| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Alpha Alternative Assets Fund | Treasurer | Common shares of beneficial interest | 0 | 16 Sep 2021 | Direct | ||
| Alpha Alternative Assets Fund | Treasurer | Common Shares of Beneficial Ownership | 0 | 21 Aug 2023 | Direct | ||
| Clough Global Dividend & Income Fund | Treasurer | Common shares of beneficial interest | 0 | $6.25 | 20 Nov 2021 | Direct | |
| Clough Global Equity Fund | Treasurer | Clough Global Equity Fund | 0 | 20 Nov 2021 | Direct | ||
| Clough Global Opportunities Fund | Treasurer | Clough Global Opportunity Fund | 0 | 20 Nov 2021 | Direct | ||
| List Income Opportunities Fund | CFO, CAO and Treasurer | Common Shares of Beneficial Ownership | 0 | 24 May 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| /report/000174210723000002-johanson-ryan-2023-08-21 | Alpha Alternative Assets Fund | 21 Aug 2023 | 0 | $0 | 3 | Treasurer | 30 Aug 2023, 12:20 |
| /report/000174210723000001-johanson-ryan-2023-05-24 | List Income Opportunities Fund | 24 May 2023 | 0 | $0 | 3 | CFO, CAO and Treasurer | 26 May 2023, 15:41 |
| GLQ | Clough Global Equity Fund | 20 Nov 2021 | 0 | $0 | 3 | Treasurer | 30 Nov 2021, 13:05 |
| GLO | Clough Global Opportunities Fund | 20 Nov 2021 | 0 | $0 | 3 | Treasurer | 30 Nov 2021, 12:52 |
| GLV | Clough Global Dividend & Income Fund | 20 Nov 2021 | 0 | $0 | 3 | Treasurer | 30 Nov 2021, 12:33 |
| /report/000139834421019582-johanson-ryan-2021-09-16 | Alpha Alternative Assets Fund | 16 Sep 2021 | 0 | $0 | 3 | Treasurer | 01 Oct 2021, 17:19 |