| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| GLO | Clough Global Opportunities Fund | Apr 17, 2023 | 0 | $0 | 3 | Apr 24, 2023 | Treasurer |
| GLQ | Clough Global Equity Fund | Apr 17, 2023 | 0 | $0 | 3 | Apr 24, 2023 | Treasurer |
| GLV | Clough Global Dividend & Income Fund | Apr 17, 2023 | 0 | $0 | 3 | Apr 24, 2023 | Treasurer |
| STEW | BOULDER GROWTH & INCOME FUND | Nov 22, 2021 | 0 | $0 | 3 | Nov 29, 2021 | Treasurer |