Saba Capital Management, L.P.

Insider Reports History

Entity
Company
Location
405 Lexington Avenue, 58 Th Floor, New York, New York
Signature
Saba Capital Management, L.P. By: Zachary Gindes
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Saba Capital Management, L.P.:

Stock Role Class Num Shares Value Price $ Report Date Ownership
BlackRock ESG Capital Allocation Term Trust 10%+ Owner Common Stock 28,552,727 $495 M $17.34 Apr 1, 2024 Indirect
BlackRock Innovation & Growth Term Trust 10%+ Owner Common Stock 52,511,286 $383 M $7.30 Jul 2, 2024 Indirect
BlackRock Health Sciences Term Trust 10%+ Owner Common Stock 20,538,431 $335 M $16.33 Apr 1, 2024 Indirect
BlackRock Capital Allocation Term Trust 10%+ Owner Common Stock 16,333,600 $258 M $15.78 Mar 12, 2024 Indirect
PIMCO Dynamic Income Strategy Fund 10%+ Owner Common Stock 6,734,027 $133 M $18.87 Jul 2, 2024 Indirect
Invesco Dynamic Credit Opportunities Fund 10%+ Owner Common Stock 6,239,455 $76.4 M $12.24 Oct 15, 2021 Indirect
MainStay CBRE Global Infrastructure Megatrends Term Fund 10%+ Owner Common Stock 5,730,239 $71.5 M $12.47 Jun 21, 2024 Indirect
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND 10%+ Owner Common Stock 5,979,598 $69.6 M $11.64 Jun 3, 2024 Indirect
ADAMS NATURAL RESOURCES FUND, INC. 10%+ Owner Common Stock 2,729,666 $64.1 M $23.50 Jul 2, 2024 Indirect
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND 10%+ Owner Common Stock 5,170,599 $62 M $12.00 May 15, 2024 Indirect
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST 10%+ Owner Common Stock 5,239,568 $61.8 M $11.79 Apr 2, 2024 Indirect
Nuveen Multi-Asset Income Fund 10%+ Owner Common Stock 4,748,806 $56.7 M $11.93 Mar 19, 2024 Indirect
abrdn Global Infrastructure Income Fund 10%+ Owner Common Stock 2,916,405 $53.6 M $18.38 May 10, 2024 Indirect
ASA Gold & Precious Metals Ltd 10%+ Owner Common Stock 3,253,837 $52 M $15.97 Dec 26, 2023 Indirect
abrdn Life Sciences Investors 10%+ Owner Common Stock 3,429,991 $48.3 M $14.07 Jun 26, 2024 Indirect
Salient Midstream & MLP Fund 10%+ Owner Common Stock 4,231,744 $37.5 M $8.85 Aug 12, 2022 Indirect
Nuveen Core Plus Impact Fund 10%+ Owner Common Stock 3,423,331 $35.6 M $10.39 May 9, 2024 Indirect
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND 10%+ Owner Common Stock 3,149,020 $34.8 M $11.05 Jun 24, 2024 Indirect
Nuveen Floating Rate Income Opportunity Fund 10%+ Owner Common Stock 4,072,815 $34.3 M $8.43 May 12, 2021 Indirect
Saba Capital Income & Opportunities Fund 10%+ Owner Common Stock 4,081,664 $32.3 M $7.92 Nov 15, 2022 Indirect
PIONEER MUNICIPAL HIGH INCOME FUND, INC. 10%+ Owner Common Stock 3,453,223 $30.7 M $8.88 May 23, 2024 Indirect
Invesco Pennsylvania Value Municipal Income Trust 10%+ Owner Common Stock 2,883,105 $29.6 M $10.28 May 15, 2024 Indirect
EATON VANCE NEW YORK MUNICIPAL BOND FUND 10%+ Owner Common Stock 3,066,889 $29.6 M $9.65 Jan 5, 2024 Indirect
Invesco Trust for Investment Grade New York Municipals 10%+ Owner Common Stock 2,757,652 $29.4 M $10.66 Mar 11, 2024 Indirect
EATON VANCE CALIFORNIA MUNICIPAL BOND FUND 10%+ Owner Common Stock 3,114,325 $27.8 M $8.94 Dec 13, 2023 Indirect
TEMPLETON GLOBAL INCOME FUND 10%+ Owner Common Stock 7,128,524 $27.2 M $3.82 Mar 28, 2024 Indirect
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND 10%+ Owner Common Stock 2,218,894 $26.9 M $12.14 Apr 17, 2024 Indirect
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND 10%+ Owner Common Stock 1,731,247 $23.1 M $13.32 Jun 6, 2023 Indirect
