Brett H. Barth

Insider Reports History

Entity
Individual
Location
Cowen Inc., 599 Lexington Avenue, New York, NY
Signature
/s/ Tricia Branker, Attorney-in-Fact
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Brett H. Barth:

Stock Role Class Num Shares Value Price $ Report Date Ownership
BBR ALO Fund, LLC Co-CEO, BBR Partners, LLC Shares of Limited Liability Company Interests 212K $2.58M $12.18 May 1, 2024 By Grantor Retained Annuity Trust
BBR ALO Fund, LLC Co-CEO, BBR Partners, LLC Shares of Limited Liability Company Interests 192K $2.34M $12.18 May 1, 2024 By Self as Trustee for Irrevocable Trust
BBR ALO Fund, LLC Co-CEO, BBR Partners, LLC Shares of Limited Liability Company Interests 144K $1.75M $12.18 May 1, 2024 Direct
BBR ALO Fund, LLC Co-CEO, BBR Partners, LLC Shares of Limited Liability Company Interests 39.4K $358K $12.18 May 1, 2024 By Wife as Trustee for Irrevocable Trust
Golden Arrow Merger Corp. Director Common Stock 35K Aug 13, 2024 Direct
COWEN INC. Director Class A Common Stock 0 $39.00 Mar 1, 2023 Direct
Golden Arrow Merger Corp. Director Class B Common Stock 0 Aug 13, 2024 Direct

Insider Reports Filed by Brett H. Barth

Symbol Company Period Transactions Value $ Form Type Date Filed Role
BSLK Bolt Projects Holdings, Inc. Aug 13, 2024 2 $0 4 Aug 15, 2024 Director
NONE BBR ALO Fund, LLC May 1, 2024 1 $70K 4 May 3, 2024 Co-CEO, BBR Partners, LLC
NONE BBR ALO Fund, LLC Mar 1, 2024 1 $64K 4 Mar 5, 2024 Co-CEO, BBR Partners, LLC
NONE BBR ALO Fund, LLC Sep 30, 2023 1 -$1M 4/A Oct 20, 2023 Co-CEO, BBR Partners, LLC
NONE BBR ALO Fund, LLC Jun 30, 2023 1 -$55K 4/A Oct 3, 2023 Co-CEO, BBR Partners, LLC
COWN COWEN INC. Mar 1, 2023 2 -$3.25M 4 Mar 1, 2023 Director
COWN COWEN INC. Dec 7, 2022 1 $0 4 Dec 8, 2022 Director
COWN COWEN INC. Aug 30, 2022 1 $0 4 Sep 1, 2022 Director
COWN COWEN INC. Feb 23, 2022 1 $288K 4 Feb 23, 2022 Director
NONE BBR ALO Fund, LLC Feb 1, 2022 1 $35K 4/A Mar 2, 2022 Co-CEO, BBR Partners, LLC
COWN COWEN INC. Nov 26, 2021 1 $358K 4 Nov 29, 2021 Director
COWN COWEN INC. Oct 27, 2021 1 $0 4 Oct 29, 2021 Director
NONE BBR ALO Fund, LLC Oct 1, 2021 1 $350K 4/A Oct 20, 2021 Co-CEO, BBR Partners, LLC
NONE BBR ALO Fund, LLC Feb 1, 2021 1 $30K 4/A Oct 4, 2021 Co-CEO, BBR Partners, LLC