| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| TRI-CONTINENTAL CORP | Senior Vice President | Tri-Continental Corporation Common Stock | 325 | $9.01 K | $27.71 | May 6, 2021 | Direct |
| Columbia Seligman Premium Technology Growth Fund, Inc. | Senior Vice President | Columbia Seligman Premium Technology Growth Fund, Inc. | 325 | May 6, 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| TY | TRI-CONTINENTAL CORP | May 6, 2021 | 1 | 11,050 | 4 | May 14, 2021 | Senior Vice President |
| STK | Columbia Seligman Premium Technology Growth Fund, Inc. | May 6, 2021 | 1 | 10,767 | 4 | May 14, 2021 | Senior Vice President |