| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| RAND CAPITAL CORP | 10%+ Owner | Common Stock | 1,658,212 | $21,805,488 | $13.15 | 13 Dec 2021 | Direct |
| Callodine Specialty Income Fund | 10%+ Owner | Class I Shares | 2,500,000 | 15 Aug 2025 | By East Asset Management, LLC | ||
| Callodine Specialty Income Fund | 10%+ Owner | Class I Shares | 2,500,000 | 15 Aug 2025 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| /report/000141588925022719-east-asset-management-llc-2025-08-15 | Callodine Specialty Income Fund | 15 Aug 2025 | 0 | $0 | 3 | 10%+ Owner | 22 Aug 2025, 12:12 |
| RAND | RAND CAPITAL CORP | 10 Dec 2021 | 2 | +$162,750 | 4 | 10%+ Owner | 13 Dec 2021, 17:50 |
| RAND | RAND CAPITAL CORP | 03 Dec 2021 | 2 | +$63,937 | 4 | 10%+ Owner | 06 Dec 2021, 18:32 |
| RAND | RAND CAPITAL CORP | 29 Nov 2021 | 2 | +$47,124 | 4 | 10%+ Owner | 01 Dec 2021, 15:12 |
| RAND | RAND CAPITAL CORP | 22 Nov 2021 | 3 | +$11,500 | 4 | 10%+ Owner | 26 Nov 2021, 05:08 |