| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| 5C Lending Partners Corp. | CFO, Treasurer and Secretary | Shares of Common Stock, par value $0.001 per share | 10 | $249 | $24.89 | Nov 7, 2024 | Direct |
| Opportunistic Credit Interval Fund | Chief Financial Officer | Common shares of beneficial interest | 0 | Apr 20, 2022 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| NONE | 5C Lending Partners Corp. | Nov 7, 2024 | 1 | $249 | 4 | Nov 12, 2024 | CFO, Treasurer and Secretary |
| NONE | 5C Lending Partners Corp. | Aug 30, 2024 | 0 | $0 | 3 | Aug 30, 2024 | CFO, Treasurer and Secretary |
| SOFIX | Opportunistic Credit Interval Fund | Apr 20, 2022 | 0 | $0 | 3 | Apr 28, 2022 | Chief Financial Officer |
| LRFC | Logan Ridge Finance Corp. | Jul 1, 2021 | 0 | $0 | 3 | Jul 21, 2021 | CFO, Treasurer and Secretary |