Q3 2015 13F Holders as of 30 Sep 2015
-
Type / Class
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Equity / Common Stock
-
Shares outstanding
-
45,600,361
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Number of holders
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34
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Total 13F shares, excl. options
-
14,657,851
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Shares change
-
+1,109,333
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Total reported value, excl. options
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$28,141,000
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Value change
-
+$2,095,164
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Number of buys
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14
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Number of sells
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-12
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Price
-
$1.92
Significant Holders of AXT INC - Common Stock (AXTI) as of Q3 2015
39 filings reported holding AXTI - AXT INC - Common Stock as of Q3 2015.
AXT INC - Common Stock (AXTI) has 34 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 14,657,851 shares
of 45,600,361 outstanding shares and own 32.14% of the company stock.
Largest 10 shareholders include ARIEL INVESTMENTS, LLC (3,732,390 shares), PERRITT CAPITAL MANAGEMENT INC (1,952,487 shares), DIMENSIONAL FUND ADVISORS LP (1,866,606 shares), VANGUARD GROUP INC (1,331,106 shares), BlackRock Institutional Trust Company, N.A. (836,698 shares), ROYCE & ASSOCIATES LLC (653,177 shares), Pacific Ridge Capital Partners, LLC (616,400 shares), HEARTLAND ADVISORS INC (500,000 shares), PRINCETON CAPITAL MANAGEMENT INC (476,050 shares), and NEW YORK STATE COMMON RETIREMENT FUND (440,700 shares).
This table shows the top 34 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.