Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / EQUAL SEC ETF
-
Number of holders
-
16
-
Total 13F shares, excl. options
-
707,189
-
Shares change
-
-49,778
-
Total reported value, excl. options
-
$38,623,248
-
Value change
-
-$2,728,386
-
Number of buys
-
9
-
Number of sells
-
-7
-
Price
-
$54.65
Significant Holders of ALPS ETF TR - EQUAL SEC ETF (EQL) as of Q3 2014
20 filings reported holding EQL - ALPS ETF TR - EQUAL SEC ETF as of Q3 2014.
ALPS ETF TR - EQUAL SEC ETF (EQL) has 16 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 707,189 shares
.
Largest 10 shareholders include UBS AG (270,108 shares), BANK OF AMERICA CORP /DE/ (231,350 shares), MORGAN STANLEY (82,955 shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (30,678 shares), LPL Financial LLC (29,877 shares), WELLS FARGO & COMPANY/MN (27,047 shares), RAYMOND JAMES & ASSOCIATES (14,430 shares), Placemark Investments, Inc. (7,507 shares), JANE STREET GROUP, LLC (7,118 shares), and Private Advisor Group, LLC (1,491 shares).
This table shows the top 16 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.