DMA |
Destra Multi-Alternative Fund |
Jul 2, 2024 |
1 |
70,406 |
4 |
Jul 3, 2024 |
10%+ Owner |
PEO |
ADAMS NATURAL RESOURCES FUND, INC. |
Jul 2, 2024 |
1 |
102,672 |
4 |
Jul 3, 2024 |
10%+ Owner |
PDX |
PIMCO Dynamic Income Strategy Fund |
Jul 2, 2024 |
1 |
-883,066 |
4 |
Jul 3, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Jul 2, 2024 |
1 |
1,132,500 |
4 |
Jul 3, 2024 |
10%+ Owner |
PEO |
ADAMS NATURAL RESOURCES FUND, INC. |
Jul 1, 2024 |
1 |
630,561 |
4 |
Jul 2, 2024 |
10%+ Owner |
PDX |
PIMCO Dynamic Income Strategy Fund |
Jul 1, 2024 |
1 |
-1,978,889 |
4 |
Jul 2, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Jul 1, 2024 |
1 |
1,833,199 |
4 |
Jul 2, 2024 |
10%+ Owner |
NTG |
Tortoise Midstream Energy Fund, Inc. |
Jul 1, 2024 |
0 |
0 |
3 |
Jul 2, 2024 |
10%+ Owner |
PEO |
ADAMS NATURAL RESOURCES FUND, INC. |
Jun 27, 2024 |
2 |
670,376 |
4 |
Jul 1, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
Jun 26, 2024 |
1 |
1,407 |
4 |
Jun 27, 2024 |
10%+ Owner |
PEO |
ADAMS NATURAL RESOURCES FUND, INC. |
Jun 25, 2024 |
2 |
772,612 |
4 |
Jun 27, 2024 |
10%+ Owner |
DMA |
Destra Multi-Alternative Fund |
Jun 25, 2024 |
1 |
315,304 |
4 |
Jun 27, 2024 |
10%+ Owner |
PEO |
ADAMS NATURAL RESOURCES FUND, INC. |
Jun 24, 2024 |
1 |
280,521 |
4 |
Jun 25, 2024 |
10%+ Owner |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
Jun 24, 2024 |
1 |
94,351 |
4 |
Jun 25, 2024 |
10%+ Owner |
AFB |
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND |
Jun 24, 2024 |
1 |
385,358 |
4 |
Jun 25, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
Jun 24, 2024 |
1 |
194,473 |
4 |
Jun 25, 2024 |
10%+ Owner |
DMA |
Destra Multi-Alternative Fund |
Jun 24, 2024 |
1 |
74,503 |
4 |
Jun 25, 2024 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jun 21, 2024 |
1 |
-117,717,424 |
4 |
Jun 25, 2024 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jun 21, 2024 |
1 |
-45,588,231 |
4 |
Jun 25, 2024 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jun 21, 2024 |
1 |
-108,614,179 |
4 |
Jun 25, 2024 |
10%+ Owner |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
Jun 20, 2024 |
1 |
136,394 |
4 |
Jun 24, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Jun 20, 2024 |
2 |
235,781 |
4 |
Jun 24, 2024 |
10%+ Owner |
PEO |
ADAMS NATURAL RESOURCES FUND, INC. |
Jun 18, 2024 |
1 |
459,386 |
4 |
Jun 20, 2024 |
10%+ Owner |
NDP |
TORTOISE ENERGY INDEPENDENCE FUND, INC. |
Jun 17, 2024 |
0 |
0 |
3 |
Jun 18, 2024 |
10%+ Owner |
PEO |
ADAMS NATURAL RESOURCES FUND, INC. |
Jun 14, 2024 |
2 |
1,112,884 |
4 |
Jun 18, 2024 |
10%+ Owner |
PEO |
ADAMS NATURAL RESOURCES FUND, INC. |
Jun 13, 2024 |
0 |
0 |
3 |
Jun 14, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
Jun 12, 2024 |
2 |
150,326 |
4 |
Jun 14, 2024 |
10%+ Owner |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
Jun 11, 2024 |
1 |
-33 |
4 |
Jun 13, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
Jun 10, 2024 |
2 |
161,098 |
4 |
Jun 11, 2024 |
10%+ Owner |
AFB |
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND |
Jun 7, 2024 |
1 |
65,991 |
4 |
Jun 10, 2024 |
10%+ Owner |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
Jun 6, 2024 |
2 |
297,201 |
4 |
Jun 10, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
Jun 6, 2024 |
2 |
184,081 |
4 |
Jun 10, 2024 |
10%+ Owner |
GNT |
GAMCO Natural Resources, Gold & Income Trust |
Jun 5, 2024 |
0 |
0 |
3 |
Jun 6, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Jun 4, 2024 |
1 |
87,360 |
4 |
Jun 5, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
Jun 4, 2024 |
2 |
809,222 |
4 |
Jun 5, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Jun 3, 2024 |
1 |
81,794 |
4 |
Jun 3, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Jun 3, 2024 |
1 |
3,146 |
4 |
Jun 3, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
May 31, 2024 |
1 |
283,994 |
4 |
Jun 3, 2024 |
10%+ Owner |
AFB |
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND |
May 29, 2024 |
1 |
76,873 |
4 |
May 31, 2024 |
10%+ Owner |
MIO |
Pioneer Municipal High Income Opportunities Fund, Inc. |
May 28, 2024 |
1 |
42,952 |
4 |
May 31, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
May 28, 2024 |
3 |
604,304 |
4 |
May 31, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
May 28, 2024 |
1 |
157,680 |
4 |
May 31, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
May 28, 2024 |
3 |
623,176 |
4 |
May 31, 2024 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
May 23, 2024 |
1 |
31,417 |
4 |
May 23, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
May 23, 2024 |
1 |
17,591 |
4 |
May 23, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
May 21, 2024 |
2 |
336,508 |
4 |
May 23, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
May 21, 2024 |
2 |
186,539 |
4 |
May 23, 2024 |
10%+ Owner |
AFB |
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND |
May 21, 2024 |
2 |
667,111 |
4 |
May 23, 2024 |
10%+ Owner |
AFB |
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND |
May 20, 2024 |
1 |
735,314 |
4 |
May 21, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
May 17, 2024 |
1 |
44,050 |
4 |
May 20, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
May 15, 2024 |
1 |
74,684 |
4 |
May 17, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
May 15, 2024 |
1 |
96,816 |
4 |
May 17, 2024 |
10%+ Owner |
MIO |
Pioneer Municipal High Income Opportunities Fund, Inc. |
May 15, 2024 |
2 |
99,883 |
4 |
May 17, 2024 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
May 15, 2024 |
1 |
98,946 |
4 |
May 17, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
May 15, 2024 |
1 |
20,177 |
4 |
May 17, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
May 15, 2024 |
1 |
400,073 |
4 |
May 17, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
May 15, 2024 |
1 |
493,173 |
4 |
May 17, 2024 |
10%+ Owner |
AFB |
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND |
May 15, 2024 |
2 |
598,994 |
4 |
May 17, 2024 |
10%+ Owner |
PDX |
PIMCO Dynamic Income Strategy Fund |
May 14, 2024 |
2 |
-1,894,027 |
4 |
May 16, 2024 |
10%+ Owner |
AFB |
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND |
May 13, 2024 |
0 |
0 |
3 |
May 14, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
May 10, 2024 |
1 |
801,967 |
4 |
May 14, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
May 10, 2024 |
1 |
5,514 |
4 |
May 14, 2024 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
May 9, 2024 |
1 |
235,053 |
4 |
May 10, 2024 |
10%+ Owner |
PDX |
PIMCO Dynamic Income Strategy Fund |
May 8, 2024 |
1 |
-409,671 |
4 |
May 10, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
May 8, 2024 |
2 |
390,256 |
4 |
May 10, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
May 8, 2024 |
2 |
45,611 |
4 |
May 10, 2024 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
May 6, 2024 |
1 |
498,332 |
4 |
May 7, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
May 6, 2024 |
2 |
836,126 |
4 |
May 7, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
May 3, 2024 |
1 |
22,122 |
4 |
May 7, 2024 |
10%+ Owner |
PDX |
PIMCO Dynamic Income Strategy Fund |
May 3, 2024 |
2 |
-1,013,640 |
4 |
May 7, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
May 3, 2024 |
1 |
1,190 |
4 |
May 7, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
May 3, 2024 |
1 |
14,376 |
4 |
May 7, 2024 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
May 3, 2024 |
1 |
41,170 |
4 |
May 7, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
May 3, 2024 |
1 |
123,145 |
4 |
May 7, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
May 3, 2024 |
1 |
104,770 |
4 |
May 7, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
May 3, 2024 |
2 |
424,616 |
4 |
May 7, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
May 2, 2024 |
1 |
308,113 |
4 |
May 3, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
May 2, 2024 |
1 |
596,527 |
4 |
May 3, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
May 2, 2024 |
1 |
760,071 |
4 |
May 3, 2024 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
May 2, 2024 |
1 |
282,232 |
4 |
May 3, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
May 2, 2024 |
1 |
158,736 |
4 |
May 3, 2024 |
10%+ Owner |
PDX |
PIMCO Dynamic Income Strategy Fund |
May 1, 2024 |
2 |
-394,888 |
4 |
May 3, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
May 1, 2024 |
2 |
470,337 |
4 |
May 2, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
May 1, 2024 |
2 |
356,929 |
4 |
May 2, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
May 1, 2024 |
2 |
1,334,936 |
4 |
May 2, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
Apr 30, 2024 |
1 |
217,603 |
4 |
May 1, 2024 |
10%+ Owner |
PDX |
PIMCO Dynamic Income Strategy Fund |
Apr 29, 2024 |
1 |
-12,771 |
4 |
May 1, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Apr 29, 2024 |
1 |
64,060 |
4 |
May 1, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Apr 29, 2024 |
1 |
89,576 |
4 |
May 1, 2024 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Apr 29, 2024 |
1 |
193,829 |
4 |
May 1, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
Apr 29, 2024 |
1 |
262,843 |
4 |
May 1, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
Apr 26, 2024 |
1 |
1,563,952 |
4 |
Apr 29, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Apr 25, 2024 |
1 |
365,666 |
4 |
Apr 26, 2024 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Apr 25, 2024 |
1 |
682,762 |
4 |
Apr 26, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
Apr 25, 2024 |
1 |
596,627 |
4 |
Apr 26, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Apr 24, 2024 |
2 |
858,965 |
4 |
Apr 26, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Apr 24, 2024 |
2 |
363,131 |
4 |
Apr 26, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
Apr 24, 2024 |
2 |
1,536,827 |
4 |
Apr 26, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Apr 23, 2024 |
1 |
301,301 |
4 |
Apr 23, 2024 |
10%+ Owner |
SLNA |
SELINA HOSPITALITY PLC |
Apr 22, 2024 |
2 |
-53,905 |
4 |
Apr 29, 2024 |
10%+ Owner |
SLNA |
SELINA HOSPITALITY PLC |
Apr 22, 2024 |
0 |
0 |
3 |
Apr 29, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
Apr 22, 2024 |
2 |
659,913 |
4 |
Apr 23, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
Apr 22, 2024 |
2 |
337,772 |
4 |
Apr 23, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
Apr 18, 2024 |
2 |
1,591,420 |
4 |
Apr 22, 2024 |
10%+ Owner |
HQL |
abrdn Life Sciences Investors |
Apr 18, 2024 |
0 |
0 |
3 |
Apr 19, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Apr 16, 2024 |
2 |
460,241 |
4 |
Apr 18, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
Apr 15, 2024 |
1 |
38,800 |
4 |
Apr 15, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Apr 12, 2024 |
2 |
163,015 |
4 |
Apr 15, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Apr 12, 2024 |
2 |
373,874 |
4 |
Apr 15, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Apr 10, 2024 |
2 |
228,529 |
4 |
Apr 12, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
Apr 10, 2024 |
2 |
582,947 |
4 |
Apr 12, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
Apr 9, 2024 |
1 |
54,641 |
4 |
Apr 10, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Apr 8, 2024 |
2 |
293,193 |
4 |
Apr 10, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Apr 4, 2024 |
1 |
44,436 |
4 |
Apr 5, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
Apr 4, 2024 |
1 |
266,203 |
4 |
Apr 5, 2024 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Apr 3, 2024 |
1 |
291,454 |
4 |
Apr 5, 2024 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Apr 2, 2024 |
1 |
316,500 |
4 |
Apr 3, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Apr 2, 2024 |
1 |
83,488 |
4 |
Apr 3, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Apr 1, 2024 |
2 |
988,435 |
4 |
Apr 3, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Apr 1, 2024 |
2 |
997,873 |
4 |
Apr 3, 2024 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Apr 1, 2024 |
2 |
226,383 |
4 |
Apr 3, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Apr 1, 2024 |
1 |
970,693 |
4 |
Apr 3, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Apr 1, 2024 |
1 |
758,055 |
4 |
Apr 3, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Apr 1, 2024 |
1 |
1,128,541 |
4 |
Apr 3, 2024 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Apr 1, 2024 |
2 |
170,394 |
4 |
Apr 3, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
Apr 1, 2024 |
2 |
1,607,818 |
4 |
Apr 3, 2024 |
10%+ Owner |
SABA |
TEMPLETON GLOBAL INCOME FUND |
Mar 28, 2024 |
1 |
0 |
4 |
Apr 1, 2024 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Mar 28, 2024 |
1 |
0 |
4 |
Apr 1, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Mar 28, 2024 |
1 |
266,130 |
4 |
Apr 1, 2024 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Mar 28, 2024 |
1 |
473,911 |
4 |
Apr 1, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Mar 27, 2024 |
2 |
553,381 |
4 |
Apr 1, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Mar 27, 2024 |
2 |
5,439,314 |
4 |
Apr 1, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Mar 27, 2024 |
2 |
2,365,099 |
4 |
Apr 1, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Mar 26, 2024 |
1 |
82,678 |
4 |
Mar 27, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Mar 26, 2024 |
1 |
352,651 |
4 |
Mar 27, 2024 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Mar 26, 2024 |
1 |
66,764 |
4 |
Mar 27, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Mar 26, 2024 |
1 |
2,111,351 |
4 |
Mar 27, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Mar 25, 2024 |
2 |
247,157 |
4 |
Mar 27, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Mar 25, 2024 |
2 |
2,387,691 |
4 |
Mar 27, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Mar 25, 2024 |
2 |
2,021,156 |
4 |
Mar 27, 2024 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Mar 25, 2024 |
1 |
279,820 |
4 |
Mar 27, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Mar 22, 2024 |
1 |
51,110 |
4 |
Mar 25, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Mar 21, 2024 |
2 |
2,260,008 |
4 |
Mar 25, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Mar 21, 2024 |
2 |
2,358,475 |
4 |
Mar 25, 2024 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Mar 21, 2024 |
2 |
369,822 |
4 |
Mar 25, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Mar 20, 2024 |
1 |
1,807,291 |
4 |
Mar 21, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Mar 20, 2024 |
1 |
1,896,167 |
4 |
Mar 21, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Mar 19, 2024 |
1 |
115,802 |
4 |
Mar 20, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Mar 19, 2024 |
1 |
116,701 |
4 |
Mar 20, 2024 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Mar 19, 2024 |
1 |
142,748 |
4 |
Mar 20, 2024 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Mar 19, 2024 |
1 |
335,806 |
4 |
Mar 20, 2024 |
10%+ Owner |
MIO |
Pioneer Municipal High Income Opportunities Fund, Inc. |
Mar 19, 2024 |
1 |
66,240 |
4 |
Mar 20, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Mar 19, 2024 |
1 |
272,371 |
4 |
Mar 20, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Mar 19, 2024 |
1 |
149,270 |
4 |
Mar 20, 2024 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Mar 19, 2024 |
1 |
137,768 |
4 |
Mar 20, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
Mar 19, 2024 |
1 |
656,306 |
4 |
Mar 20, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Mar 18, 2024 |
2 |
691,017 |
4 |
Mar 20, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Mar 18, 2024 |
2 |
2,160,573 |
4 |
Mar 20, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Mar 13, 2024 |
1 |
31,760 |
4 |
Mar 15, 2024 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Mar 13, 2024 |
1 |
1,036 |
4 |
Mar 15, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Mar 13, 2024 |
1 |
266,474 |
4 |
Mar 15, 2024 |
10%+ Owner |
ASGI |
abrdn Global Infrastructure Income Fund |
Mar 12, 2024 |
0 |
0 |
3 |
Mar 13, 2024 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Mar 12, 2024 |
1 |
426,651 |
4 |
Mar 12, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Mar 12, 2024 |
1 |
16,742,848 |
4 |
Mar 12, 2024 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Mar 11, 2024 |
1 |
35,956 |
4 |
Mar 12, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Mar 11, 2024 |
2 |
177,510 |
4 |
Mar 12, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Mar 11, 2024 |
2 |
93,586 |
4 |
Mar 12, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Mar 11, 2024 |
2 |
211,718 |
4 |
