Q3 2020 13F Holders as of 30 Sep 2020
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
45,600,361
-
Number of holders
-
90
-
Total 13F shares, excl. options
-
25,550,675
-
Shares change
-
-555,780
-
Total reported value, excl. options
-
$156,365,813
-
Value change
-
-$1,503,866
-
Put/Call ratio
-
46%
-
Number of buys
-
33
-
Number of sells
-
-54
-
Price
-
$6.12
Significant Holders of AXT INC - Common Stock (AXTI) as of Q3 2020
112 filings reported holding AXTI - AXT INC - Common Stock as of Q3 2020.
AXT INC - Common Stock (AXTI) has 90 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 25,550,675 shares
of 45,600,361 outstanding shares and own 56% of the company stock.
Largest 10 shareholders include DIMENSIONAL FUND ADVISORS LP (3,278,370 shares), BlackRock Inc. (2,681,205 shares), NEEDHAM INVESTMENT MANAGEMENT LLC (2,182,050 shares), VANGUARD GROUP INC (2,159,520 shares), Pacific Ridge Capital Partners, LLC (1,468,294 shares), WELLINGTON MANAGEMENT GROUP LLP (1,201,960 shares), ROYCE & ASSOCIATES LP (1,102,400 shares), KENNEDY CAPITAL MANAGEMENT, INC. (1,016,430 shares), Portolan Capital Management, LLC (926,413 shares), and SYSTEMATIC FINANCIAL MANAGEMENT LP (864,717 shares).
This table shows the top 90 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.