| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| SRV | NXG Cushing Midstream Energy Fund | 24 Aug 2023 | 0 | $0 | 3 | Chief Compliance Officer | 28 Aug 2023, 17:32 |
| NXG | NXG NextGen Infrastructure Income Fund | 24 Aug 2023 | 0 | $0 | 3 | Chief Compliance Officer | 28 Aug 2023, 17:31 |
| TSI | TCW STRATEGIC INCOME FUND INC | 31 Dec 2020 | 0 | $0 | 4 | CHIEF COMPLIANCE OFFICER | 06 Dec 2021, 14:16 |