Mar 12, 2024 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Mar 11, 2024 |
2 |
131,380 |
4 |
Mar 12, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Mar 11, 2024 |
2 |
156,528 |
4 |
Mar 12, 2024 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Mar 11, 2024 |
1 |
272,669 |
4 |
Mar 12, 2024 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Mar 11, 2024 |
2 |
60,684 |
4 |
Mar 12, 2024 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Mar 11, 2024 |
1 |
173,012 |
4 |
Mar 12, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Mar 11, 2024 |
2 |
1,262,237 |
4 |
Mar 12, 2024 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Mar 8, 2024 |
1 |
137,021 |
4 |
Mar 11, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Mar 8, 2024 |
1 |
134,876 |
4 |
Mar 11, 2024 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Mar 8, 2024 |
1 |
7,992 |
4 |
Mar 11, 2024 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Mar 8, 2024 |
1 |
27,306 |
4 |
Mar 11, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Mar 7, 2024 |
2 |
116,055 |
4 |
Mar 11, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Mar 7, 2024 |
2 |
282,706 |
4 |
Mar 11, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Mar 7, 2024 |
1 |
119,814 |
4 |
Mar 11, 2024 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Mar 7, 2024 |
2 |
2,065,837 |
4 |
Mar 11, 2024 |
10%+ Owner |
MIO |
Pioneer Municipal High Income Opportunities Fund, Inc. |
Mar 7, 2024 |
1 |
274,847 |
4 |
Mar 11, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Mar 7, 2024 |
2 |
1,309,847 |
4 |
Mar 11, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Mar 7, 2024 |
2 |
564,950 |
4 |
Mar 11, 2024 |
10%+ Owner |
MIO |
Pioneer Municipal High Income Opportunities Fund, Inc. |
Mar 6, 2024 |
1 |
71,204 |
4 |
Mar 6, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Mar 6, 2024 |
1 |
908,350 |
4 |
Mar 6, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Mar 6, 2024 |
1 |
224,355 |
4 |
Mar 6, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Mar 6, 2024 |
1 |
851,263 |
4 |
Mar 6, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Mar 5, 2024 |
2 |
863,085 |
4 |
Mar 6, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Mar 5, 2024 |
2 |
466,059 |
4 |
Mar 6, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Mar 5, 2024 |
2 |
553,169 |
4 |
Mar 6, 2024 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Mar 5, 2024 |
1 |
21,444 |
4 |
Mar 6, 2024 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Mar 5, 2024 |
2 |
188,762 |
4 |
Mar 6, 2024 |
10%+ Owner |
MIO |
Pioneer Municipal High Income Opportunities Fund, Inc. |
Mar 5, 2024 |
0 |
0 |
3 |
Mar 6, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Mar 4, 2024 |
1 |
28,560 |
4 |
Mar 4, 2024 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Mar 4, 2024 |
1 |
13,670 |
4 |
Mar 4, 2024 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Mar 1, 2024 |
2 |
262,435 |
4 |
Mar 4, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Mar 1, 2024 |
2 |
45,682 |
4 |
Mar 4, 2024 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Mar 1, 2024 |
1 |
49,634 |
4 |
Mar 4, 2024 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Mar 1, 2024 |
1 |
29,436 |
4 |
Mar 4, 2024 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Mar 1, 2024 |
1 |
92,727 |
4 |
Mar 4, 2024 |
10%+ Owner |
SABA |
TEMPLETON GLOBAL INCOME FUND |
Feb 29, 2024 |
1 |
-3,479,264 |
4/A |
Mar 5, 2024 |
10%+ Owner |
SABA |
TEMPLETON GLOBAL INCOME FUND |
Feb 29, 2024 |
1 |
-3,479,264 |
4 |
Mar 4, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Feb 29, 2024 |
2 |
3,149,969 |
4 |
Mar 4, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Feb 29, 2024 |
2 |
2,613,120 |
4 |
Mar 4, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Feb 29, 2024 |
2 |
836,598 |
4 |
Mar 4, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Feb 27, 2024 |
1 |
631 |
4 |
Feb 29, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Feb 27, 2024 |
2 |
5,352,640 |
4 |
Feb 29, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Feb 27, 2024 |
2 |
1,608,368 |
4 |
Feb 29, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Feb 27, 2024 |
2 |
3,339,395 |
4 |
Feb 29, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Feb 27, 2024 |
1 |
2,412,211 |
4 |
Feb 29, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Feb 26, 2024 |
1 |
59,893 |
4 |
Feb 27, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Feb 23, 2024 |
2 |
5,339,315 |
4 |
Feb 27, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Feb 23, 2024 |
2 |
3,687,455 |
4 |
Feb 27, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Feb 23, 2024 |
2 |
5,380,201 |
4 |
Feb 27, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Feb 23, 2024 |
2 |
1,770,332 |
4 |
Feb 27, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Feb 21, 2024 |
2 |
1,129,028 |
4 |
Feb 22, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Feb 21, 2024 |
2 |
4,374,229 |
4 |
Feb 22, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Feb 21, 2024 |
2 |
2,513,877 |
4 |
Feb 22, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Feb 21, 2024 |
2 |
2,001,246 |
4 |
Feb 22, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Feb 16, 2024 |
1 |
207,365 |
4 |
Feb 21, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Feb 16, 2024 |
2 |
1,946,549 |
4 |
Feb 21, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Feb 16, 2024 |
2 |
4,260,651 |
4 |
Feb 21, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Feb 16, 2024 |
2 |
1,763,279 |
4 |
Feb 21, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Feb 16, 2024 |
2 |
3,641,435 |
4 |
Feb 21, 2024 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Feb 13, 2024 |
1 |
-42,105 |
4 |
Feb 15, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Feb 13, 2024 |
3 |
4,765,683 |
4 |
Feb 15, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Feb 13, 2024 |
2 |
2,570,926 |
4 |
Feb 15, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Feb 13, 2024 |
2 |
6,430,749 |
4 |
Feb 15, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Feb 13, 2024 |
3 |
2,541,454 |
4 |
Feb 15, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Feb 8, 2024 |
1 |
10,132 |
4 |
Feb 12, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Feb 8, 2024 |
3 |
4,323,086 |
4 |
Feb 12, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Feb 8, 2024 |
3 |
4,594,249 |
4 |
Feb 12, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Feb 8, 2024 |
3 |
5,882,578 |
4 |
Feb 12, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Feb 6, 2024 |
2 |
3,027,380 |
4 |
Feb 8, 2024 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Feb 6, 2024 |
1 |
8,732 |
4 |
Feb 8, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Feb 6, 2024 |
2 |
2,684,254 |
4 |
Feb 8, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Feb 6, 2024 |
2 |
4,811,660 |
4 |
Feb 8, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Feb 6, 2024 |
1 |
24,580 |
4 |
Feb 8, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Feb 5, 2024 |
1 |
26,306 |
4 |
Feb 5, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Feb 5, 2024 |
1 |
825,747 |
4 |
Feb 5, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Feb 5, 2024 |
1 |
794,969 |
4 |
Feb 5, 2024 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Feb 5, 2024 |
1 |
692,926 |
4 |
Feb 5, 2024 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Feb 5, 2024 |
1 |
287,438 |
4 |
Feb 5, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Feb 5, 2024 |
1 |
130,530 |
4 |
Feb 5, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Feb 2, 2024 |
2 |
484,481 |
4 |
Feb 5, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Feb 2, 2024 |
2 |
3,352,418 |
4 |
Feb 5, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Feb 2, 2024 |
2 |
2,296,134 |
4 |
Feb 5, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Feb 2, 2024 |
2 |
1,152,883 |
4 |
Feb 5, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Jan 31, 2024 |
1 |
11,326 |
4 |
Feb 1, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jan 31, 2024 |
2 |
1,197,416 |
4 |
Feb 1, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Jan 31, 2024 |
2 |
2,643,751 |
4 |
Feb 1, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Jan 31, 2024 |
2 |
3,269,919 |
4 |
Feb 1, 2024 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Jan 30, 2024 |
1 |
148,719 |
4 |
Jan 31, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Jan 30, 2024 |
1 |
137,014 |
4 |
Jan 31, 2024 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Jan 30, 2024 |
1 |
10,725 |
4 |
Jan 31, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jan 29, 2024 |
1 |
2,353,630 |
4 |
Jan 31, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Jan 29, 2024 |
2 |
4,989,027 |
4 |
Jan 31, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Jan 29, 2024 |
2 |
3,132,878 |
4 |
Jan 31, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Jan 29, 2024 |
2 |
1,352,658 |
4 |
Jan 31, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jan 25, 2024 |
1 |
102,931 |
4 |
Jan 26, 2024 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jan 25, 2024 |
2 |
-194,059 |
4 |
Jan 26, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jan 25, 2024 |
2 |
6,784,634 |
4 |
Jan 26, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Jan 25, 2024 |
2 |
8,431,602 |
4 |
Jan 26, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Jan 25, 2024 |
2 |
6,511,392 |
4 |
Jan 26, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Jan 25, 2024 |
2 |
723,526 |
4 |
Jan 26, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jan 23, 2024 |
2 |
76,898 |
4 |
Jan 25, 2024 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jan 23, 2024 |
2 |
-253,873 |
4 |
Jan 25, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jan 23, 2024 |
2 |
3,590,957 |
4 |
Jan 24, 2024 |
10%+ Owner |
DMA |
Destra Multi-Alternative Fund |
Jan 23, 2024 |
1 |
56,173 |
4 |
Jan 24, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Jan 23, 2024 |
2 |
2,366,232 |
4 |
Jan 24, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Jan 23, 2024 |
2 |
4,073,674 |
4 |
Jan 24, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Jan 23, 2024 |
2 |
2,057,925 |
4 |
Jan 24, 2024 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jan 19, 2024 |
2 |
-17,459 |
4 |
Jan 23, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jan 19, 2024 |
2 |
637,604 |
4 |
Jan 23, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Jan 19, 2024 |
2 |
2,605,724 |
4 |
Jan 23, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Jan 19, 2024 |
2 |
2,533,251 |
4 |
Jan 23, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Jan 19, 2024 |
2 |
4,909,640 |
4 |
Jan 23, 2024 |
10%+ Owner |
DMA |
Destra Multi-Alternative Fund |
Jan 18, 2024 |
1 |
154,762 |
4 |
Jan 18, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Jan 17, 2024 |
1 |
209,663 |
4 |
Jan 18, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Jan 17, 2024 |
1 |
194,706 |
4 |
Jan 18, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jan 17, 2024 |
2 |
750,583 |
4 |
Jan 18, 2024 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Jan 17, 2024 |
1 |
486,537 |
4 |
Jan 18, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Jan 17, 2024 |
1 |
51,647 |
4 |
Jan 18, 2024 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Jan 17, 2024 |
1 |
81,745 |
4 |
Jan 18, 2024 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jan 17, 2024 |
2 |
-197,636 |
4 |
Jan 18, 2024 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Jan 17, 2024 |
1 |
36,245 |
4 |
Jan 18, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jan 17, 2024 |
2 |
2,602,173 |
4 |
Jan 18, 2024 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Jan 17, 2024 |
1 |
23,694 |
4 |
Jan 18, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Jan 17, 2024 |
2 |
2,086,179 |
4 |
Jan 18, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Jan 17, 2024 |
2 |
1,421,328 |
4 |
Jan 18, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Jan 17, 2024 |
2 |
891,312 |
4 |
Jan 18, 2024 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Jan 16, 2024 |
1 |
13,637 |
4 |
Jan 16, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Jan 16, 2024 |
1 |
1,197 |
4 |
Jan 16, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Jan 16, 2024 |
1 |
16,464 |
4 |
Jan 16, 2024 |
10%+ Owner |
DMA |
Destra Multi-Alternative Fund |
Jan 16, 2024 |
1 |
64,942 |
4 |
Jan 16, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Jan 12, 2024 |
2 |
19,130 |
4 |
Jan 16, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Jan 12, 2024 |
2 |
10,967 |
4 |
Jan 16, 2024 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jan 12, 2024 |
2 |
-816,950 |
4 |
Jan 16, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jan 12, 2024 |
2 |
1,670,555 |
4 |
Jan 16, 2024 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Jan 12, 2024 |
1 |
40,982 |
4 |
Jan 16, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Jan 12, 2024 |
2 |
2,520,535 |
4 |
Jan 16, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Jan 12, 2024 |
2 |
688,047 |
4 |
Jan 16, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Jan 12, 2024 |
2 |
2,351,877 |
4 |
Jan 16, 2024 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Jan 11, 2024 |
1 |
1,093,529 |
4 |
Jan 12, 2024 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Jan 11, 2024 |
1 |
469,010 |
4 |
Jan 12, 2024 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Jan 11, 2024 |
1 |
482,261 |
4 |
Jan 12, 2024 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Jan 10, 2024 |
2 |
239,543 |
4 |
Jan 12, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Jan 10, 2024 |
2 |
59,456 |
4 |
Jan 12, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Jan 10, 2024 |
2 |
754,996 |
4 |
Jan 12, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Jan 10, 2024 |
2 |
805,853 |
4 |
Jan 12, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jan 10, 2024 |
1 |
240,180 |
4 |
Jan 12, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Jan 10, 2024 |
2 |
336,102 |
4 |
Jan 12, 2024 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Jan 10, 2024 |
2 |
46,464 |
4 |
Jan 12, 2024 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jan 10, 2024 |
1 |
-423,088 |
4 |
Jan 12, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jan 10, 2024 |
2 |
1,249,950 |
4 |
Jan 12, 2024 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Jan 10, 2024 |
2 |
299,674 |
4 |
Jan 12, 2024 |
10%+ Owner |
DMA |
Destra Multi-Alternative Fund |
Jan 10, 2024 |
1 |
284,632 |
4 |
Jan 12, 2024 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Jan 9, 2024 |
1 |
-91,665 |
4 |
Jan 10, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jan 9, 2024 |
1 |
1,202,702 |
4 |
Jan 10, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Jan 8, 2024 |
2 |
151,431 |
4 |
Jan 10, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Jan 8, 2024 |
2 |
811,969 |
4 |
Jan 10, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Jan 8, 2024 |
2 |
207,587 |
4 |
Jan 10, 2024 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Jan 8, 2024 |
1 |
3,305 |
4 |
Jan 10, 2024 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jan 8, 2024 |
1 |
-51,067 |
4 |
Jan 10, 2024 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Jan 8, 2024 |
2 |
40,416 |
4 |
Jan 10, 2024 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Jan 5, 2024 |
1 |
453,341 |
4 |
Jan 8, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Jan 5, 2024 |
1 |
132,364 |
4 |
Jan 8, 2024 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Jan 5, 2024 |
1 |
183,736 |
4 |
Jan 8, 2024 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Jan 5, 2024 |
1 |
71,840 |
4 |
Jan 8, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Jan 4, 2024 |
2 |
425,789 |
4 |
Jan 8, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Jan 4, 2024 |
2 |
193,393 |
4 |
Jan 8, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Jan 4, 2024 |
1 |
156,275 |
4 |
Jan 8, 2024 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Jan 4, 2024 |
2 |
136,077 |
4 |
Jan 8, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jan 4, 2024 |
2 |
673,039 |
4 |
Jan 8, 2024 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Jan 3, 2024 |
1 |
30,449 |
4 |
Jan 3, 2024 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Jan 3, 2024 |
1 |
73,864 |
4 |
Jan 3, 2024 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Jan 2, 2024 |
2 |
82,949 |
4 |
