| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Alpha Alternative Assets Fund | Secretary | Common Shares of Beneficial Ownership | 0 | 21 Aug 2023 | Direct | ||
| Clough Global Equity Fund | Secretary | Clough Global Equity Fund | 0 | 14 Jul 2022 | Direct | ||
| Clough Global Opportunities Fund | Secretary | Clough Global Opportunities Fund | 0 | 14 Jul 2022 | Direct | ||
| List Income Opportunities Fund | Secretary & CLO | Common Shares of Beneficial Ownership | 0 | 24 May 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| PGZ | Principal Real Estate Income Fund | 31 Oct 2023 | 0 | $0 | 5 | Secretary | 10 Jun 2024, 11:34 |
| /report/000194973023000002-nicholas-adams-2023-08-21 | Alpha Alternative Assets Fund | 21 Aug 2023 | 0 | $0 | 3 | Secretary | 30 Aug 2023, 15:21 |
| /report/000194973023000001-nicholas-adams-2023-05-24 | List Income Opportunities Fund | 24 May 2023 | 0 | $0 | 3 | Secretary & CLO | 26 May 2023, 15:04 |
| PGZ | Principal Real Estate Income Fund | 19 Dec 2022 | 0 | $0 | 3 | Secretary | 21 Dec 2022, 16:07 |
| GLO | Clough Global Opportunities Fund | 14 Jul 2022 | 0 | $0 | 3 | Secretary | 05 Oct 2022, 16:26 |
| GLQ | Clough Global Equity Fund | 14 Jul 2022 | 0 | $0 | 3 | Secretary | 05 Oct 2022, 16:21 |
| GLV | Clough Global Dividend & Income Fund | 14 Jul 2022 | 0 | $0 | 3 | Secretary | 05 Oct 2022, 16:12 |