Randi Jean Roessler

Insider Reports History

Reporting-owner location: Denver, CO
Latest reporting-owner signature: /s/ Isaiah L. Massey, Attorney-in-fact
Source: Latest parsed Forms 3/4/5 signature
Transaction source note: Rows are grouped by transaction date from the original SEC filing. Open the aggregated insider activity page to review issuer-level activity across dates.

Reported holdings for Randi Jean Roessler

Form 4 holding Chief Compliance Officer

XAI Octagon Floating Rate & Alternative Income Term Trust

Security class: Common Shares of Beneficial Interest
Shares / value: 0
Estimated value
Report date: 02 Oct 2023
Price: $8.66
Ownership: Direct

Insider Reports Filed by Randi Jean Roessler

3

CAZ GP Stakes Growth Fund

Report period: 27 May 2026
Transactions: 0
Transaction value: $0
Accepted by SEC: 03 Jun 2026, 15:36
Role: Chief Compliance Officer
Next action: Open filing details

3

CAZ GP Stakes Fund

Report period: 23 Jan 2026
Transactions: 0
Transaction value: $0
Accepted by SEC: 23 Jan 2026, 19:07
Role: Chief Compliance Officer
Next action: Open filing details

3

Keystone Private Income Fund

Report period: 26 Mar 2025
Transactions: 0
Transaction value: $0
Accepted by SEC: 27 Mar 2025, 18:26
Role: Chief Compliance Officer
Next action: Open filing details

3 MCN

Madison Covered Call & Equity Strategy Fund

Report period: 02 Dec 2024
Transactions: 0
Transaction value: $0
Accepted by SEC: 02 Dec 2024, 13:59
Role: Chief Compliance Officer
Next action: Open filing details

3

Octagon XAI CLO Income Fund

Report period: 16 Feb 2024
Transactions: 0
Transaction value: $0
Accepted by SEC: 23 Feb 2024, 12:26
Role: Chief Compliance Officer
Next action: Open filing details

3

CAZ Strategic Opportunities Fund

Report period: 09 Jan 2024
Transactions: 0
Transaction value: $0
Accepted by SEC: 10 Jan 2024, 14:14
Role: Chief Compliance Officer
Next action: Open filing details

3 XFLT

XAI Octagon Floating Rate & Alternative Income Term Trust

Report period: 02 Oct 2023
Transactions: 0
Transaction value: $0
Accepted by SEC: 03 Oct 2023, 20:02
Role: Chief Compliance Officer
Next action: Open filing details

3 DMA

Destra Multi-Alternative Fund

Report period: 16 Aug 2023
Transactions: 0
Transaction value: $0
Accepted by SEC: 20 Sep 2023, 12:35
Role: Chief Compliance Officer
Next action: Open filing details

3 CEDAX

BlueBay Destra International Event-Driven Credit Fund

Report period: 16 Aug 2023
Transactions: 0
Transaction value: $0
Accepted by SEC: 20 Sep 2023, 12:34
Role: Chief Compliance Officer
Next action: Open filing details

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