| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| CEE | CENTRAL & EASTERN EUROPE FUND, INC. | Nov 12, 2021 | 0 | $0 | 3 | Nov 15, 2021 | AML Compliance Officer |
| GF | NEW GERMANY FUND INC | Nov 12, 2021 | 0 | $0 | 3 | Nov 15, 2021 | AML Compliance Officer |
| EEA | EUROPEAN EQUITY FUND, INC / MD | Nov 12, 2021 | 0 | $0 | 3 | Nov 15, 2021 | AML Compliance Officer |
| KTF | DWS MUNICIPAL INCOME TRUST | Oct 6, 2021 | 0 | $0 | 3 | Nov 2, 2021 | AML Compliance Officer |
| KSM | DWS STRATEGIC MUNICIPAL INCOME TRUST | Oct 6, 2021 | 0 | $0 | 3 | Nov 2, 2021 | AML Compliance Officer |