| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Aptose Biosciences Inc. | 10%+ Owner | Common Stock | 8,888,275 | $12,879,110 | $1.45 | 05 Aug 2021 | Through DRW Investments, LLC |
| Aptose Biosciences Inc. | 10%+ Owner | Common Stock | 4,162 | $6,031 | $1.45 | 03 Aug 2021 | Through DRW Commodities, LLC |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| APTOF | Aptose Biosciences Inc. | 03 Aug 2021 | 2 | -$5,794 | 4 | 10%+ Owner | 05 Aug 2021, 21:54 |
| APTOF | Aptose Biosciences Inc. | 03 Aug 2021 | 0 | $0 | 3 | 10%+ Owner | 05 Aug 2021, 21:53 |