Jan 3, 2024 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Jan 2, 2024 |
2 |
226,790 |
4 |
Jan 3, 2024 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Jan 2, 2024 |
2 |
140,215 |
4 |
Jan 3, 2024 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Jan 2, 2024 |
2 |
216,919 |
4 |
Jan 3, 2024 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Jan 2, 2024 |
2 |
264,198 |
4 |
Jan 3, 2024 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Jan 2, 2024 |
2 |
709,661 |
4 |
Jan 3, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jan 2, 2024 |
2 |
2,779,738 |
4 |
Jan 3, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Dec 28, 2023 |
1 |
23,880 |
4 |
Jan 2, 2024 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Dec 28, 2023 |
2 |
5,488,705 |
4 |
Jan 2, 2024 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Dec 27, 2023 |
1 |
25,975 |
4 |
Dec 27, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Dec 26, 2023 |
2 |
6,554,098 |
4 |
Dec 27, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Dec 26, 2023 |
1 |
52,653 |
4 |
Dec 27, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Dec 21, 2023 |
2 |
1,739,405 |
4 |
Dec 26, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Dec 19, 2023 |
2 |
10,667,362 |
4 |
Dec 21, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Dec 19, 2023 |
2 |
6,794,517 |
4 |
Dec 21, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Dec 19, 2023 |
2 |
7,783,447 |
4 |
Dec 21, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Dec 19, 2023 |
1 |
3,560,693 |
4 |
Dec 21, 2023 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Dec 18, 2023 |
1 |
253,822 |
4 |
Dec 19, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Dec 18, 2023 |
1 |
1,660,025 |
4 |
Dec 18, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Dec 15, 2023 |
1 |
154,136 |
4 |
Dec 19, 2023 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Dec 15, 2023 |
1 |
23,138 |
4 |
Dec 19, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Dec 15, 2023 |
1 |
38,542 |
4 |
Dec 19, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Dec 15, 2023 |
1 |
54,031 |
4 |
Dec 19, 2023 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Dec 15, 2023 |
1 |
46,748 |
4 |
Dec 19, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Dec 15, 2023 |
2 |
-477,336 |
4 |
Dec 19, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Dec 15, 2023 |
2 |
3,057,435 |
4 |
Dec 19, 2023 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Dec 15, 2023 |
1 |
20,147 |
4 |
Dec 18, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Dec 15, 2023 |
2 |
2,835,597 |
4 |
Dec 18, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Dec 15, 2023 |
2 |
3,680,292 |
4 |
Dec 18, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Dec 15, 2023 |
2 |
2,838,518 |
4 |
Dec 18, 2023 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Dec 14, 2023 |
1 |
415,413 |
4 |
Dec 15, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Dec 13, 2023 |
2 |
973,804 |
4 |
Dec 15, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Dec 13, 2023 |
2 |
497,776 |
4 |
Dec 15, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Dec 13, 2023 |
1 |
229,627 |
4 |
Dec 15, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Dec 13, 2023 |
2 |
264,180 |
4 |
Dec 15, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Dec 13, 2023 |
2 |
119,740 |
4 |
Dec 15, 2023 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Dec 13, 2023 |
2 |
907,935 |
4 |
Dec 15, 2023 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Dec 13, 2023 |
2 |
14,752 |
4 |
Dec 14, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Dec 13, 2023 |
1 |
134,317 |
4 |
Dec 14, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Dec 13, 2023 |
2 |
-4,606,661 |
4 |
Dec 14, 2023 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Dec 13, 2023 |
2 |
536,212 |
4 |
Dec 14, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Dec 13, 2023 |
1 |
140,769 |
4 |
Dec 14, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Dec 13, 2023 |
1 |
126,295 |
4 |
Dec 14, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Dec 13, 2023 |
2 |
7,961,749 |
4 |
Dec 14, 2023 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Dec 13, 2023 |
2 |
366,585 |
4 |
Dec 14, 2023 |
10%+ Owner |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
Dec 13, 2023 |
2 |
91,813 |
4 |
Dec 14, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Dec 13, 2023 |
2 |
4,684,067 |
4 |
Dec 14, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Dec 13, 2023 |
2 |
6,566,925 |
4 |
Dec 14, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Dec 13, 2023 |
1 |
60,212 |
4 |
Dec 14, 2023 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Dec 12, 2023 |
1 |
245,380 |
4 |
Dec 13, 2023 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Dec 12, 2023 |
1 |
174,787 |
4 |
Dec 13, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Dec 11, 2023 |
2 |
1,146,073 |
4 |
Dec 13, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Dec 11, 2023 |
2 |
256,090 |
4 |
Dec 13, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Dec 11, 2023 |
1 |
602 |
4 |
Dec 13, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Dec 11, 2023 |
2 |
1,358,121 |
4 |
Dec 13, 2023 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Dec 11, 2023 |
1 |
104,363 |
4 |
Dec 13, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Dec 11, 2023 |
1 |
81,496 |
4 |
Dec 13, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Dec 11, 2023 |
2 |
-1,124,685 |
4 |
Dec 13, 2023 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Dec 11, 2023 |
2 |
676,483 |
4 |
Dec 13, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Dec 11, 2023 |
1 |
98,735 |
4 |
Dec 13, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Dec 11, 2023 |
1 |
157,114 |
4 |
Dec 13, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Dec 11, 2023 |
2 |
3,672,468 |
4 |
Dec 13, 2023 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Dec 11, 2023 |
1 |
17,948 |
4 |
Dec 13, 2023 |
10%+ Owner |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
Dec 11, 2023 |
1 |
5,176 |
4 |
Dec 13, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Dec 11, 2023 |
2 |
5,360,530 |
4 |
Dec 13, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Dec 11, 2023 |
2 |
4,549,752 |
4 |
Dec 13, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Dec 11, 2023 |
2 |
4,042,563 |
4 |
Dec 13, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Dec 8, 2023 |
1 |
8,976 |
4 |
Dec 11, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Dec 8, 2023 |
1 |
39,380 |
4 |
Dec 11, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Dec 8, 2023 |
1 |
929 |
4 |
Dec 11, 2023 |
10%+ Owner |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
Dec 8, 2023 |
1 |
208,243 |
4 |
Dec 11, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Dec 7, 2023 |
2 |
92,169 |
4 |
Dec 11, 2023 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Dec 7, 2023 |
2 |
80,947 |
4 |
Dec 11, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Dec 7, 2023 |
2 |
423,936 |
4 |
Dec 11, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Dec 7, 2023 |
2 |
321,305 |
4 |
Dec 11, 2023 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Dec 7, 2023 |
2 |
207,012 |
4 |
Dec 11, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Dec 7, 2023 |
2 |
2,039,270 |
4 |
Dec 11, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Dec 7, 2023 |
2 |
-1,595,743 |
4 |
Dec 11, 2023 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Dec 7, 2023 |
2 |
2,349,676 |
4 |
Dec 11, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Dec 7, 2023 |
2 |
5,167,097 |
4 |
Dec 11, 2023 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Dec 7, 2023 |
2 |
29,611 |
4 |
Dec 11, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Dec 7, 2023 |
2 |
5,421,673 |
4 |
Dec 11, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Dec 7, 2023 |
2 |
5,771,399 |
4 |
Dec 11, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Dec 7, 2023 |
2 |
3,789,194 |
4 |
Dec 11, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Dec 7, 2023 |
1 |
288,152 |
4 |
Dec 11, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Dec 6, 2023 |
1 |
1,225,909 |
4 |
Dec 7, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Dec 6, 2023 |
1 |
206,632 |
4 |
Dec 7, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Dec 6, 2023 |
1 |
-306,268 |
4 |
Dec 7, 2023 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Dec 6, 2023 |
1 |
27,074 |
4 |
Dec 7, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Dec 6, 2023 |
1 |
168,204 |
4 |
Dec 7, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Dec 6, 2023 |
1 |
6,468 |
4 |
Dec 7, 2023 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Dec 6, 2023 |
1 |
5,429 |
4 |
Dec 7, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Dec 6, 2023 |
1 |
1,243,116 |
4 |
Dec 7, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Dec 5, 2023 |
2 |
312,997 |
4 |
Dec 7, 2023 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Dec 5, 2023 |
2 |
374,478 |
4 |
Dec 7, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Dec 5, 2023 |
2 |
935,630 |
4 |
Dec 7, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Dec 5, 2023 |
2 |
1,390,512 |
4 |
Dec 7, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Dec 5, 2023 |
2 |
6,993,719 |
4 |
Dec 7, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Dec 5, 2023 |
1 |
1,289,919 |
4 |
Dec 7, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Dec 5, 2023 |
2 |
899,451 |
4 |
Dec 7, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Dec 5, 2023 |
2 |
6,262,152 |
4 |
Dec 7, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Dec 5, 2023 |
2 |
6,120,301 |
4 |
Dec 6, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Dec 5, 2023 |
2 |
3,538,882 |
4 |
Dec 6, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Dec 5, 2023 |
2 |
313,298 |
4 |
Dec 6, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Dec 4, 2023 |
1 |
210,141 |
4 |
Dec 5, 2023 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Dec 1, 2023 |
2 |
120,758 |
4 |
Dec 5, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Dec 1, 2023 |
2 |
326,387 |
4 |
Dec 5, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Dec 1, 2023 |
1 |
34,357 |
4 |
Dec 5, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Dec 1, 2023 |
1 |
27,245 |
4 |
Dec 5, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Dec 1, 2023 |
1 |
751,976 |
4 |
Dec 5, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Dec 1, 2023 |
2 |
1,121,145 |
4 |
Dec 5, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Dec 1, 2023 |
2 |
2,767,761 |
4 |
Dec 5, 2023 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Dec 1, 2023 |
2 |
2,674 |
4 |
Dec 5, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Dec 1, 2023 |
2 |
403,323 |
4 |
Dec 5, 2023 |
10%+ Owner |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
Dec 1, 2023 |
1 |
455,544 |
4 |
Dec 5, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Dec 1, 2023 |
2 |
1,193,037 |
4 |
Dec 5, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Dec 1, 2023 |
2 |
2,483,807 |
4 |
Dec 5, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Dec 1, 2023 |
2 |
4,367,656 |
4 |
Dec 5, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Dec 1, 2023 |
2 |
708,622 |
4 |
Dec 5, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Dec 1, 2023 |
2 |
637,817 |
4 |
Dec 5, 2023 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Nov 30, 2023 |
1 |
23,083 |
4 |
Dec 1, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Nov 30, 2023 |
1 |
2,889 |
4 |
Dec 1, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Nov 30, 2023 |
1 |
169,870 |
4 |
Dec 1, 2023 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Nov 30, 2023 |
1 |
2,613 |
4 |
Dec 1, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Nov 30, 2023 |
1 |
85,578 |
4 |
Dec 1, 2023 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Nov 30, 2023 |
1 |
110,778 |
4 |
Dec 1, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Nov 30, 2023 |
1 |
16,701 |
4 |
Dec 1, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Nov 30, 2023 |
1 |
190,535 |
4 |
Dec 1, 2023 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Nov 30, 2023 |
1 |
133,683 |
4 |
Dec 1, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Nov 29, 2023 |
2 |
838,300 |
4 |
Dec 1, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Nov 29, 2023 |
2 |
1,003,734 |
4 |
Dec 1, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Nov 29, 2023 |
1 |
312,096 |
4 |
Dec 1, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Nov 29, 2023 |
2 |
108,084 |
4 |
Dec 1, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 29, 2023 |
2 |
630,498 |
4 |
Dec 1, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Nov 29, 2023 |
2 |
6,365,639 |
4 |
Dec 1, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Nov 29, 2023 |
2 |
401,280 |
4 |
Dec 1, 2023 |
10%+ Owner |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
Nov 29, 2023 |
2 |
301,217 |
4 |
Dec 1, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Nov 29, 2023 |
2 |
1,730,781 |
4 |
Dec 1, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Nov 29, 2023 |
2 |
3,940,042 |
4 |
Nov 30, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Nov 29, 2023 |
2 |
4,363,180 |
4 |
Nov 30, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Nov 29, 2023 |
2 |
196,083 |
4 |
Nov 30, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Nov 29, 2023 |
2 |
238,439 |
4 |
Nov 30, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Nov 29, 2023 |
2 |
1,335,691 |
4 |
Nov 30, 2023 |
10%+ Owner |
MEGI |
MainStay CBRE Global Infrastructure Megatrends Term Fund |
Nov 29, 2023 |
0 |
0 |
3 |
Nov 30, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Nov 28, 2023 |
1 |
445,307 |
4 |
Nov 28, 2023 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Nov 28, 2023 |
1 |
98,834 |
4 |
Nov 28, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Nov 28, 2023 |
1 |
358,854 |
4 |
Nov 28, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Nov 28, 2023 |
1 |
135,189 |
4 |
Nov 28, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 28, 2023 |
1 |
1,071,792 |
4 |
Nov 28, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Nov 28, 2023 |
1 |
489,683 |
4 |
Nov 28, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Nov 28, 2023 |
1 |
1,049,729 |
4 |
Nov 28, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Nov 28, 2023 |
1 |
98,155 |
4 |
Nov 28, 2023 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Nov 27, 2023 |
2 |
915,998 |
4 |
Nov 28, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Nov 27, 2023 |
2 |
1,402,663 |
4 |
Nov 28, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Nov 27, 2023 |
2 |
914,465 |
4 |
Nov 28, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Nov 27, 2023 |
1 |
151,620 |
4 |
Nov 28, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Nov 27, 2023 |
2 |
474,305 |
4 |
Nov 28, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Nov 27, 2023 |
1 |
14,880 |
4 |
Nov 28, 2023 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Nov 27, 2023 |
2 |
351,447 |
4 |
Nov 28, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Nov 27, 2023 |
2 |
5,787,852 |
4 |
Nov 28, 2023 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Nov 27, 2023 |
2 |
16,637 |
4 |
Nov 28, 2023 |
10%+ Owner |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
Nov 27, 2023 |
2 |
223,382 |
4 |
Nov 28, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Nov 27, 2023 |
2 |
3,852,058 |
4 |
Nov 28, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Nov 27, 2023 |
2 |
6,463,702 |
4 |
Nov 28, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Nov 27, 2023 |
2 |
5,685,875 |
4 |
Nov 28, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Nov 27, 2023 |
2 |
1,422,263 |
4 |
Nov 28, 2023 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Nov 24, 2023 |
1 |
73,058 |
4 |
Nov 24, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Nov 22, 2023 |
1 |
81,918 |
4 |
Nov 24, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Nov 22, 2023 |
2 |
67,365 |
4 |
Nov 24, 2023 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Nov 22, 2023 |
1 |
74 |
4 |
Nov 24, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Nov 22, 2023 |
2 |
106,239 |
4 |
Nov 24, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Nov 22, 2023 |
1 |
894 |
4 |
Nov 24, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Nov 22, 2023 |
2 |
580,827 |
4 |
