Q3 2017 13F Holders as of 30 Sep 2017
-
Type / Class
-
Equity / Common Stock
-
Shares outstanding
-
45.6M
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Number of holders
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92
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Total 13F shares, excl. options
-
23.5M
-
Shares change
-
-438K
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Total reported value, excl. options
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$215M
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Value change
-
-$2.12M
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Put/Call ratio
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1.66
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Number of buys
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42
-
Number of sells
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-46
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Price
-
$9.15
Significant Holders of AXT INC - Common Stock (AXTI) as of Q3 2017
114 filings reported holding AXTI - AXT INC - Common Stock as of Q3 2017.
AXT INC - Common Stock (AXTI) has 92 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 23.5M shares
of 45.6M outstanding shares and own 51.49% of the company stock.
Largest 10 shareholders include DIMENSIONAL FUND ADVISORS LP (3.08M shares), BlackRock Inc. (2.55M shares), VANGUARD GROUP INC (1.61M shares), Hood River Capital Management LLC (1.29M shares), DRIEHAUS CAPITAL MANAGEMENT LLC (951K shares), ROYCE & ASSOCIATES LP (921K shares), RENAISSANCE TECHNOLOGIES LLC (887K shares), NORTHPOINTE CAPITAL LLC (748K shares), Pacific Ridge Capital Partners, LLC (714K shares), and KENNEDY CAPITAL MANAGEMENT, INC. (704K shares).
This table shows the top 92 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.