Security key
00162Q544
ALPS ETF Trust - EXCHANGE TRADED FUNDS (RFUN)
CUSIP: 00162Q544
Q2 2017 13F Holders as of 30 Jun 2017
- Security type / class
- Equity / EXCHANGE TRADED FUNDS
- Total 13F shares
- 311,128
- Total 13F value
- $8,165,573
- Share change
- +107,195
- SEC-reported price per share
- $26.23
- Number of holders
- 12
- Value change
- +$2,814,228
- Number of buys
- 11
- Number of sells
- 1
Report period
Q2 2017
Institutions
12
Top holders
10
Broader feeds
Ownership snapshot
Top reported holders of RFUN - ALPS ETF Trust - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
BB&T SECURITIES, LLC
Disclosed value leader
BB&T SECURITIES, LLC
Comparable rows
0/8
Latest evidence
31 Mar 2017
13F
Highest disclosed value: $1,602,000
8 rows are not safely comparable across share classes.
Showing 1-6 of 8 holder rows.
Quick read
BB&T SECURITIES, LLC has the largest disclosed position value at $1.6M.
0 of 8 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens BB&T SECURITIES, LLC's linked filing trail.
Disclosed position value
Top 5
BB&T SECURITIES, LLC
$1.6M
JANE STREET GROUP, LLC
$1.22M
Janney Montgomery Scott LLC
$955K
RiverFront Investment Group, LLC
$774K
Prospera Financial Services Inc
$389K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 8 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| BB&T SECURITIES, LLC |
13F
Company
|
—
class O/S missing
|
$1,602,000
61,837 shares
|
— | 31 Mar 2017 |
| JANE STREET GROUP, LLC |
13F
Company
|
—
class O/S missing
|
$1,218,000
46,985 shares
|
— | 31 Mar 2017 |
| Janney Montgomery Scott LLC |
13F
Company
|
—
class O/S missing
|
$955,000
36,830 shares
|
— | 31 Mar 2017 |
| RiverFront Investment Group, LLC |
13F
Company
|
—
class O/S missing
|
$774,000
29,845 shares
|
— | 31 Mar 2017 |
| Prospera Financial Services Inc |
13F
Company
|
—
class O/S missing
|
$389,000
14,975 shares
|
— | 31 Mar 2017 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
class O/S missing
|
$198,000
7,655 shares
|
— | 31 Mar 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
12
Shares
311,128
Rows available
12
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q2 2017 vs Q1 2017 Across Filers
Q1 2017 holders
8
Q2 2017 holders
12
Holder diff
4
| Investor | Q1 2017 Shares | Q2 2017 Shares | Share Diff | Share Chg % | Q1 2017 value | Q2 2017 value | Value change | Value Chg % |
|---|