company
|
—
denominator unverified
|
$6,261,000
1,068,500 shares
|
— | 30 Jun 2022 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2022
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
104
Shares
24,168,691
Rows available
104
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
97
Q3 2022 holders
104
Holder diff
7
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 value | Q3 2022 value | Value change | Value Chg % |
|---|