Nov 24, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Nov 22, 2023 |
2 |
4,583,061 |
4 |
Nov 24, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Nov 22, 2023 |
2 |
2,213,580 |
4 |
Nov 24, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Nov 22, 2023 |
1 |
21,860 |
4 |
Nov 24, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Nov 22, 2023 |
2 |
7,047,989 |
4 |
Nov 24, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Nov 22, 2023 |
1 |
800,240 |
4 |
Nov 24, 2023 |
10%+ Owner |
VPV |
Invesco Pennsylvania Value Municipal Income Trust |
Nov 22, 2023 |
0 |
0 |
3 |
Nov 24, 2023 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Nov 21, 2023 |
1 |
10,433 |
4 |
Nov 21, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Nov 20, 2023 |
2 |
218,657 |
4 |
Nov 21, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Nov 20, 2023 |
2 |
2,058,467 |
4 |
Nov 21, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Nov 20, 2023 |
2 |
180,693 |
4 |
Nov 21, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Nov 20, 2023 |
2 |
392,277 |
4 |
Nov 21, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Nov 20, 2023 |
1 |
424,624 |
4 |
Nov 21, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Nov 20, 2023 |
2 |
302,595 |
4 |
Nov 21, 2023 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Nov 20, 2023 |
2 |
208,116 |
4 |
Nov 21, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Nov 20, 2023 |
2 |
1,059,391 |
4 |
Nov 21, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Nov 20, 2023 |
1 |
80,234 |
4 |
Nov 21, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Nov 20, 2023 |
2 |
6,994,223 |
4 |
Nov 21, 2023 |
10%+ Owner |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
Nov 20, 2023 |
2 |
400,446 |
4 |
Nov 21, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Nov 20, 2023 |
2 |
2,958,189 |
4 |
Nov 21, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Nov 20, 2023 |
2 |
6,694,531 |
4 |
Nov 21, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Nov 20, 2023 |
2 |
1,211,177 |
4 |
Nov 21, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Nov 20, 2023 |
2 |
2,021,154 |
4 |
Nov 21, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Nov 17, 2023 |
1 |
2,882,745 |
4 |
Nov 17, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Nov 16, 2023 |
2 |
628,477 |
4 |
Nov 17, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Nov 16, 2023 |
1 |
12,960 |
4 |
Nov 17, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Nov 16, 2023 |
1 |
15,372 |
4 |
Nov 17, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Nov 15, 2023 |
2 |
1,050,367 |
4 |
Nov 17, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Nov 15, 2023 |
3 |
894,247 |
4 |
Nov 17, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Nov 15, 2023 |
1 |
783 |
4 |
Nov 17, 2023 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Nov 15, 2023 |
2 |
216,879 |
4 |
Nov 17, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Nov 15, 2023 |
3 |
6,055,842 |
4 |
Nov 17, 2023 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Nov 15, 2023 |
3 |
57,479 |
4 |
Nov 17, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Nov 15, 2023 |
3 |
4,301,292 |
4 |
Nov 17, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Nov 15, 2023 |
3 |
6,899,383 |
4 |
Nov 17, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Nov 15, 2023 |
2 |
3,943,944 |
4 |
Nov 17, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Nov 15, 2023 |
3 |
1,838,584 |
4 |
Nov 17, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Nov 13, 2023 |
1 |
440,933 |
4 |
Nov 14, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Nov 13, 2023 |
2 |
1,203,280 |
4 |
Nov 14, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Nov 13, 2023 |
1 |
533,905 |
4 |
Nov 14, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Nov 13, 2023 |
1 |
100,817 |
4 |
Nov 14, 2023 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Nov 13, 2023 |
1 |
63,345 |
4 |
Nov 14, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Nov 13, 2023 |
2 |
462,478 |
4 |
Nov 14, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Nov 13, 2023 |
2 |
6,129,139 |
4 |
Nov 14, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Nov 13, 2023 |
2 |
4,598,859 |
4 |
Nov 14, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Nov 13, 2023 |
2 |
6,196,609 |
4 |
Nov 14, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Nov 13, 2023 |
1 |
301,190 |
4 |
Nov 14, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Nov 13, 2023 |
2 |
2,029,711 |
4 |
Nov 14, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Nov 10, 2023 |
1 |
-86,599,368 |
4 |
Nov 13, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Nov 10, 2023 |
1 |
5,026 |
4 |
Nov 13, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Nov 10, 2023 |
1 |
51,040 |
4 |
Nov 13, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Nov 10, 2023 |
1 |
126,818 |
4 |
Nov 13, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Nov 9, 2023 |
2 |
546,825 |
4 |
Nov 13, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Nov 9, 2023 |
2 |
1,424,970 |
4 |
Nov 13, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Nov 9, 2023 |
2 |
382,168 |
4 |
Nov 13, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Nov 9, 2023 |
2 |
653,518 |
4 |
Nov 13, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Nov 9, 2023 |
2 |
368,869 |
4 |
Nov 13, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Nov 9, 2023 |
1 |
4,542 |
4 |
Nov 13, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Nov 9, 2023 |
1 |
29,123 |
4 |
Nov 13, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Nov 9, 2023 |
2 |
506,857 |
4 |
Nov 13, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 9, 2023 |
2 |
1,216,922 |
4 |
Nov 13, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Nov 9, 2023 |
2 |
2,746,632 |
4 |
Nov 13, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Nov 9, 2023 |
2 |
1,749,086 |
4 |
Nov 13, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Nov 9, 2023 |
2 |
4,329,496 |
4 |
Nov 13, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Nov 9, 2023 |
2 |
3,605,403 |
4 |
Nov 13, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Nov 9, 2023 |
2 |
1,352,894 |
4 |
Nov 13, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Nov 9, 2023 |
1 |
415,007 |
4 |
Nov 13, 2023 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Nov 8, 2023 |
2 |
0 |
4 |
Nov 13, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
Nov 8, 2023 |
1 |
-2,904,606 |
4/A |
Nov 13, 2023 |
10%+ Owner |
CXH |
MFS INVESTMENT GRADE MUNICIPAL TRUST |
Nov 8, 2023 |
1 |
-1,661,186 |
4/A |
Nov 9, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 8, 2023 |
1 |
314,979 |
4 |
Nov 9, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Nov 8, 2023 |
1 |
1,208,972 |
4 |
Nov 9, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Nov 8, 2023 |
1 |
2,531 |
4 |
Nov 9, 2023 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Nov 7, 2023 |
1 |
13,679 |
4 |
Nov 9, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Nov 7, 2023 |
2 |
7,714 |
4 |
Nov 9, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Nov 7, 2023 |
2 |
33,590 |
4 |
Nov 9, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Nov 7, 2023 |
2 |
2,551,600 |
4 |
Nov 9, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Nov 7, 2023 |
2 |
840,495 |
4 |
Nov 9, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Nov 7, 2023 |
2 |
170,042 |
4 |
Nov 9, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Nov 7, 2023 |
2 |
37,979 |
4 |
Nov 9, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Nov 7, 2023 |
2 |
7,722 |
4 |
Nov 9, 2023 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Nov 7, 2023 |
1 |
24,100 |
4 |
Nov 9, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Nov 7, 2023 |
2 |
594,133 |
4 |
Nov 9, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Nov 7, 2023 |
1 |
2,505 |
4 |
Nov 9, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Nov 7, 2023 |
2 |
4,735,433 |
4 |
Nov 9, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Nov 7, 2023 |
2 |
3,517,613 |
4 |
Nov 9, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Nov 7, 2023 |
2 |
3,151,408 |
4 |
Nov 9, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Nov 7, 2023 |
2 |
154,743 |
4 |
Nov 9, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Nov 7, 2023 |
2 |
7,759,363 |
4 |
Nov 9, 2023 |
10%+ Owner |
MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
Nov 6, 2023 |
0 |
0 |
3 |
Nov 7, 2023 |
10%+ Owner |
NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
Nov 6, 2023 |
0 |
0 |
3 |
Nov 7, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Nov 6, 2023 |
1 |
363,611 |
4 |
Nov 7, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Nov 6, 2023 |
1 |
782,514 |
4 |
Nov 7, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Nov 6, 2023 |
1 |
41,796 |
4 |
Nov 7, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Nov 3, 2023 |
2 |
2,355,147 |
4 |
Nov 7, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Nov 3, 2023 |
2 |
117,684 |
4 |
Nov 7, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Nov 3, 2023 |
1 |
10,490 |
4 |
Nov 7, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Nov 3, 2023 |
2 |
1,014,607 |
4 |
Nov 7, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Nov 3, 2023 |
2 |
3,694,736 |
4 |
Nov 6, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 3, 2023 |
1 |
261,260 |
4 |
Nov 6, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Nov 3, 2023 |
2 |
2,030,711 |
4 |
Nov 6, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Nov 3, 2023 |
2 |
464,514 |
4 |
Nov 6, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Nov 3, 2023 |
2 |
4,841,556 |
4 |
Nov 6, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Nov 3, 2023 |
2 |
4,210,038 |
4 |
Nov 6, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Nov 3, 2023 |
2 |
451,816 |
4 |
Nov 6, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Nov 3, 2023 |
1 |
606,957 |
4 |
Nov 6, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Nov 3, 2023 |
2 |
1,068,166 |
4 |
Nov 6, 2023 |
10%+ Owner |
CEV |
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST |
Nov 3, 2023 |
0 |
0 |
3 |
Nov 6, 2023 |
10%+ Owner |
NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
Nov 3, 2023 |
0 |
0 |
3 |
Nov 6, 2023 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Nov 2, 2023 |
1 |
6,023 |
4 |
Nov 3, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Nov 1, 2023 |
2 |
56,040 |
4 |
Nov 3, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Nov 1, 2023 |
1 |
207,388 |
4 |
Nov 3, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Nov 1, 2023 |
1 |
23,166 |
4 |
Nov 3, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Nov 1, 2023 |
2 |
35,444 |
4 |
Nov 3, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Nov 1, 2023 |
1 |
16,994 |
4 |
Nov 3, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 1, 2023 |
2 |
873,339 |
4 |
Nov 3, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Nov 1, 2023 |
2 |
2,925,092 |
4 |
Nov 3, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Nov 1, 2023 |
2 |
3,207,752 |
4 |
Nov 3, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Nov 1, 2023 |
2 |
2,096,844 |
4 |
Nov 3, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Nov 1, 2023 |
2 |
2,640,964 |
4 |
Nov 3, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Nov 1, 2023 |
2 |
458,547 |
4 |
Nov 3, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Oct 31, 2023 |
1 |
153,720 |
4 |
Oct 31, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Oct 31, 2023 |
1 |
376,376 |
4 |
Oct 31, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Oct 31, 2023 |
1 |
395,461 |
4 |
Oct 31, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Oct 30, 2023 |
1 |
345,862 |
4 |
Oct 31, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 30, 2023 |
2 |
3,137,446 |
4 |
Oct 31, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Oct 30, 2023 |
2 |
2,955,107 |
4 |
Oct 31, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Oct 30, 2023 |
2 |
660,274 |
4 |
Oct 31, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Oct 30, 2023 |
2 |
1,741,147 |
4 |
Oct 31, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Oct 30, 2023 |
2 |
6,940,910 |
4 |
Oct 31, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Oct 30, 2023 |
2 |
1,772,687 |
4 |
Oct 31, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Oct 30, 2023 |
1 |
7,359 |
4 |
Oct 31, 2023 |
10%+ Owner |
DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
Oct 30, 2023 |
0 |
0 |
3 |
Oct 31, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Oct 26, 2023 |
1 |
81,141 |
4 |
Oct 30, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Oct 26, 2023 |
1 |
693,550 |
4 |
Oct 30, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 26, 2023 |
2 |
324,215 |
4 |
Oct 30, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Oct 26, 2023 |
2 |
1,501,671 |
4 |
Oct 30, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Oct 26, 2023 |
2 |
2,357,293 |
4 |
Oct 30, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Oct 26, 2023 |
2 |
3,071,328 |
4 |
Oct 30, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Oct 26, 2023 |
2 |
4,836,615 |
4 |
Oct 30, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Oct 26, 2023 |
2 |
485,831 |
4 |
Oct 30, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Oct 26, 2023 |
1 |
176,088 |
4 |
Oct 30, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Oct 25, 2023 |
1 |
494,378 |
4 |
Oct 25, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Oct 24, 2023 |
1 |
9,709 |
4 |
Oct 25, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Oct 24, 2023 |
2 |
821,285 |
4 |
Oct 25, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 24, 2023 |
1 |
400,341 |
4 |
Oct 25, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Oct 24, 2023 |
2 |
1,720,880 |
4 |
Oct 25, 2023 |
10%+ Owner |
CXH |
MFS INVESTMENT GRADE MUNICIPAL TRUST |
Oct 24, 2023 |
1 |
-4,824 |
4 |
Oct 25, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Oct 24, 2023 |
2 |
5,059,813 |
4 |
Oct 25, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Oct 24, 2023 |
2 |
1,635,924 |
4 |
Oct 25, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Oct 24, 2023 |
1 |
736,380 |
4 |
Oct 25, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Oct 24, 2023 |
2 |
659,218 |
4 |
Oct 25, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Oct 23, 2023 |
1 |
196,733 |
4 |
Oct 23, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 23, 2023 |
1 |
1,091,031 |
4 |
Oct 23, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Oct 23, 2023 |
1 |
928,363 |
4 |
Oct 23, 2023 |
10%+ Owner |
BMEZ |
BlackRock Health Sciences Term Trust |
Oct 23, 2023 |
0 |
0 |
3 |
Oct 23, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Oct 20, 2023 |
2 |
1,573,443 |
4 |
Oct 23, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Oct 20, 2023 |
2 |
3,251,264 |
4 |
Oct 23, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Oct 18, 2023 |
2 |
5,050,911 |
4 |
Oct 19, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Oct 18, 2023 |
2 |
3,912,223 |
4 |
Oct 19, 2023 |
10%+ Owner |
VTN |
Invesco Trust for Investment Grade New York Municipals |
Oct 17, 2023 |
0 |
0 |
3 |
Oct 18, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Oct 17, 2023 |
1 |
254,087 |
4 |
Oct 18, 2023 |
10%+ Owner |
BCAT |
BlackRock Capital Allocation Term Trust |
Oct 16, 2023 |
0 |
0 |
3 |
Oct 18, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Oct 16, 2023 |
2 |
2,313,793 |
4 |
Oct 18, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Oct 16, 2023 |
2 |
194,901 |
4 |
Oct 18, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Oct 16, 2023 |
2 |
1,780,724 |
4 |
Oct 18, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 16, 2023 |
2 |
1,052,975 |
4 |
Oct 18, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Oct 16, 2023 |
2 |
7,723,837 |
4 |
Oct 18, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Oct 16, 2023 |
2 |
9,535,709 |
4 |
Oct 18, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Oct 16, 2023 |
2 |
592,319 |
4 |
Oct 18, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Oct 13, 2023 |
1 |
447,795 |
4 |
Oct 16, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Oct 13, 2023 |
1 |
304,342 |
4 |
Oct 16, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Oct 13, 2023 |
1 |
225,427 |
4 |
Oct 16, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Oct 12, 2023 |
2 |
85,519 |
4 |
Oct 16, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 12, 2023 |
