Security key
00162Q544
ALPS ETF Trust - EXCHANGE TRADED FUNDS (RFUN)
CUSIP: 00162Q544
Q3 2018 13F Holders as of 30 Sep 2018
- Security type / class
- Equity / EXCHANGE TRADED FUNDS
- Total 13F shares
- 1,878,329
- Total 13F value
- $47,612,000
- Share change
- +67,434
- SEC-reported price per share
- $25.35
- Number of holders
- 11
- Value change
- +$1,724,202
- Number of buys
- 9
- Number of sells
- 4
Report period
Q3 2018
Institutions
11
Top holders
10
Broader feeds
Ownership snapshot
Top reported holders of RFUN - ALPS ETF Trust - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RiverFront Investment Gro...
Disclosed value leader
RiverFront Investment Gro...
Comparable rows
0/14
Latest evidence
30 Jun 2018
13F
Highest disclosed value: $24,378,000
14 rows are not safely comparable across share classes.
Showing 1-6 of 14 holder rows.
Quick read
RiverFront Investment Group, LLC has the largest disclosed position value at $24.38M.
0 of 14 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RiverFront Investment Group, LLC's linked filing trail.
Disclosed position value
Top 5
RiverFront Investment Group, LLC
$24.38M
BB&T SECURITIES, LLC
$14.47M
ROYAL BANK OF CANADA
$1.83M
Prospera Financial Services Inc
$1.21M
Koshinski Asset Management, Inc.
$912K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 14 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RiverFront Investment Group, LLC |
13F
Company
|
—
class O/S missing
|
$24,378,000
974,719 shares
|
— | 30 Jun 2018 |
| BB&T SECURITIES, LLC |
13F
Company
|
—
class O/S missing
|
$14,471,000
578,612 shares
|
— | 30 Jun 2018 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
class O/S missing
|
$1,834,000
73,330 shares
|
— | 30 Jun 2018 |
| Prospera Financial Services Inc |
13F
Company
|
—
class O/S missing
|
$1,214,000
48,471 shares
|
— | 30 Jun 2018 |
| Koshinski Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$912,000
36,475 shares
|
— | 30 Jun 2018 |
| Virtu Financial LLC |
13F
Company
|
—
class O/S missing
|
$538,000
21,525 shares
|
— | 30 Jun 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
11
Shares
1,878,329
Rows available
11
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
14
Q3 2018 holders
11
Holder diff
-3
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 value | Q3 2018 value | Value change | Value Chg % |
|---|