| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| RiverNorth Managed Duration Municipal Income Fund II, Inc. | Officer of Investment Adviser | No securities beneficially owned | 0 | Feb 10, 2022 | Direct | ||
| RIVERNORTH OPPORTUNITIES FUND, INC. | Officer of Subadviser | Common Stock | 0 | $17.88 | Jun 4, 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| RMMZ | RiverNorth Managed Duration Municipal Income Fund II, Inc. | Feb 10, 2022 | 0 | $0 | 3 | Feb 14, 2022 | Officer of Investment Adviser |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | Jun 4, 2021 | 1 | -$71.5K | 4 | Jun 8, 2021 | Officer of Subadviser |