| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Sep 30, 2022 | 0 | $0 | 5 | Oct 4, 2022 | Treasurer |
| PGZ | Principal Real Estate Income Fund | Dec 13, 2021 | 0 | $0 | 3 | Dec 14, 2021 | Treasurer |
| ASG | LIBERTY ALL STAR GROWTH FUND INC. | Dec 9, 2021 | 0 | $0 | 3 | Dec 10, 2021 | Treasurer |
| USA | LIBERTY ALL STAR EQUITY FUND | Dec 9, 2021 | 0 | $0 | 3 | Dec 10, 2021 | Treasurer |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Nov 9, 2021 | 0 | $0 | 3 | Nov 15, 2021 | Treasurer |
| GLV | Clough Global Dividend & Income Fund | May 26, 2021 | 0 | $0 | 3 | Jun 10, 2021 | Treasurer |
| GLO | Clough Global Opportunities Fund | May 26, 2021 | 0 | $0 | 3 | Jun 10, 2021 | Treasurer |
| GLQ | Clough Global Equity Fund | May 26, 2021 | 0 | $0 | 3 | Jun 10, 2021 | Treasurer |
| UTG | REAVES UTILITY INCOME FUND | May 25, 2021 | 0 | $0 | 3 | Jun 10, 2021 | Treasurer |