Gen IV Investment Opportunities, LLC

Insider Reports History

Entity
Company
Location
1700 Broadway, 35 Th Floor, New York, NY
Signature
Gen IV Investment Opportunities, LLC By: /s/ Jeff Wade Name: Jeff Wade Title: Chief Compliance Officer
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Gen IV Investment Opportunities, LLC:

Stock Role Class Num Shares Value Price $ Report Date Ownership
BATTALION OIL CORP Director, 10%+ Owner Series A-1 Redeemable Convertible Preferred Stock 7.81K Sep 6, 2023 Direct
BATTALION OIL CORP Director, 10%+ Owner Series A-2 Redeemable Convertible Preferred Stock 6.63K Dec 15, 2023 Direct
BATTALION OIL CORP Director, 10%+ Owner Series A-3 Redeemable Convertible Preferred Stock 3.79K Mar 27, 2024 Direct
BATTALION OIL CORP Director, 10%+ Owner Series A-4 Redeemable Convertible Preferred Stock 3.79K May 13, 2024 Direct
GOODRICH PETROLEUM CORP Director, 10%+ Owner Common Stock 0 $23.00 Nov 22, 2021 Direct

Insider Reports Filed by Gen IV Investment Opportunities, LLC

Symbol Company Period Transactions Value $ Form Type Date Filed Role
BATL BATTALION OIL CORP May 13, 2024 1 $0 4 May 15, 2024 Director, 10%+ Owner
BATL BATTALION OIL CORP Mar 27, 2024 1 $0 4 Mar 29, 2024 Director, 10%+ Owner
BATL BATTALION OIL CORP Dec 15, 2023 1 $0 4 Dec 19, 2023 10%+ Owner
BATL BATTALION OIL CORP Sep 6, 2023 1 $0 4 Sep 7, 2023 10%+ Owner
BATL BATTALION OIL CORP Mar 28, 2023 1 $0 4 Mar 30, 2023 10%+ Owner
GDP GOODRICH PETROLEUM CORP Nov 22, 2021 1 -$42.3M 4 Nov 22, 2021 Director, 10%+ Owner