| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| RIVERNORTH OPPORTUNITIES FUND, INC. | Director | Common Shares of Beneficial Interest | 7.76K | $86.3K | $11.12 | Nov 8, 2022 | Direct |
| RiverNorth Managed Duration Municipal Income Fund, Inc. | Director | Common Stock | 5.5K | $76.5K | $13.91 | Nov 22, 2021 | Direct |
| RiverNorth Flexible Municipal Income Fund II, Inc. | Director | Common Stock | 4K | $54.4K | $13.59 | Nov 24, 2021 | Direct |
| RiverNorth Managed Duration Municipal Income Fund II, Inc. | Director | No securities beneficially owned | 0 | Feb 10, 2022 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Nov 8, 2022 | 1 | $33.1K | 4 | Nov 22, 2022 | Director |
| RMMZ | RiverNorth Managed Duration Municipal Income Fund II, Inc. | Feb 10, 2022 | 0 | $0 | 3 | Feb 14, 2022 | Director |
| RFMZ | RiverNorth Flexible Municipal Income Fund II, Inc. | Nov 24, 2021 | 1 | $32.1K | 4 | Nov 26, 2021 | Director |
| RMM | RiverNorth Managed Duration Municipal Income Fund, Inc. | Nov 22, 2021 | 1 | $29.6K | 4 | Nov 24, 2021 | Director |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Nov 16, 2021 | 1 | $28K | 4 | Nov 17, 2021 | Director |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Jul 31, 2021 | 0 | $0 | 5 | Sep 14, 2021 | Director |
| RFMZ | RiverNorth Flexible Municipal Income Fund II, Inc. | May 14, 2021 | 1 | $48.5K | 4 | May 27, 2021 | Director |