| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| RiverNorth Managed Duration Municipal Income Fund II, Inc. | Officer of Investment Adviser | No securities beneficially owned | 0 | 10 Feb 2022 | Direct | ||
| RIVERNORTH OPPORTUNITIES FUND, INC. | Officer of Subadviser | Common Stock | 0 | $17.88 | 04 Jun 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| RMMZ | RiverNorth Managed Duration Municipal Income Fund II, Inc. | 10 Feb 2022 | 0 | $0 | 3 | Officer of Investment Adviser | 14 Feb 2022, 20:49 |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | 04 Jun 2021 | 1 | -$71,520 | 4 | Officer of Subadviser | 08 Jun 2021, 15:06 |