| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| BRW | Saba Capital Income & Opportunities Fund | Nov 15, 2024 | 0 | $0 | 3 | Nov 18, 2024 | Principal Executive Officer |
| SABA | Saba Capital Income & Opportunities Fund II | Nov 15, 2024 | 0 | $0 | 3 | Nov 18, 2024 | Principal Executive Officer |
| ASA | ASA Gold & Precious Metals Ltd | May 1, 2024 | 0 | $0 | 3 | May 10, 2024 | Director |
| DMA | Destra Multi-Alternative Fund | Dec 19, 2023 | 0 | $0 | 3 | Dec 26, 2023 | Director |
| HIE | Miller/Howard High Income Equity Fund | Oct 11, 2022 | 0 | $0 | 3 | Oct 19, 2022 | Director |
| GIM | TEMPLETON GLOBAL INCOME FUND | May 11, 2021 | 0 | $0 | 3 | May 24, 2021 | Director |