David A. Sternberg

Insider Reports History

Location
Chicago, IL
Signature
Marc Bassewitz
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by David A. Sternberg:

Company Role Class Num Shares Value Price $ Report Date Ownership
First Trust Private Assets Fund 10%+ Owner Common Shares 10,000 03 Jan 2023 First Trust Capital Management L.P.
FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND CEO OF FORMER ADVISER CLASS I COMMON SHARES 7,527 03 Mar 2022 HELD BY SPOUSE AND STEP-CHILDREN
FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND CEO OF FORMER ADVISER CLASS I COMMON SHARES 4,497 31 Mar 2022 Direct
FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND CEO OF FORMER ADVISER CLASS A COMMON SHARES 38 03 Mar 2022 VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC)
First Trust Private Assets Fund 10%+ Owner Common Shares $3,974,304 03 Jan 2023 VFT Holdings LP

Insider Reports Filed by David A. Sternberg

Symbol Company Period Transactions Value $ Form Type Role Filing Time
/report/000177187723000001-sternberg-david-a-2023-01-03 First Trust Private Assets Fund 03 Jan 2023 0 $0 3 10%+ Owner 06 Apr 2023, 17:28
VFLEX FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND 31 Mar 2022 4 +$948 5 CEO OF FORMER ADVISER 16 May 2022, 08:58
VFLEX FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND 01 Dec 2021 5 -$51,454 4 CEO OF FORMER ADVISER 04 Jan 2022, 17:14
VFLEX FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND 04 Aug 2021 9 +$255,111 4 FORMER CEO OF ADVISER 12 Nov 2021, 18:35
VFLEX Relative Value Fund 02 Jun 2021 3 +$1,869 4 CEO OF ADVISER 04 Aug 2021, 18:13
VFLEX Relative Value Fund 21 May 2021 2 +$13,156 4 CEO OF ADVISER 24 May 2021, 14:32
VFLEX Relative Value Fund 07 Apr 2021 4 +$13,848 4/A CEO OF ADVISER 04 Aug 2021, 18:04
VFLEX Relative Value Fund 31 Mar 2021 4 -$18,589 5 CEO OF ADVISER 14 May 2021, 16:39