Security key
00162Q544
ALPS ETF Trust - EXCHANGE TRADED FUNDS (RFUN)
CUSIP: 00162Q544
Q1 2018 13F Holders as of 31 Mar 2018
- Security type / class
- Equity / EXCHANGE TRADED FUNDS
- Total 13F shares
- 1,386,895
- Total 13F value
- $35,020,000
- Share change
- +1,047,137
- SEC-reported price per share
- $25.25
- Number of holders
- 10
- Value change
- +$26,438,969
- Number of buys
- 10
- Number of sells
- 1
Report period
Q1 2018
Institutions
10
Top holders
10
Broader feeds
Ownership snapshot
Top reported holders of RFUN - ALPS ETF Trust - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BB&T SECURITIES, LLC
Disclosed value leader
BB&T SECURITIES, LLC
Comparable rows
0/9
Latest evidence
31 Dec 2017
13F
Highest disclosed value: $4,739,000
9 rows are not safely comparable across share classes.
Showing 1-6 of 9 holder rows.
Quick read
BB&T SECURITIES, LLC has the largest disclosed position value at $4.74M.
0 of 9 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BB&T SECURITIES, LLC's linked filing trail.
Disclosed position value
Top 5
BB&T SECURITIES, LLC
$4.74M
RiverFront Investment Group, LLC
$1.51M
ROYAL BANK OF CANADA
$1.1M
Prospera Financial Services Inc
$956K
Koshinski Asset Management, Inc.
$459K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 9 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BB&T SECURITIES, LLC |
13F
Company
|
—
class O/S missing
|
$4,739,000
181,973 shares
|
— | 31 Dec 2017 |
| RiverFront Investment Group, LLC |
13F
Company
|
—
class O/S missing
|
$1,506,000
57,805 shares
|
— | 31 Dec 2017 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
class O/S missing
|
$1,103,000
42,356 shares
|
— | 31 Dec 2017 |
| Prospera Financial Services Inc |
13F
Company
|
—
class O/S missing
|
$956,000
36,634 shares
|
— | 31 Dec 2017 |
| Koshinski Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$459,000
17,609 shares
|
— | 31 Dec 2017 |
| BB&T INVESTMENT SERVICES, INC. |
13F
Company
|
—
class O/S missing
|
$338,000
12,940 shares
|
— | 31 Dec 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
10
Shares
1,386,895
Rows available
10
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2018 vs Q1 2018 Across Filers
Q1 2018 holders
10
Q1 2018 holders
10
Holder diff
0
| Investor | Q1 2018 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q1 2018 value | Q1 2018 value | Value change | Value Chg % |
|---|