Security key
00162Q544
ALPS ETF Trust - EXCHANGE TRADED FUNDS (RFUN)
CUSIP: 00162Q544
Q4 2017 13F Holders as of 31 Dec 2017
- Security type / class
- Equity / EXCHANGE TRADED FUNDS
- Total 13F shares
- 352,698
- Total 13F value
- $9,189,000
- Share change
- +24,874
- SEC-reported price per share
- $26.07
- Number of holders
- 9
- Value change
- +$644,281
- Number of buys
- 8
- Number of sells
- 2
Report period
Q4 2017
Institutions
9
Top holders
9
Broader feeds
Ownership snapshot
Top reported holders of RFUN - ALPS ETF Trust - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BB&T SECURITIES, LLC
Disclosed value leader
BB&T SECURITIES, LLC
Comparable rows
0/9
Latest evidence
30 Sep 2017
13F
Highest disclosed value: $4,505,000
9 rows are not safely comparable across share classes.
Showing 1-6 of 9 holder rows.
Quick read
BB&T SECURITIES, LLC has the largest disclosed position value at $4.5M.
0 of 9 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BB&T SECURITIES, LLC's linked filing trail.
Disclosed position value
Top 5
BB&T SECURITIES, LLC
$4.5M
RiverFront Investment Group, LLC
$1.21M
ROYAL BANK OF CANADA
$1.08M
Prospera Financial Services Inc
$895K
Koshinski Asset Management, Inc.
$370K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 9 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BB&T SECURITIES, LLC |
13F
Company
|
—
class O/S missing
|
$4,505,000
170,344 shares
|
— | 30 Sep 2017 |
| RiverFront Investment Group, LLC |
13F
Company
|
—
class O/S missing
|
$1,206,000
45,610 shares
|
— | 30 Sep 2017 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
class O/S missing
|
$1,079,000
40,786 shares
|
— | 30 Sep 2017 |
| Prospera Financial Services Inc |
13F
Company
|
—
class O/S missing
|
$895,000
33,831 shares
|
— | 30 Sep 2017 |
| Koshinski Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$370,000
13,975 shares
|
— | 30 Sep 2017 |
| BB&T INVESTMENT SERVICES, INC. |
13F
Company
|
—
class O/S missing
|
$273,000
10,114 shares
|
— | 30 Sep 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
9
Shares
352,698
Rows available
9
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
9
Q4 2017 holders
9
Holder diff
0
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 value | Q4 2017 value | Value change | Value Chg % |
|---|