Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
---|---|---|---|---|---|---|---|
BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | Co-CIO of Sub-Adviser | Common Stock, Par Value $0.001 Per Share | 0 | Sep 1, 2021 | Direct | ||
BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. | Co-CIO of Sub-Adviser | Common Stock, Par Value $0.001 Per Share | 0 | Sep 1, 2021 | Direct | ||
BNY Mellon Alcentra Opportunistic Global Credit Income Fund | Co-CIO of Sub-Adviser | Institutional Shares of Beneficial Interest | 0 | Oct 6, 2021 | Direct | ||
FIRST TRUST HIGH INCOME LONG/SHORT FUND | Officer-Investment Advisor | Common Shares | 0 | Oct 31, 2020 | Direct |
Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
---|---|---|---|---|---|---|---|
NONE | BNY Mellon Alcentra Opportunistic Global Credit Income Fund | Oct 6, 2021 | 0 | $0 | 3 | Oct 6, 2021 | Co-CIO of Sub-Adviser |
NONE | BNY Mellon Alcentra Global Multi-Strategy Credit Fund, Inc. | Sep 1, 2021 | 0 | $0 | 3 | Oct 4, 2021 | Co-CIO of Sub-Adviser |
DCF | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc. | Sep 1, 2021 | 0 | $0 | 3 | Oct 4, 2021 | Co-CIO of Sub-Adviser |
FSD | FIRST TRUST HIGH INCOME LONG/SHORT FUND | Oct 31, 2020 | 0 | $0 | 5/A | Sep 29, 2021 | Officer-Investment Advisor |