1 |
700,724 |
4 |
Oct 16, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Oct 12, 2023 |
2 |
3,998,953 |
4 |
Oct 16, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Oct 12, 2023 |
2 |
2,631,845 |
4 |
Oct 16, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Oct 12, 2023 |
2 |
190,009 |
4 |
Oct 16, 2023 |
10%+ Owner |
NBO |
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. |
Oct 12, 2023 |
0 |
0 |
3 |
Oct 16, 2023 |
10%+ Owner |
NBW |
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. |
Oct 11, 2023 |
0 |
0 |
3 |
Oct 12, 2023 |
10%+ Owner |
ASA |
ASA Gold & Precious Metals Ltd |
Oct 11, 2023 |
0 |
0 |
3 |
Oct 12, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Oct 10, 2023 |
2 |
93,948 |
4 |
Oct 12, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 10, 2023 |
2 |
104,317 |
4 |
Oct 12, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Oct 10, 2023 |
2 |
2,686,606 |
4 |
Oct 12, 2023 |
10%+ Owner |
DMA |
Destra Multi-Alternative Fund |
Oct 10, 2023 |
2 |
294,046 |
4 |
Oct 12, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Oct 10, 2023 |
2 |
47,910 |
4 |
Oct 12, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Oct 10, 2023 |
1 |
16,288 |
4 |
Oct 12, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Oct 10, 2023 |
2 |
7,673,268 |
4 |
Oct 12, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Oct 6, 2023 |
2 |
13,691 |
4 |
Oct 10, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Oct 6, 2023 |
2 |
2,591,469 |
4 |
Oct 10, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Oct 6, 2023 |
2 |
233,739 |
4 |
Oct 10, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
Oct 6, 2023 |
2 |
-16,525 |
4 |
Oct 10, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Oct 6, 2023 |
2 |
176,123 |
4 |
Oct 10, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Oct 6, 2023 |
2 |
5,120,495 |
4 |
Oct 10, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Oct 5, 2023 |
1 |
415,827 |
4 |
Oct 10, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Oct 4, 2023 |
1 |
239,055 |
4 |
Oct 6, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Oct 4, 2023 |
2 |
93,906 |
4 |
Oct 6, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
Oct 4, 2023 |
2 |
-65,196 |
4 |
Oct 6, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Oct 4, 2023 |
2 |
4,364,889 |
4 |
Oct 6, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Oct 4, 2023 |
2 |
49,364 |
4 |
Oct 6, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Oct 4, 2023 |
2 |
3,868,859 |
4 |
Oct 6, 2023 |
10%+ Owner |
FMN |
Federated Hermes Premier Municipal Income Fund |
Oct 3, 2023 |
0 |
0 |
3 |
Oct 4, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Oct 3, 2023 |
1 |
13,654 |
4 |
Oct 3, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Oct 3, 2023 |
1 |
19,492 |
4 |
Oct 3, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Oct 3, 2023 |
1 |
154,623 |
4 |
Oct 3, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Oct 3, 2023 |
1 |
152,848 |
4 |
Oct 3, 2023 |
10%+ Owner |
CXH |
MFS INVESTMENT GRADE MUNICIPAL TRUST |
Oct 3, 2023 |
1 |
-29,505 |
4 |
Oct 3, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
Oct 3, 2023 |
1 |
-19,710 |
4 |
Oct 3, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Oct 2, 2023 |
1 |
7,262 |
4 |
Oct 3, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Oct 2, 2023 |
1 |
48,491 |
4 |
Oct 3, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Oct 2, 2023 |
2 |
16,114 |
4 |
Oct 3, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 2, 2023 |
1 |
1,100,020 |
4 |
Oct 3, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Oct 2, 2023 |
2 |
1,546,128 |
4 |
Oct 3, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Oct 2, 2023 |
1 |
1,067,173 |
4 |
Oct 3, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Oct 2, 2023 |
2 |
445,691 |
4 |
Oct 3, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Oct 2, 2023 |
2 |
2,702,071 |
4 |
Oct 3, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Sep 29, 2023 |
1 |
2,587,048 |
4 |
Oct 2, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Sep 28, 2023 |
2 |
4,891,424 |
4 |
Oct 2, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Sep 28, 2023 |
2 |
1,642,811 |
4 |
Oct 2, 2023 |
10%+ Owner |
MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
Sep 27, 2023 |
0 |
0 |
3 |
Sep 28, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Sep 27, 2023 |
1 |
2,889,449 |
4 |
Sep 28, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Sep 27, 2023 |
1 |
296,768 |
4 |
Sep 28, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Sep 27, 2023 |
1 |
6,461,814 |
4 |
Sep 28, 2023 |
10%+ Owner |
IRAA |
Iris Acquisition Corp |
Sep 26, 2023 |
1 |
-8,781,435 |
4 |
Sep 28, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Sep 26, 2023 |
1 |
421,521 |
4 |
Sep 28, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Sep 26, 2023 |
2 |
1,950,403 |
4 |
Sep 28, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Sep 26, 2023 |
2 |
2,306,580 |
4 |
Sep 28, 2023 |
10%+ Owner |
BIGZ |
BlackRock Innovation & Growth Term Trust |
Sep 26, 2023 |
0 |
0 |
3 |
Sep 27, 2023 |
10%+ Owner |
DTOC |
American Oncology Network, Inc. |
Sep 25, 2023 |
1 |
-2,157,876 |
4 |
Sep 25, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Sep 22, 2023 |
2 |
844,550 |
4 |
Sep 25, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Sep 22, 2023 |
2 |
2,734,899 |
4 |
Sep 25, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Sep 22, 2023 |
2 |
926,826 |
4 |
Sep 25, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Sep 22, 2023 |
2 |
1,108,026 |
4 |
Sep 25, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Sep 22, 2023 |
2 |
738,553 |
4 |
Sep 25, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Sep 21, 2023 |
1 |
453,394 |
4 |
Sep 22, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Sep 21, 2023 |
1 |
663,651 |
4 |
Sep 22, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Sep 20, 2023 |
2 |
1,535,508 |
4 |
Sep 22, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Sep 20, 2023 |
2 |
716,903 |
4 |
Sep 22, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Sep 20, 2023 |
2 |
264,349 |
4 |
Sep 22, 2023 |
10%+ Owner |
DMA |
Destra Multi-Alternative Fund |
Sep 18, 2023 |
1 |
76,859 |
4 |
Sep 20, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Sep 18, 2023 |
2 |
205,939 |
4 |
Sep 20, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Sep 18, 2023 |
1 |
94,698 |
4 |
Sep 20, 2023 |
10%+ Owner |
DMA |
Destra Multi-Alternative Fund |
Sep 14, 2023 |
2 |
963,913 |
4 |
Sep 18, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Sep 14, 2023 |
2 |
45,252 |
4 |
Sep 18, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Sep 14, 2023 |
2 |
2,456,204 |
4 |
Sep 18, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Sep 14, 2023 |
1 |
113,939 |
4 |
Sep 18, 2023 |
10%+ Owner |
DMA |
Destra Multi-Alternative Fund |
Sep 13, 2023 |
1 |
72,615 |
4 |
Sep 14, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Sep 13, 2023 |
1 |
106,262 |
4 |
Sep 14, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Sep 13, 2023 |
1 |
794,703 |
4 |
Sep 14, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Sep 13, 2023 |
1 |
673,832 |
4 |
Sep 14, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Sep 13, 2023 |
1 |
1,192,727 |
4 |
Sep 14, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Sep 12, 2023 |
1 |
329,299 |
4 |
Sep 13, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Sep 12, 2023 |
1 |
606,046 |
4 |
Sep 13, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Sep 12, 2023 |
1 |
1,387,542 |
4 |
Sep 13, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Sep 11, 2023 |
2 |
273,531 |
4 |
Sep 13, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Sep 8, 2023 |
1 |
344,241 |
4 |
Sep 11, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Sep 7, 2023 |
1 |
508,588 |
4 |
Sep 11, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Sep 7, 2023 |
2 |
2,455,064 |
4 |
Sep 11, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Sep 6, 2023 |
2 |
982,349 |
4 |
Sep 11, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Sep 6, 2023 |
3 |
1,639,546 |
4 |
Sep 11, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Sep 6, 2023 |
2 |
1,194,466 |
4 |
Sep 11, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Sep 5, 2023 |
1 |
183,834 |
4 |
Sep 6, 2023 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Sep 1, 2023 |
1 |
0 |
4 |
Sep 6, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 1, 2023 |
1 |
0 |
4 |
Sep 6, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Sep 1, 2023 |
2 |
1,346,446 |
4 |
Sep 6, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Sep 1, 2023 |
2 |
216,377 |
4 |
Sep 6, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Sep 1, 2023 |
1 |
45,890 |
4 |
Sep 6, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Sep 1, 2023 |
2 |
729,734 |
4 |
Sep 6, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Aug 31, 2023 |
1 |
153,648 |
4 |
Aug 31, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Aug 31, 2023 |
1 |
686,118 |
4 |
Aug 31, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Aug 30, 2023 |
2 |
84,300 |
4 |
Aug 31, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Aug 30, 2023 |
2 |
762,809 |
4 |
Aug 31, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Aug 30, 2023 |
2 |
1,728,249 |
4 |
Aug 31, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Aug 28, 2023 |
2 |
232,150 |
4 |
Aug 29, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Aug 25, 2023 |
2 |
397,010 |
4 |
Aug 29, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Aug 25, 2023 |
2 |
2,640,510 |
4 |
Aug 29, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Aug 25, 2023 |
2 |
208,936 |
4 |
Aug 29, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Aug 25, 2023 |
3 |
1,008,639 |
4 |
Aug 29, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Aug 25, 2023 |
3 |
3,599,945 |
4 |
Aug 29, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Aug 24, 2023 |
1 |
561,613 |
4 |
Aug 24, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Aug 24, 2023 |
1 |
144,770 |
4 |
Aug 24, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Aug 24, 2023 |
1 |
89,947 |
4 |
Aug 24, 2023 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Aug 23, 2023 |
2 |
322,946 |
4 |
Aug 24, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Aug 23, 2023 |
1 |
21,141 |
4 |
Aug 24, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Aug 23, 2023 |
2 |
2,305,010 |
4 |
Aug 24, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Aug 22, 2023 |
1 |
825,236 |
4 |
Aug 22, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Aug 21, 2023 |
2 |
619,725 |
4 |
Aug 22, 2023 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Aug 21, 2023 |
2 |
76,275 |
4 |
Aug 22, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Aug 21, 2023 |
1 |
65 |
4 |
Aug 22, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Aug 21, 2023 |
1 |
334,001 |
4 |
Aug 22, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Aug 21, 2023 |
1 |
3,677,620 |
4 |
Aug 22, 2023 |
10%+ Owner |
DMA |
Destra Multi-Alternative Fund |
Aug 21, 2023 |
0 |
0 |
3 |
Aug 22, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Aug 18, 2023 |
1 |
188,095 |
4 |
Aug 21, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Aug 17, 2023 |
2 |
1,077,458 |
4 |
Aug 21, 2023 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Aug 17, 2023 |
2 |
261,779 |
4 |
Aug 21, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Aug 17, 2023 |
2 |
236,234 |
4 |
Aug 21, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Aug 17, 2023 |
1 |
1,722 |
4 |
Aug 21, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Aug 17, 2023 |
1 |
17,523 |
4 |
Aug 21, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Aug 17, 2023 |
2 |
527,357 |
4 |
Aug 21, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Aug 17, 2023 |
2 |
1,321,028 |
4 |
Aug 21, 2023 |
10%+ Owner |
IRRX |
INTEGRATED RAIL & RESOURCES ACQUISITION CORP |
Aug 16, 2023 |
1 |
-21,123,731 |
4 |
Aug 17, 2023 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Aug 16, 2023 |
1 |
77,716 |
4 |
Aug 17, 2023 |
10%+ Owner |
NMAI |
Nuveen Multi-Asset Income Fund |
Aug 16, 2023 |
0 |
0 |
3 |
Aug 17, 2023 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Aug 16, 2023 |
1 |
0 |
4/A |
Aug 16, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 16, 2023 |
1 |
0 |
4/A |
Aug 16, 2023 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Aug 15, 2023 |
0 |
0 |
3 |
Aug 30, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Aug 15, 2023 |
2 |
1,043,382 |
4 |
Aug 17, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Aug 15, 2023 |
2 |
311,206 |
4 |
Aug 17, 2023 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Aug 14, 2023 |
1 |
-5,568,384 |
4 |
Aug 15, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 14, 2023 |
1 |
-16,725,495 |
4 |
Aug 15, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Aug 11, 2023 |
2 |
1,240,930 |
4 |
Aug 15, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Aug 9, 2023 |
2 |
236,013 |
4 |
Aug 11, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Aug 7, 2023 |
2 |
1,268,589 |
4 |
Aug 9, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Aug 4, 2023 |
1 |
212,530 |
4 |
Aug 7, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Aug 3, 2023 |
1 |
68,763 |
4 |
Aug 7, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Aug 2, 2023 |
1 |
84,256 |
4 |
Aug 3, 2023 |
10%+ Owner |
KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
Aug 2, 2023 |
0 |
0 |
3 |
Aug 3, 2023 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Aug 1, 2023 |
2 |
-604,748 |
4 |
Aug 30, 2023 |
10%+ Owner |
EVM |
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND |
Aug 1, 2023 |
0 |
0 |
3 |
Aug 2, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jul 31, 2023 |
1 |
50,377 |
4 |
Aug 2, 2023 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Jul 31, 2023 |
1 |
-297,001 |
4 |
Aug 2, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jul 31, 2023 |
1 |
99,223 |
4 |
Aug 2, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jul 28, 2023 |
1 |
475,580 |
4 |
Jul 31, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jul 27, 2023 |
2 |
796,165 |
4 |
Jul 31, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jul 27, 2023 |
2 |
1,135,344 |
4 |
Jul 31, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jul 26, 2023 |
1 |
34,117 |
4 |
Jul 26, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jul 26, 2023 |
1 |
288,884 |
4 |
Jul 26, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jul 26, 2023 |
1 |
434,872 |
4 |
Jul 26, 2023 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Jul 25, 2023 |
4 |
188,848 |
4 |
Jul 31, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jul 25, 2023 |
2 |
724,521 |
4 |
Jul 26, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jul 25, 2023 |
1 |
44,635 |
4 |
Jul 26, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Jul 25, 2023 |
1 |
-911,877 |
4 |
Jul 26, 2023 |
10%+ Owner |
NPCT |
Nuveen Core Plus Impact Fund |
Jul 24, 2023 |
0 |
0 |
3 |
Jul 25, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Jul 24, 2023 |
1 |
80,314 |
4 |
Jul 25, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
Jul 24, 2023 |
1 |
151,830 |
4 |
Jul 25, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jul 21, 2023 |
2 |
1,454,346 |
4 |
Jul 25, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jul 21, 2023 |
2 |
195,028 |
4 |
Jul 25, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jul 21, 2023 |
2 |
328,100 |
4 |
Jul 25, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jul 21, 2023 |
2 |
431,714 |
4 |
Jul 25, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Jul 21, 2023 |
1 |
-264,290 |
4 |
Jul 25, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jul 21, 2023 |
1 |
945,842 |
4 |
Jul 25, 2023 |
10%+ Owner |
CXH |
MFS INVESTMENT GRADE MUNICIPAL TRUST |
Jul 21, 2023 |
0 |
0 |
3 |
Jul 24, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jul 19, 2023 |
2 |
2,134,267 |
4 |
Jul 21, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Jul 19, 2023 |
1 |
542,943 |
4 |
Jul 21, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Jul 19, 2023 |
2 |
-608,921 |
4 |
Jul 21, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jul 19, 2023 |
2 |
1,692,957 |
4 |
Jul 21, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jul 19, 2023 |
1 |
349,275 |
4 |
Jul 21, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
