| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Portman Ridge Finance Corp | Chief Compliance Officer | Common Stock | 320 | $3,963 | $12.39 | 13 May 2025 | Direct |
| Mount Logan Capital Inc. | Chief Compliance Officer | Common Stock, par value $0.001 per share | 0 | 12 Sep 2025 | Direct | ||
| Opportunistic Credit Interval Fund | Chief Compliance Officer | Common shares of beneficial interest | 0 | 20 Apr 2022 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| MLCI | Mount Logan Capital Inc. | 12 Sep 2025 | 0 | $0 | 3 | Chief Compliance Officer | 22 Sep 2025, 16:38 |
| PTMN | Portman Ridge Finance Corp | 13 May 2025 | 1 | $3,963 | 4 | Chief Compliance Officer | 15 May 2025, 17:35 |
| SOFIX | Opportunistic Credit Interval Fund | 20 Apr 2022 | 0 | $0 | 3 | Chief Compliance Officer | 02 May 2022, 15:14 |
| RCIAX | Alternative Credit Income Fund | 01 Oct 2021 | 0 | $0 | 3 | Chief Compliance Officer | 01 Oct 2021, 13:00 |
| BCPL | BC Partners Lending Corp | 04 Aug 2021 | 0 | $0 | 3 | Chief Compliance Officer | 06 Aug 2021, 18:26 |
| PTMN | Portman Ridge Finance Corp | 04 Aug 2021 | 0 | $0 | 3 | Chief Compliance Officer | 04 Aug 2021, 16:30 |
| LRFC | Logan Ridge Finance Corp. | 01 Jul 2021 | 0 | $0 | 3 | Chief Compliance Officer | 21 Jul 2021, 18:13 |