Security key
00162Q544
ALPS ETF Trust - EXCHANGE TRADED FUNDS (RFUN)
CUSIP: 00162Q544
Q1 2017 13F Holders as of 31 Mar 2017
- Security type / class
- Equity / EXCHANGE TRADED FUNDS
- Total 13F shares
- 203,933
- Total 13F value
- $5,290,000
- Share change
- +93,020
- SEC-reported price per share
- $25.93
- Number of holders
- 8
- Value change
- +$2,413,787
- Number of buys
- 6
- Number of sells
- 2
Report period
Q1 2017
Institutions
8
Top holders
8
Broader feeds
Ownership snapshot
Top reported holders of RFUN - ALPS ETF Trust - EXCHANGE TRADED FUNDS (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
RiverFront Investment Gro...
Disclosed value leader
RiverFront Investment Gro...
Comparable rows
0/5
Latest evidence
31 Dec 2016
13F
Highest disclosed value: $1,269,000
5 rows are not safely comparable across share classes.
Quick read
RiverFront Investment Group, LLC has the largest disclosed position value at $1.27M.
0 of 5 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens RiverFront Investment Group, LLC's linked filing trail.
Disclosed position value
Top 5
RiverFront Investment Group, LLC
$1.27M
Janney Montgomery Scott LLC
$1.16M
BB&T SECURITIES, LLC
$360K
ROYAL BANK OF CANADA
$46K
BB&T INVESTMENT SERVICES, INC.
$18K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-5 of 5 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| RiverFront Investment Group, LLC |
13F
Company
|
—
class O/S missing
|
$1,269,000
49,260 shares
|
— | 31 Dec 2016 |
| Janney Montgomery Scott LLC |
13F
Company
|
—
class O/S missing
|
$1,165,000
45,233 shares
|
— | 31 Dec 2016 |
| BB&T SECURITIES, LLC |
13F
Company
|
—
class O/S missing
|
$360,000
13,911 shares
|
— | 31 Dec 2016 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
class O/S missing
|
$46,000
1,796 shares
|
— | 31 Dec 2016 |
| BB&T INVESTMENT SERVICES, INC. |
13F
Company
|
—
class O/S missing
|
$18,000
713 shares
|
— | 31 Dec 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
8
Shares
203,933
Rows available
8
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q1 2017 vs Q1 2017 Across Filers
Q1 2017 holders
8
Q1 2017 holders
8
Holder diff
0
| Investor | Q1 2017 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q1 2017 value | Q1 2017 value | Value change | Value Chg % |
|---|