Jul 18, 2023 |
1 |
1,698 |
4 |
Jul 19, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Jul 18, 2023 |
1 |
-54,790 |
4 |
Jul 19, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jul 17, 2023 |
2 |
1,604,330 |
4 |
Jul 19, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jul 17, 2023 |
1 |
335,623 |
4 |
Jul 19, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jul 17, 2023 |
2 |
944,184 |
4 |
Jul 19, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jul 17, 2023 |
2 |
1,461,872 |
4 |
Jul 19, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jul 17, 2023 |
2 |
2,295,662 |
4 |
Jul 19, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jul 12, 2023 |
2 |
1,612,000 |
4 |
Jul 17, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jul 12, 2023 |
2 |
689,799 |
4 |
Jul 17, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jul 11, 2023 |
1 |
162,596 |
4 |
Jul 11, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jul 10, 2023 |
1 |
243,117 |
4 |
Jul 11, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jul 10, 2023 |
2 |
390,330 |
4 |
Jul 11, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jul 6, 2023 |
1 |
340,657 |
4 |
Jul 7, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jul 5, 2023 |
2 |
147,916 |
4 |
Jul 7, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jul 5, 2023 |
1 |
167,638 |
4 |
Jul 7, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jul 5, 2023 |
1 |
326,699 |
4 |
Jul 7, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jul 3, 2023 |
1 |
19,654 |
4 |
Jul 5, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jun 30, 2023 |
2 |
2,032,544 |
4 |
Jul 5, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jun 30, 2023 |
1 |
647,713 |
4 |
Jul 5, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jun 30, 2023 |
2 |
1,168,861 |
4 |
Jul 5, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jun 29, 2023 |
1 |
70,457 |
4 |
Jun 30, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jun 28, 2023 |
2 |
473,220 |
4 |
Jun 30, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jun 28, 2023 |
1 |
775,992 |
4 |
Jun 30, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jun 28, 2023 |
2 |
83,682 |
4 |
Jun 30, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jun 27, 2023 |
1 |
294,949 |
4 |
Jun 28, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
Jun 27, 2023 |
1 |
23,309 |
4 |
Jun 28, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jun 26, 2023 |
2 |
59,370 |
4 |
Jun 28, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jun 26, 2023 |
2 |
1,590,157 |
4 |
Jun 28, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jun 26, 2023 |
2 |
71,348 |
4 |
Jun 28, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jun 26, 2023 |
2 |
434,610 |
4 |
Jun 28, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jun 23, 2023 |
1 |
244,937 |
4 |
Jun 26, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jun 22, 2023 |
2 |
622,222 |
4 |
Jun 26, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jun 22, 2023 |
1 |
104,019 |
4 |
Jun 26, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jun 22, 2023 |
2 |
3,634,966 |
4 |
Jun 26, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jun 22, 2023 |
2 |
298,030 |
4 |
Jun 26, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jun 22, 2023 |
2 |
305,622 |
4 |
Jun 26, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jun 21, 2023 |
1 |
209,474 |
4 |
Jun 22, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
Jun 21, 2023 |
1 |
9,763 |
4 |
Jun 22, 2023 |
10%+ Owner |
LFAC |
LF Capital Acquisition Corp. II |
Jun 20, 2023 |
1 |
-4,068,236 |
4 |
Jun 22, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jun 20, 2023 |
2 |
17,667 |
4 |
Jun 22, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jun 20, 2023 |
2 |
3,928,432 |
4 |
Jun 22, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jun 20, 2023 |
2 |
582,497 |
4 |
Jun 22, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jun 20, 2023 |
1 |
260,983 |
4 |
Jun 22, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jun 16, 2023 |
1 |
126,072 |
4 |
Jun 20, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jun 15, 2023 |
2 |
825,195 |
4 |
Jun 20, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jun 15, 2023 |
2 |
262,074 |
4 |
Jun 20, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jun 15, 2023 |
2 |
436,974 |
4 |
Jun 20, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jun 14, 2023 |
1 |
544,295 |
4 |
Jun 15, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jun 14, 2023 |
1 |
626,330 |
4 |
Jun 15, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jun 13, 2023 |
2 |
743,617 |
4 |
Jun 15, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jun 13, 2023 |
2 |
1,517,105 |
4 |
Jun 15, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jun 13, 2023 |
2 |
413,452 |
4 |
Jun 15, 2023 |
10%+ Owner |
CEM |
ClearBridge MLP & Midstream Fund Inc. |
Jun 13, 2023 |
0 |
0 |
3 |
Jun 14, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jun 9, 2023 |
2 |
448,948 |
4 |
Jun 13, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jun 9, 2023 |
1 |
14,662 |
4 |
Jun 13, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jun 9, 2023 |
2 |
132,609 |
4 |
Jun 13, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jun 9, 2023 |
2 |
1,600,760 |
4 |
Jun 13, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jun 7, 2023 |
2 |
696,264 |
4 |
Jun 8, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Jun 7, 2023 |
1 |
14,864 |
4 |
Jun 8, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jun 7, 2023 |
1 |
32,283 |
4 |
Jun 8, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jun 7, 2023 |
1 |
787,371 |
4 |
Jun 8, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jun 7, 2023 |
1 |
135,075 |
4 |
Jun 8, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Jun 7, 2023 |
2 |
191,185 |
4 |
Jun 8, 2023 |
10%+ Owner |
MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
Jun 6, 2023 |
0 |
0 |
3 |
Jun 9, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
Jun 6, 2023 |
2 |
1,170,904 |
4 |
Jun 8, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
Jun 6, 2023 |
1 |
245,901 |
4 |
Jun 7, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Jun 6, 2023 |
1 |
-1,497,635 |
4 |
Jun 7, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
Jun 5, 2023 |
2 |
762,928 |
4 |
Jun 7, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jun 5, 2023 |
1 |
285,969 |
4 |
Jun 7, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jun 5, 2023 |
2 |
250,138 |
4 |
Jun 7, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jun 5, 2023 |
2 |
1,159,658 |
4 |
Jun 7, 2023 |
10%+ Owner |
FRLA |
Fortune Rise Acquisition Corp |
Jun 2, 2023 |
1 |
-5,850,268 |
4 |
Jun 5, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jun 1, 2023 |
2 |
1,124,519 |
4 |
Jun 5, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Jun 1, 2023 |
1 |
386,240 |
4 |
Jun 5, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
Jun 1, 2023 |
2 |
131,695 |
4 |
Jun 5, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
May 30, 2023 |
1 |
48,430 |
4 |
Jun 1, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
May 30, 2023 |
2 |
4,205,977 |
4 |
Jun 1, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
May 25, 2023 |
1 |
54,736 |
4 |
May 30, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
May 25, 2023 |
1 |
38,357 |
4 |
May 30, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
May 25, 2023 |
2 |
352,301 |
4 |
May 30, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
May 25, 2023 |
2 |
1,103,397 |
4 |
May 30, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
May 25, 2023 |
3 |
-2,500,283 |
4 |
May 30, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
May 24, 2023 |
1 |
159,001 |
4 |
May 25, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
May 24, 2023 |
1 |
330,008 |
4 |
May 25, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
May 23, 2023 |
2 |
568,984 |
4 |
May 25, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
May 23, 2023 |
2 |
6,299,652 |
4 |
May 25, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
May 23, 2023 |
2 |
-59,519 |
4 |
May 25, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
May 22, 2023 |
1 |
-116,376 |
4 |
May 23, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
May 19, 2023 |
2 |
545,714 |
4 |
May 23, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
May 19, 2023 |
1 |
518,771 |
4 |
May 23, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
May 19, 2023 |
1 |
1,035,538 |
4 |
May 23, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
May 19, 2023 |
1 |
539,904 |
4 |
May 23, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
May 19, 2023 |
1 |
34,735 |
4 |
May 23, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
May 18, 2023 |
1 |
105,950 |
4 |
May 19, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
May 18, 2023 |
1 |
573 |
4 |
May 19, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
May 17, 2023 |
2 |
1,022,547 |
4 |
May 19, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
May 17, 2023 |
2 |
1,614,988 |
4 |
May 19, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
May 17, 2023 |
2 |
1,780,376 |
4 |
May 19, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
May 16, 2023 |
1 |
749,393 |
4 |
May 17, 2023 |
10%+ Owner |
FRLA |
Fortune Rise Acquisition Corp |
May 15, 2023 |
2 |
-1,077,426 |
4 |
May 17, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
May 15, 2023 |
2 |
1,887,435 |
4 |
May 17, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
May 15, 2023 |
1 |
30,337 |
4 |
May 17, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
May 15, 2023 |
2 |
1,319,218 |
4 |
May 17, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
May 15, 2023 |
2 |
79,122 |
4 |
May 17, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
May 12, 2023 |
1 |
107,636 |
4 |
May 15, 2023 |
10%+ Owner |
NRGX |
PIMCO Energy & Tactical Credit Opportunities Fund |
May 11, 2023 |
0 |
0 |
3 |
May 15, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
May 11, 2023 |
2 |
48,329 |
4 |
May 15, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
May 11, 2023 |
2 |
2,477,045 |
4 |
May 15, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
May 10, 2023 |
1 |
1,883,104 |
4 |
May 11, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
May 10, 2023 |
1 |
219,107 |
4 |
May 11, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
May 8, 2023 |
1 |
115,567 |
4 |
May 10, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
May 8, 2023 |
2 |
1,737,301 |
4 |
May 10, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
May 8, 2023 |
2 |
248,450 |
4 |
May 10, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
May 5, 2023 |
1 |
1,395,660 |
4 |
May 8, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
May 5, 2023 |
1 |
21,920 |
4 |
May 8, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
May 4, 2023 |
2 |
1,795,313 |
4 |
May 8, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
May 4, 2023 |
1 |
3,608,272 |
4 |
May 5, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
May 3, 2023 |
1 |
68,166 |
4 |
May 4, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
May 1, 2023 |
2 |
1,464,121 |
4 |
May 3, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
May 1, 2023 |
1 |
-179,822 |
4 |
May 3, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Apr 28, 2023 |
1 |
457,252 |
4 |
May 1, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Apr 27, 2023 |
1 |
153,159 |
4 |
May 1, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Apr 27, 2023 |
1 |
993,557 |
4 |
May 1, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 27, 2023 |
2 |
-449,369 |
4 |
May 1, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Apr 26, 2023 |
1 |
2,836,166 |
4 |
Apr 26, 2023 |
10%+ Owner |
ECAT |
BlackRock ESG Capital Allocation Term Trust |
Apr 21, 2023 |
0 |
0 |
3 |
Apr 26, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Apr 19, 2023 |
1 |
219,923 |
4 |
Apr 20, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 19, 2023 |
2 |
-653,210 |
4 |
Apr 20, 2023 |
10%+ Owner |
FRLA |
Fortune Rise Acquisition Corp |
Apr 17, 2023 |
1 |
-16,632 |
4 |
Apr 19, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 17, 2023 |
2 |
-671,911 |
4 |
Apr 19, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Apr 17, 2023 |
2 |
362,001 |
4 |
Apr 19, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Apr 14, 2023 |
1 |
304,678 |
4 |
Apr 17, 2023 |
10%+ Owner |
FRLA |
Fortune Rise Acquisition Corp |
Apr 13, 2023 |
0 |
0 |
3 |
Apr 17, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 13, 2023 |
2 |
-315,786 |
4 |
Apr 17, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Apr 12, 2023 |
3 |
220,156 |
4 |
Apr 26, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 11, 2023 |
2 |
-745,921 |
4 |
Apr 12, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Apr 10, 2023 |
1 |
123,188 |
4 |
Apr 10, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
Apr 6, 2023 |
1 |
1,300 |
4 |
Nov 13, 2023 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 6, 2023 |
2 |
-311,143 |
4 |
Apr 10, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Apr 6, 2023 |
1 |
108,310 |
4 |
Apr 10, 2023 |
10%+ Owner |
CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
Apr 5, 2023 |
0 |
0 |
3 |
Apr 10, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
Apr 4, 2023 |
2 |
212,723 |
4 |
Apr 6, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Apr 4, 2023 |
2 |
960,233 |
4 |
Apr 6, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Mar 28, 2023 |
2 |
116,704 |
4 |
Mar 29, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Mar 28, 2023 |
2 |
2,428,059 |
4 |
Mar 29, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
Mar 27, 2023 |
1 |
12,360 |
4 |
Mar 27, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Mar 24, 2023 |
1 |
575,370 |
4 |
Mar 27, 2023 |
10%+ Owner |
NTG |
Tortoise Midstream Energy Fund, Inc. |
Mar 22, 2023 |
2 |
-353,505 |
4 |
Mar 23, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Mar 22, 2023 |
2 |
390,696 |
4 |
Mar 23, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Mar 22, 2023 |
2 |
681,015 |
4 |
Mar 23, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Mar 21, 2023 |
1 |
207,579 |
4 |
Mar 22, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Mar 21, 2023 |
1 |
619,231 |
4 |
Mar 22, 2023 |
10%+ Owner |
NTG |
Tortoise Midstream Energy Fund, Inc. |
Mar 20, 2023 |
2 |
-277,461 |
4 |
Mar 22, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Mar 17, 2023 |
1 |
13,830 |
4 |
Mar 20, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Mar 15, 2023 |
1 |
136,952 |
4 |
Mar 16, 2023 |
10%+ Owner |
NTG |
Tortoise Midstream Energy Fund, Inc. |
Mar 14, 2023 |
2 |
-29,125 |
4 |
Mar 16, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Mar 10, 2023 |
2 |
233,689 |
4 |
Mar 14, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Mar 7, 2023 |
2 |
-743 |
4 |
Apr 15, 2024 |
10%+ Owner |
IRRX |
INTEGRATED RAIL & RESOURCES ACQUISITION CORP |
Mar 7, 2023 |
1 |
3,126,000 |
4 |
Mar 8, 2023 |
10%+ Owner |
IRRX |
INTEGRATED RAIL & RESOURCES ACQUISITION CORP |
Mar 7, 2023 |
1 |
-3,126,000 |
4 |
Mar 8, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Mar 6, 2023 |
1 |
45,800 |
4 |
Mar 8, 2023 |
10%+ Owner |
BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
Mar 2, 2023 |
0 |
0 |
3 |
Mar 6, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Mar 2, 2023 |
1 |
82,964 |
4 |
Mar 6, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Feb 28, 2023 |
1 |
538 |
4 |
Mar 16, 2023 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Feb 28, 2023 |
1 |
537 |
4 |
Mar 16, 2023 |
10%+ Owner |
LFAC |
LF Capital Acquisition Corp. II |
Feb 27, 2023 |
1 |
-14,053,435 |
4 |
Feb 28, 2023 |
10%+ Owner |
IQMD |
Intelligent Medicine Acquisition Corp. |
Feb 24, 2023 |
1 |
-22,443,808 |
4 |
Feb 28, 2023 |
10%+ Owner |
BCSA |
Blockchain Coinvestors Acquisition Corp. I |
Feb 24, 2023 |
1 |
-36,802,747 |
4 |
Feb 28, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Feb 24, 2023 |
2 |
13,104,748 |
4 |
Feb 28, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
Feb 22, 2023 |
1 |
221,072 |
4 |
Feb 24, 2023 |
10%+ Owner |
IRRX |
INTEGRATED RAIL & RESOURCES ACQUISITION CORP |
Feb 10, 2023 |
0 |
0 |
3 |
Mar 2, 2023 |
10%+ Owner |
GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
Feb 8, 2023 |
0 |
0 |
3 |
Feb 9, 2023 |
10%+ Owner |
SRV |
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND |
