Q3 2014 13F Holders as of 30 Sep 2014
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Type / Class
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Equity / Common Stock
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Shares outstanding
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45.6M
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Number of holders
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40
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Total 13F shares, excl. options
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11.9M
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Shares change
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+91.2K
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Total reported value, excl. options
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$28.9M
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Value change
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+$241K
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Number of buys
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19
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Number of sells
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-12
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Price
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$2.44
Significant Holders of AXT INC - Common Stock (AXTI) as of Q3 2014
46 filings reported holding AXTI - AXT INC - Common Stock as of Q3 2014.
AXT INC - Common Stock (AXTI) has 40 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 11.9M shares
of 45.6M outstanding shares and own 25.99% of the company stock.
Largest 10 shareholders include ROYCE & ASSOCIATES LLC (2.38M shares), PERRITT CAPITAL MANAGEMENT INC (1.99M shares), DIMENSIONAL FUND ADVISORS LP (1.65M shares), VANGUARD GROUP INC (1.17M shares), BlackRock Institutional Trust Company, N.A. (897K shares), Adirondack Research & Management Inc. (657K shares), PRINCETON CAPITAL MANAGEMENT INC (491K shares), Pacific Ridge Capital Partners, LLC (428K shares), Ancora Advisors, LLC (288K shares), and DAVIDSON D A & CO (273K shares).
This table shows the top 40 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.