| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Great Elm Capital Corp. | 10%+ Owner | Common Stock | 3,397,436 | $34,144,232 | $10.05 | 20 Sep 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| GECC | Great Elm Capital Corp. | 20 Sep 2021 | 0 | $0 | 3 | 10%+ Owner | 13 Oct 2021, 16:10 |