Feb 7, 2023 |
2 |
-237,934 |
4 |
Feb 9, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Feb 3, 2023 |
1 |
89,600 |
4 |
Feb 6, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Feb 3, 2023 |
1 |
49,600 |
4 |
Feb 6, 2023 |
10%+ Owner |
USCT |
TKB Critical Technologies 1 |
Feb 1, 2023 |
1 |
-25,260,405 |
4 |
Feb 2, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Feb 1, 2023 |
1 |
153,954 |
4 |
Feb 2, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jan 30, 2023 |
1 |
658,704 |
4 |
Feb 1, 2023 |
10%+ Owner |
SRV |
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND |
Jan 27, 2023 |
1 |
-172,057 |
4 |
Jan 30, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jan 26, 2023 |
2 |
537,426 |
4 |
Jan 30, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jan 25, 2023 |
1 |
1,752,067 |
4 |
Jan 26, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Jan 24, 2023 |
1 |
7,776 |
4 |
Jan 26, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jan 23, 2023 |
1 |
88,600 |
4 |
Jan 24, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Jan 23, 2023 |
1 |
48,500 |
4 |
Jan 24, 2023 |
10%+ Owner |
IRL |
NEW IRELAND FUND INC |
Jan 11, 2023 |
1 |
-22,522 |
4 |
Jan 17, 2023 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jan 11, 2023 |
1 |
87,200 |
4 |
Jan 17, 2023 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Jan 11, 2023 |
1 |
47,400 |
4 |
Jan 17, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jan 10, 2023 |
2 |
336,650 |
4 |
Jan 17, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Jan 6, 2023 |
2 |
1,611,242 |
4 |
Jan 10, 2023 |
10%+ Owner |
IRAA |
Iris Acquisition Corp |
Dec 23, 2022 |
0 |
0 |
3 |
Feb 23, 2023 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Dec 14, 2022 |
1 |
-40,895,707 |
4 |
Dec 15, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Dec 13, 2022 |
1 |
85,600 |
4 |
Dec 15, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Dec 13, 2022 |
1 |
2,040,647 |
4 |
Dec 15, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Dec 9, 2022 |
2 |
307,905 |
4 |
Dec 12, 2022 |
10%+ Owner |
ENX |
EATON VANCE NEW YORK MUNICIPAL BOND FUND |
Dec 9, 2022 |
0 |
0 |
3 |
Dec 12, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Dec 7, 2022 |
2 |
408,935 |
4 |
Dec 9, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Dec 7, 2022 |
2 |
454,269 |
4 |
Dec 9, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Dec 5, 2022 |
1 |
298,900 |
4 |
Dec 7, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Dec 5, 2022 |
1 |
3,026 |
4 |
Dec 7, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Dec 2, 2022 |
1 |
296,545 |
4/A |
Dec 5, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Dec 2, 2022 |
1 |
174,949 |
4 |
Dec 5, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Dec 1, 2022 |
2 |
298,963 |
4 |
Dec 5, 2022 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Nov 30, 2022 |
1 |
524 |
4 |
Jan 19, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 30, 2022 |
2 |
459,525 |
4 |
Jan 19, 2023 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 29, 2022 |
1 |
1,388,227 |
4 |
Dec 1, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Nov 29, 2022 |
2 |
302,596 |
4 |
Dec 1, 2022 |
10%+ Owner |
NTG |
Tortoise Midstream Energy Fund, Inc. |
Nov 28, 2022 |
0 |
0 |
3 |
Dec 6, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 25, 2022 |
1 |
45,751 |
4 |
Nov 28, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Nov 22, 2022 |
2 |
334,533 |
4 |
Nov 25, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 22, 2022 |
1 |
127,945 |
4 |
Nov 25, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Nov 18, 2022 |
2 |
651,672 |
4 |
Nov 22, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 18, 2022 |
1 |
228,796 |
4 |
Nov 22, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Nov 17, 2022 |
1 |
185,616 |
4 |
Nov 18, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 16, 2022 |
2 |
555,658 |
4 |
Nov 18, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Nov 14, 2022 |
2 |
535,058 |
4 |
Nov 16, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 14, 2022 |
1 |
375,016 |
4 |
Nov 16, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Nov 14, 2022 |
2 |
-1,519,813 |
4 |
Nov 16, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Nov 14, 2022 |
1 |
-53,832 |
4 |
Nov 14, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 11, 2022 |
1 |
211,018 |
4 |
Nov 14, 2022 |
10%+ Owner |
SRV |
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND |
Nov 10, 2022 |
1 |
-162,863 |
4 |
Nov 14, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Nov 9, 2022 |
1 |
207,500 |
4 |
Nov 14, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Nov 8, 2022 |
1 |
-242,845 |
4 |
Nov 9, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 7, 2022 |
2 |
2,267,136 |
4 |
Nov 9, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Nov 3, 2022 |
1 |
184,530 |
4 |
Nov 7, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Nov 3, 2022 |
1 |
232,523 |
4 |
Nov 7, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Nov 2, 2022 |
1 |
412 |
4 |
Nov 3, 2022 |
10%+ Owner |
SRV |
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND |
Oct 31, 2022 |
1 |
-94,903 |
4 |
Nov 1, 2022 |
10%+ Owner |
RACB |
Research Alliance Corp. II |
Oct 31, 2022 |
1 |
-16,112,220 |
4 |
Nov 1, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Oct 27, 2022 |
1 |
255,406 |
4 |
Oct 31, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 27, 2022 |
2 |
1,583,106 |
4 |
Oct 31, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 25, 2022 |
2 |
1,273,054 |
4 |
Oct 27, 2022 |
10%+ Owner |
IRL |
NEW IRELAND FUND INC |
Oct 25, 2022 |
2 |
15,796 |
4 |
Oct 27, 2022 |
10%+ Owner |
IRL |
NEW IRELAND FUND INC |
Oct 21, 2022 |
2 |
358,414 |
4 |
Oct 25, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Oct 21, 2022 |
2 |
245,755 |
4 |
Oct 25, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 20, 2022 |
1 |
991,071 |
4 |
Oct 21, 2022 |
10%+ Owner |
IRL |
NEW IRELAND FUND INC |
Oct 19, 2022 |
2 |
57,739 |
4 |
Oct 21, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Oct 19, 2022 |
2 |
276,198 |
4 |
Oct 21, 2022 |
10%+ Owner |
IRL |
NEW IRELAND FUND INC |
Oct 17, 2022 |
2 |
56,700 |
4 |
Oct 19, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 17, 2022 |
1 |
187,213 |
4 |
Oct 19, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Oct 17, 2022 |
2 |
861,931 |
4 |
Oct 19, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Oct 13, 2022 |
2 |
592,698 |
4 |
Oct 17, 2022 |
10%+ Owner |
IRL |
NEW IRELAND FUND INC |
Oct 11, 2022 |
1 |
68,300 |
4 |
Oct 13, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Oct 11, 2022 |
2 |
299,645 |
4 |
Oct 13, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 11, 2022 |
2 |
3,015,280 |
4 |
Oct 13, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Oct 7, 2022 |
2 |
328,397 |
4 |
Oct 11, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Oct 7, 2022 |
2 |
1,496,431 |
4 |
Oct 11, 2022 |
10%+ Owner |
IRL |
NEW IRELAND FUND INC |
Oct 5, 2022 |
0 |
0 |
3 |
Oct 6, 2022 |
10%+ Owner |
SRV |
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND |
Oct 3, 2022 |
1 |
-126,389 |
4 |
Oct 4, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Sep 30, 2022 |
1 |
174 |
4 |
Nov 7, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 29, 2022 |
1 |
163,946 |
4 |
Oct 3, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Sep 27, 2022 |
1 |
466 |
4 |
Nov 7, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 27, 2022 |
2 |
388,007 |
4 |
Sep 29, 2022 |
10%+ Owner |
SRV |
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND |
Sep 26, 2022 |
1 |
-14,328 |
4 |
Sep 26, 2022 |
10%+ Owner |
XAXCX |
Invesco Dynamic Credit Opportunity Fund |
Sep 23, 2022 |
1 |
-4,783,059 |
4 |
Sep 26, 2022 |
10%+ Owner |
EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
Sep 23, 2022 |
0 |
0 |
3 |
Sep 26, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 22, 2022 |
3 |
664,521 |
4 |
Sep 26, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 20, 2022 |
2 |
304,112 |
4 |
Sep 22, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 16, 2022 |
2 |
350,418 |
4 |
Sep 19, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 14, 2022 |
2 |
370,984 |
4 |
Sep 16, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Sep 13, 2022 |
1 |
-34,822 |
4 |
Sep 13, 2022 |
President, 10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 12, 2022 |
1 |
818,621 |
4 |
Sep 13, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Sep 8, 2022 |
1 |
-231,284 |
4 |
Sep 12, 2022 |
President, 10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 8, 2022 |
2 |
897,167 |
4 |
Sep 12, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Sep 6, 2022 |
2 |
-692,046 |
4 |
Sep 8, 2022 |
President, 10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 6, 2022 |
2 |
746,932 |
4 |
Sep 8, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 31, 2022 |
1 |
215,069 |
4/A |
Sep 6, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Aug 31, 2022 |
3 |
-680,765 |
4 |
Sep 6, 2022 |
President, 10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 29, 2022 |
2 |
313,693 |
4 |
Aug 30, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 25, 2022 |
2 |
844,098 |
4 |
Aug 29, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 23, 2022 |
2 |
260,751 |
4 |
Aug 25, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 19, 2022 |
2 |
813,095 |
4 |
Aug 23, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 17, 2022 |
2 |
394,580 |
4 |
Aug 19, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 15, 2022 |
2 |
645,086 |
4 |
Aug 17, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Aug 12, 2022 |
1 |
138,830 |
4 |
Aug 15, 2022 |
10%+ Owner |
FEO |
FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND |
Aug 11, 2022 |
1 |
48,556 |
4 |
Aug 15, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 11, 2022 |
2 |
315,759 |
4 |
Aug 15, 2022 |
10%+ Owner |
FEO |
FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND |
Aug 10, 2022 |
0 |
0 |
3 |
Aug 11, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 9, 2022 |
2 |
303,865 |
4 |
Aug 11, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 5, 2022 |
2 |
1,267,359 |
4 |
Aug 9, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 3, 2022 |
2 |
462,690 |
4 |
Aug 4, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 1, 2022 |
1 |
189,097 |
4 |
Aug 2, 2022 |
10%+ Owner |
CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
Jul 28, 2022 |
0 |
0 |
3 |
Aug 2, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 28, 2022 |
2 |
479,781 |
4 |
Aug 1, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 20, 2022 |
1 |
6,944 |
4 |
Jul 20, 2022 |
10%+ Owner |
USCT |
TKB Critical Technologies 1 |
Jul 15, 2022 |
1 |
-1,404,176 |
4 |
Jul 19, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 15, 2022 |
1 |
515,832 |
4 |
Jul 19, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 12, 2022 |
3 |
5,669,198 |
4 |
Jul 14, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 8, 2022 |
2 |
217,754 |
4/A |
Jul 12, 2022 |
10%+ Owner |
DEX |
Delaware Enhanced Global Dividend & Income Fund |
Jul 8, 2022 |
1 |
-1,424,207 |
4 |
Jul 12, 2022 |
10%+ Owner |
XAXCX |
Invesco Dynamic Credit Opportunity Fund |
Jul 1, 2022 |
1 |
0 |
4 |
Sep 8, 2022 |
10%+ Owner |
XAXCX |
Invesco Dynamic Credit Opportunity Fund |
Jul 1, 2022 |
1 |
0 |
4 |
Aug 29, 2022 |
10%+ Owner |
XAXCX |
Invesco Dynamic Credit Opportunity Fund |
Jul 1, 2022 |
1 |
50,041 |
4 |
Jul 19, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 1, 2022 |
1 |
41,759 |
4 |
Jul 5, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jun 29, 2022 |
2 |
1,286,792 |
4 |
Jul 1, 2022 |
10%+ Owner |
RACB |
Research Alliance Corp. II |
Jun 28, 2022 |
1 |
-401,702 |
4 |
Jun 29, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jun 27, 2022 |
2 |
186,841 |
4 |
Jun 29, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jun 23, 2022 |
2 |
1,570,154 |
4 |
Jun 27, 2022 |
10%+ Owner |
DEX |
Delaware Enhanced Global Dividend & Income Fund |
Jun 23, 2022 |
1 |
15,100 |
4 |
Jun 27, 2022 |
10%+ Owner |
XAXCX |
Invesco Dynamic Credit Opportunity Fund |
Jun 22, 2022 |
1 |
-11,192,290 |
4 |
Jun 23, 2022 |
10%+ Owner |
DEX |
Delaware Enhanced Global Dividend & Income Fund |
Jun 22, 2022 |
1 |
15,040 |
4 |
Jun 23, 2022 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jun 21, 2022 |
2 |
556,507 |
4 |
Jun 23, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Jun 14, 2022 |
1 |
6,262 |
4 |
Jun 16, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Jun 13, 2022 |
1 |
40,548 |
4 |
Jun 14, 2022 |
10%+ Owner |
RACB |
Research Alliance Corp. II |
Jun 10, 2022 |
0 |
0 |
3 |
Jun 15, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Jun 8, 2022 |
2 |
654,355 |
4 |
Jun 9, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Jun 8, 2022 |
2 |
809,959 |
4 |
Jun 9, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Jun 6, 2022 |
2 |
102,279 |
4 |
Jun 8, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Jun 6, 2022 |
2 |
297,589 |
4 |
Jun 8, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Jun 2, 2022 |
2 |
530,318 |
4 |
Jun 6, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Jun 2, 2022 |
2 |
609,205 |
4 |
Jun 6, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
May 31, 2022 |
2 |
620,460 |
4 |
Jun 2, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
May 31, 2022 |
2 |
622,175 |
4 |
Jun 2, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
May 27, 2022 |
1 |
48 |
4 |
Jul 1, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
May 27, 2022 |
1 |
94 |
4 |
Jul 1, 2022 |
10%+ Owner |
DEX |
Delaware Enhanced Global Dividend & Income Fund |
May 27, 2022 |
1 |
58 |
4 |
Jul 1, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
May 26, 2022 |
2 |
449,698 |
4 |
May 31, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
May 26, 2022 |
2 |
1,500,220 |
4 |
May 31, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
May 26, 2022 |
2 |
-1,060,573 |
4 |
May 31, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
May 25, 2022 |
1 |
246,190 |
4 |
May 26, 2022 |
10%+ Owner |
USCT |
TKB Critical Technologies 1 |
May 24, 2022 |
0 |
0 |
3/A |
Jun 7, 2022 |
10%+ Owner |
LFAC |
LF Capital Acquisition Corp. II |
May 24, 2022 |
0 |
0 |
3/A |
Jun 7, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
May 23, 2022 |
2 |
343,767 |
4 |
May 24, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
May 23, 2022 |
2 |
-394,656 |
4 |
May 24, 2022 |
10%+ Owner |
BCSA |
Blockchain Coinvestors Acquisition Corp. I |
May 20, 2022 |
0 |
0 |
3/A |
Jun 7, 2022 |
10%+ Owner |
BCSA |
Blockchain Coinvestors Acquisition Corp. I |
May 20, 2022 |
0 |
0 |
3/A |
Jun 7, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
May 19, 2022 |
2 |
-307,658 |
4 |
May 23, 2022 |
10%+ Owner |
DEX |
Delaware Enhanced Global Dividend & Income Fund |
May 19, 2022 |
2 |
89,817 |
4 |
May 23, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
May 17, 2022 |
1 |
14,799 |
4 |
May 19, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
May 17, 2022 |
2 |
-506,165 |
4 |
May 19, 2022 |
President, 10%+ Owner |
DEX |
Delaware Enhanced Global Dividend & Income Fund |
May 16, 2022 |
1 |
8,627 |
4 |
Jun 23, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
May 13, 2022 |
2 |
501,226 |
4 |
May 17, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
May 13, 2022 |
1 |
439,363 |
4 |
May 17, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
May 10, 2022 |
3 |
517,514 |
4 |
May 13, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
May 10, 2022 |
3 |
2,289,628 |
4 |
May 13, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
May 6, 2022 |
2 |
-329,856 |
4 |
May 10, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
May 6, 2022 |
2 |
749,491 |
4 |
May 10, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
May 6, 2022 |
2 |
107,130 |
4 |
May 10, 2022 |
10%+ Owner |
IQMD |
Intelligent Medicine Acquisition Corp. |
May 5, 2022 |
0 |
0 |
3/A |
Jun 7, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
May 5, 2022 |
1 |
910,683 |
4 |
May 6, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
May 5, 2022 |
1 |
167,000 |
4 |
May 6, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
May 4, 2022 |
2 |
788,723 |
4 |
May 6, 2022 |
10%+ Owner |
JSD |
Nuveen Short Duration Credit Opportunities Fund |
May 4, 2022 |
2 |
-589,354 |
4 |
May 6, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
May 4, 2022 |
2 |
-518,742 |
4 |
May 6, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
May 2, 2022 |
2 |
1,067,306 |
4 |
May 3, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
May 2, 2022 |
1 |
98,174 |
4 |
May 3, 2022 |
10%+ Owner |
JSD |
Nuveen Short Duration Credit Opportunities Fund |
May 2, 2022 |
2 |
-135,518 |
4 |
May 3, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
May 2, 2022 |
2 |
601,771 |
4 |
May 3, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
May 2, 2022 |
2 |
-494,178 |
4 |
May 3, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Apr 28, 2022 |
2 |
639,078 |
4 |
May 2, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 27, 2022 |
3 |
868,948 |
4 |
May 2, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Apr 25, 2022 |
2 |
330,312 |
4 |
Apr 27, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Apr 25, 2022 |
1 |
6,796 |
4 |
Apr 27, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 22, 2022 |
3 |
519,138 |
4 |
Apr 27, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Apr 18, 2022 |
1 |
306,179 |
4 |
Apr 19, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Apr 18, 2022 |
1 |
36,637 |
4 |
Apr 19, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 18, 2022 |
1 |
148,591 |
4 |
Apr 19, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Apr 14, 2022 |
1 |
3,834 |
4 |
Apr 18, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Apr 13, 2022 |
2 |
174,333 |
4 |
Apr 18, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 13, 2022 |
2 |
432,695 |
4 |
Apr 18, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Apr 12, 2022 |
1 |
510,843 |
4 |
Apr 13, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 11, 2022 |
2 |
899,761 |
4 |
Apr 13, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Apr 7, 2022 |
2 |
712,607 |
4 |
Apr 11, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 7, 2022 |
1 |
16,620 |
4 |
Apr 11, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Apr 7, 2022 |
2 |
-50,565 |
4 |
Apr 11, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Apr 4, 2022 |
1 |
60,700 |
4 |
Apr 5, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Apr 4, 2022 |
1 |
12,691 |
4 |
Apr 5, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Apr 1, 2022 |
2 |
105,467 |
4 |
Apr 5, 2022 |
10%+ Owner |
XAXCX |
Invesco Dynamic Credit Opportunity Fund |
Mar 31, 2022 |
1 |
302,768 |
4/A |
Jun 24, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Mar 31, 2022 |
1 |
12,615 |
4 |
Mar 31, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Mar 30, 2022 |
2 |
678,149 |
4 |
Mar 31, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Mar 30, 2022 |
2 |
591,910 |
4 |
Mar 31, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Mar 28, 2022 |
2 |
1,148,663 |
4 |
Mar 30, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Mar 28, 2022 |
2 |
907,167 |
4 |
Mar 30, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Mar 28, 2022 |
2 |
18,938 |
4 |
Mar 30, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Mar 25, 2022 |
1 |
534,930 |
4 |
Mar 28, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Mar 24, 2022 |
2 |
336,237 |
4 |
Mar 28, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Mar 24, 2022 |
2 |
45,369 |
4 |
Mar 28, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Mar 22, 2022 |
2 |
536,170 |
4 |
Mar 24, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Mar 22, 2022 |
1 |
8,097 |
4 |
Mar 24, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Mar 22, 2022 |
2 |
244,005 |
4 |
Mar 24, 2022 |
10%+ Owner |
XAXCX |
Invesco Dynamic Credit Opportunity Fund |
Mar 21, 2022 |
1 |
-14,273,182 |
4 |
Mar 22, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Mar 21, 2022 |
1 |
250,453 |
4 |
Mar 22, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Mar 21, 2022 |
1 |
137,923 |
4 |
Mar 22, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Mar 18, 2022 |
2 |
293,389 |
4 |
Mar 22, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Mar 10, 2022 |
1 |
68,429 |
4 |
Mar 14, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Mar 10, 2022 |
2 |
65,217 |
4 |
Mar 14, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Mar 9, 2022 |
1 |
80,152 |
4 |
Mar 10, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Mar 8, 2022 |
1 |
38,702 |
4 |
Mar 8, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Mar 7, 2022 |
1 |
240,333 |
4 |
Mar 8, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Mar 7, 2022 |
2 |
743,105 |
4 |
Mar 8, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Mar 3, 2022 |
2 |
781,417 |
4 |
Mar 7, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Mar 3, 2022 |
2 |
547,404 |
4 |
Mar 7, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Mar 3, 2022 |
2 |
712,324 |
4 |
Mar 7, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Mar 3, 2022 |
1 |
-137,352 |
4 |
Mar 7, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Mar 1, 2022 |
2 |
381,322 |
4 |
Mar 3, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Mar 1, 2022 |
2 |
47,679 |
4 |
Mar 3, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Mar 1, 2022 |
2 |
487,842 |
4 |
Mar 3, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Feb 25, 2022 |
2 |
1,829,464 |
4 |
Mar 1, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Feb 25, 2022 |
2 |
74,006 |
4 |
Mar 1, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Feb 25, 2022 |
2 |
500,951 |
4 |
Mar 1, 2022 |
10%+ Owner |
VFL |
Delaware Investments National Municipal Income Fund |
Feb 25, 2022 |
0 |
0 |
3 |
Mar 1, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Feb 22, 2022 |
3 |
597,885 |
4 |
Feb 24, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Feb 16, 2022 |
3 |
1,355,015 |
4 |
Feb 18, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Feb 16, 2022 |
3 |
1,367,374 |
4 |
Feb 18, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Feb 14, 2022 |
2 |
462,069 |
4 |
Feb 16, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Feb 14, 2022 |
2 |
112,028 |
4 |
Feb 16, 2022 |
10%+ Owner |
SRV |
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND |
Feb 11, 2022 |
1 |
-5,655 |
4 |
Feb 14, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Feb 10, 2022 |
1 |
442,955 |
4 |
Feb 14, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Feb 9, 2022 |
1 |
42,632 |
4 |
Feb 10, 2022 |
10%+ Owner |
SRV |
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND |
Feb 8, 2022 |
1 |
-39,837 |
4 |
May 31, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Feb 8, 2022 |
2 |
261,676 |
4 |
Feb 10, 2022 |
10%+ Owner |
SRV |
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND |
Feb 7, 2022 |
1 |
-109,988 |
4 |
Feb 8, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Feb 4, 2022 |
2 |
190,197 |
4 |
Feb 8, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Feb 4, 2022 |
1 |
38,095 |
4 |
Feb 8, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Feb 2, 2022 |
1 |
100,522 |
4 |
Feb 4, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Feb 2, 2022 |
2 |
182,350 |
4 |
Feb 4, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Feb 2, 2022 |
1 |
-1,125,584 |
4 |
Feb 4, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Feb 1, 2022 |
1 |
4,302 |
4 |
Feb 2, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Feb 1, 2022 |
1 |
12,568 |
4 |
Feb 2, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Jan 31, 2022 |
2 |
-322,481 |
4 |
Feb 2, 2022 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Jan 27, 2022 |
2 |
-251,779 |
4 |
Jan 31, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Jan 24, 2022 |
1 |
625 |
4 |
Jan 26, 2022 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Jan 19, 2022 |
2 |
2,702,898 |
4 |
Jan 21, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Jan 19, 2022 |
2 |
260,430 |
4 |
Jan 21, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Jan 19, 2022 |
2 |
217,508 |
4 |
Jan 21, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Jan 14, 2022 |
1 |
125,607 |
4 |
Jan 19, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Jan 14, 2022 |
2 |
362,522 |
4 |
Jan 19, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Jan 12, 2022 |
2 |
204,469 |
4 |
Jan 14, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Jan 12, 2022 |
2 |
232,220 |
4 |
Jan 14, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Jan 10, 2022 |
2 |
156,698 |
4 |
Jan 11, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Jan 6, 2022 |
3 |
363,833 |
4 |
Jan 11, 2022 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Jan 3, 2022 |
3 |
376,148 |
4 |
Jan 6, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Dec 27, 2021 |
2 |
336,023 |
4 |
Dec 29, 2021 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Dec 22, 2021 |
2 |
290,883 |
4 |
Dec 23, 2021 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Dec 17, 2021 |
1 |
42 |
4 |
Dec 21, 2021 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Dec 17, 2021 |
2 |
181,818 |
4 |
Dec 21, 2021 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Dec 15, 2021 |
1 |
11,556 |
4 |
Dec 17, 2021 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Dec 15, 2021 |
2 |
487,848 |
4 |
Dec 17, 2021 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Dec 13, 2021 |
2 |
1,936,102 |
4 |
Dec 15, 2021 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Dec 13, 2021 |
2 |
477,465 |
4 |
Dec 15, 2021 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Dec 9, 2021 |
2 |
1,705 |
4 |
Dec 13, 2021 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Dec 9, 2021 |
2 |
393,151 |
4 |
Dec 13, 2021 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Dec 7, 2021 |
2 |
310,968 |
4 |
Dec 9, 2021 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Dec 7, 2021 |
2 |
1,215,380 |
4 |
Dec 9, 2021 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Dec 6, 2021 |
1 |
284,827 |
4 |
Dec 7, 2021 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Dec 3, 2021 |
2 |
987,866 |
4 |
Dec 7, 2021 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Dec 1, 2021 |
2 |
1,562,542 |
4 |
Dec 3, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Dec 1, 2021 |
1 |
-157,629 |
4 |
Dec 3, 2021 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Nov 29, 2021 |
2 |
619,101 |
4 |
Dec 1, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Nov 29, 2021 |
2 |
-238,106 |
4 |
Dec 1, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Nov 23, 2021 |
3 |
-625,814 |
4 |
Nov 26, 2021 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Nov 22, 2021 |
4 |
479,994 |
4 |
Nov 26, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Nov 19, 2021 |
2 |
-526,482 |
4 |
Nov 22, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Nov 17, 2021 |
2 |
-584,152 |
4 |
Nov 19, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Nov 8, 2021 |
3 |
-665,095 |
4 |
Nov 12, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Nov 4, 2021 |
2 |
-344,241 |
4 |
Nov 8, 2021 |
10%+ Owner |
XAXCX |
Invesco Dynamic Credit Opportunity Fund |
Nov 3, 2021 |
0 |
0 |
3 |
Mar 22, 2022 |
10%+ Owner |
SMM |
Salient Midstream & MLP Fund |
Nov 1, 2021 |
0 |
0 |
3 |
Nov 3, 2021 |
10%+ Owner |
CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
Oct 28, 2021 |
0 |
0 |
3 |
Nov 1, 2021 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Oct 19, 2021 |
1 |
40,759 |
4 |
Oct 21, 2021 |
10%+ Owner |
VTA |
Invesco Dynamic Credit Opportunities Fund |
Oct 15, 2021 |
1 |
-47,662,438 |
4 |
Oct 18, 2021 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Oct 14, 2021 |
1 |
42,742 |
4 |
Oct 18, 2021 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Oct 7, 2021 |
1 |
1,402 |
4 |
Oct 12, 2021 |
10%+ Owner |
SRV |
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND |
Sep 27, 2021 |
1 |
438,989 |
4 |
Sep 29, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 14, 2021 |
3 |
768,625 |
4 |
Sep 17, 2021 |
10%+ Owner |
SRV |
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND |
Sep 13, 2021 |
0 |
0 |
3 |
Sep 15, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 13, 2021 |
1 |
820,803 |
4 |
Sep 14, 2021 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Sep 10, 2021 |
1 |
206,439 |
4 |
Sep 14, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Sep 3, 2021 |
2 |
1,947,442 |
4 |
Sep 7, 2021 |
10%+ Owner |
AIF |
Apollo Tactical Income Fund Inc. |
Aug 30, 2021 |
1 |
-847,223 |
4 |
Sep 2, 2021 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Aug 18, 2021 |
1 |
351,563 |
4 |
Aug 20, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 10, 2021 |
2 |
156,281 |
4 |
Aug 12, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Aug 9, 2021 |
1 |
-6,571,114 |
4 |
Aug 11, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 6, 2021 |
2 |
1,722,672 |
4 |
Aug 10, 2021 |
10%+ Owner |
VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
Aug 4, 2021 |
0 |
0 |
3 |
Aug 6, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 4, 2021 |
2 |
1,978,390 |
4 |
Aug 6, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Aug 3, 2021 |
1 |
2,099,606 |
4 |
Aug 4, 2021 |
10%+ Owner |
EVF |
EATON VANCE SENIOR INCOME TRUST |
Aug 2, 2021 |
1 |
-54,617,225 |
4 |
Aug 4, 2021 |
10%+ Owner |
EFT |
Eaton Vance Floating-Rate Income Trust |
Aug 2, 2021 |
1 |
-89,115,562 |
4 |
Aug 4, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 29, 2021 |
1 |
2,506,500 |
4 |
Jul 30, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Jul 28, 2021 |
1 |
-1,192,052 |
4 |
Jul 30, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 26, 2021 |
1 |
75,371 |
4 |
Jul 29, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Jul 23, 2021 |
3 |
-61,234,952 |
4 |
Jul 28, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 23, 2021 |
1 |
995,659 |
4 |
Jul 23, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Jul 22, 2021 |
2 |
-1,294,052 |
4 |
Jul 23, 2021 |
10%+ Owner |
DEX |
Delaware Enhanced Global Dividend & Income Fund |
Jul 21, 2021 |
3 |
-239,030 |
4 |
Jul 23, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Jul 20, 2021 |
1 |
-364,800 |
4 |
Jul 21, 2021 |
10%+ Owner |
DEX |
Delaware Enhanced Global Dividend & Income Fund |
Jul 19, 2021 |
2 |
-51,985 |
4 |
Jul 21, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 19, 2021 |
2 |
398,673 |
4 |
Jul 21, 2021 |
10%+ Owner |
DEX |
Delaware Enhanced Global Dividend & Income Fund |
Jul 16, 2021 |
1 |
-152,558 |
4 |
Jul 19, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 15, 2021 |
2 |
5,621,038 |
4 |
Jul 19, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Jul 13, 2021 |
3 |
-677,425 |
4 |
Jul 15, 2021 |
10%+ Owner |
DEX |
Delaware Enhanced Global Dividend & Income Fund |
Jul 9, 2021 |
1 |
-2,468,338 |
4 |
Jul 12, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 8, 2021 |
2 |
1,504,483 |
4 |
Jul 12, 2021 |
10%+ Owner |
BRW |
Saba Capital Income & Opportunities Fund |
Jul 8, 2021 |
2 |
-1,202,850 |
4 |
Jul 12, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jul 2, 2021 |
3 |
1,536,434 |
4 |
Jul 8, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jun 29, 2021 |
3 |
3,300,206 |
4 |
Jul 2, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jun 24, 2021 |
2 |
609,444 |
4 |
Jun 28, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jun 23, 2021 |
1 |
81,302 |
4 |
Jun 24, 2021 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jun 22, 2021 |
1 |
93,365 |
4 |
Jun 24, 2021 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jun 17, 2021 |
1 |
212,653 |
4 |
Jun 21, 2021 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jun 15, 2021 |
2 |
1,022,164 |
4 |
Jun 17, 2021 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jun 11, 2021 |
2 |
672,585 |
4 |
Jun 15, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
Jun 8, 2021 |
1 |
296,296 |
4 |
Jun 9, 2021 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jun 7, 2021 |
2 |
179,195 |
4 |
Jun 9, 2021 |
10%+ Owner |
HIE |
Miller/Howard High Income Equity Fund |
Jun 3, 2021 |
1 |
102,974 |
4 |
Jun 7, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
May 24, 2021 |
2 |
305,122 |
4 |
May 26, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
May 20, 2021 |
1 |
277,000 |
4 |
May 24, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
May 13, 2021 |
3 |
852,893 |
4 |
May 18, 2021 |
10%+ Owner |
GIM |
TEMPLETON GLOBAL INCOME FUND |
May 12, 2021 |
1 |
515,945 |
4 |
May 13, 2021 |
10%+ Owner |
JRO |
Nuveen Floating Rate Income Opportunity Fund |
May 10, 2021 |
3 |
-545,946 |
4 |
May 13, 2021 |
10%+ Owner |
JRO |
Nuveen Floating Rate Income Opportunity Fund |
May 6, 2021 |
2 |
-225,581 |
4 |
May 10, 2021 |
10%+ Owner |