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. 10%+ Owner Common Stock 2,842,868 $22.9 M $8.04 May 28, 2024 Indirect
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC 10%+ Owner Common Stock 1,640,009 $22.7 M $13.83 Jan 20, 2022 Indirect
Pioneer Municipal High Income Opportunities Fund, Inc. 10%+ Owner Common Stock 1,738,506 $19.7 M $11.33 May 28, 2024 Indirect
Federated Hermes Premier Municipal Income Fund 10%+ Owner Common Stock 1,650,924 $18.2 M $11.02 Apr 2, 2024 Indirect
Tortoise Midstream Energy Fund, Inc. 10%+ Owner Common Stock 511,042 $18 M $35.27 Jul 1, 2024 Indirect
Apollo Tactical Income Fund Inc. 10%+ Owner Common Stock 1,414,462 $17.4 M $12.32 Aug 30, 2021 Indirect
BNY MELLON MUNICIPAL INCOME, INC. 10%+ Owner Common Stock 2,377,018 $16 M $6.75 Mar 19, 2024 Indirect
ClearBridge Energy Midstream Opportunity Fund Inc. 10%+ Owner Common Stock 358,806 $15.9 M $44.45 Jun 21, 2024 Indirect
Miller/Howard High Income Equity Fund 10%+ Owner Common Stock 1,540,829 $15.9 M $10.33 Mar 28, 2024 Indirect
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND 10%+ Owner Common Stock 713,142 $14.6 M $20.47 Jul 25, 2023 Indirect
DWS STRATEGIC MUNICIPAL INCOME TRUST 10%+ Owner Common Stock 1,598,145 $14.2 M $8.89 Mar 12, 2024 Indirect
Nuveen Short Duration Credit Opportunities Fund 10%+ Owner Common Stock 996,022 $12 M $12.07 May 5, 2022 Indirect
Destra Multi-Alternative Fund 10%+ Owner Common Stock 1,272,376 $10.2 M $8.04 Jul 2, 2024 Indirect
LF Capital Acquisition Corp. II 10%+ Owner Common Stock 952,004 $10.2 M $10.67 Jun 20, 2023 Indirect
GAMCO Natural Resources, Gold & Income Trust 10%+ Owner Common Stock 1,821,769 $9.91 M $5.44 Jun 24, 2024 Indirect
EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST 10%+ Owner Common Stock 962,212 $9.84 M $10.23 Dec 14, 2023 Indirect
MFS HIGH YIELD MUNICIPAL TRUST 10%+ Owner Common Stock 2,461,868 $8.35 M $3.39 Nov 8, 2023 Indirect
Delaware Enhanced Global Dividend & Income Fund 10%+ Owner Common Stock 985,528 $8.34 M $8.46 Jul 8, 2022 Indirect
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. 10%+ Owner Common Stock 572,334 $8.01 M $14.00 Oct 11, 2023 Indirect
CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND 10%+ Owner Common Stock 208,468 $6.92 M $33.20 Feb 8, 2023 Indirect
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. 10%+ Owner Common Stock 530,162 $6.79 M $12.80 Oct 12, 2023 Indirect
MFS INVESTMENT GRADE MUNICIPAL TRUST 10%+ Owner Common Stock 694,805 $5.41 M $7.79 Nov 8, 2023 Indirect
TORTOISE ENERGY INDEPENDENCE FUND, INC. 10%+ Owner Common Stock 169,805 $4.99 M $29.38 Jun 17, 2024 Indirect
NEW IRELAND FUND INC 10%+ Owner Common Stock 482,504 $4.85 M $10.05 Jan 11, 2023 Indirect
FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND 10%+ Owner Common Stock 516,375 $4.56 M $8.83 Aug 11, 2022 Indirect
ClearBridge MLP & Midstream Total Return Fund Inc. 10%+ Owner Common Stock 98,699 $4.39 M $44.45 Jun 21, 2024 Indirect
Research Alliance Corp. II 10%+ Owner Common Stock 301,578 $3.02 M $10.02 Oct 31, 2022 Indirect
SELINA HOSPITALITY PLC 10%+ Owner Common Stock 54,363,581 $2.99 M $0.06 Apr 23, 2024 Indirect
INTEGRATED RAIL & RESOURCES ACQUISITION CORP 10%+ Owner Common Stock 238,251 $2.58 M $10.83 Aug 16, 2023 Indirect
Fortune Rise Acquisition Corp 10%+ Owner Common Stock 84,824 $909 K $10.72 Jun 2, 2023 Indirect
ClearBridge MLP & Midstream Fund Inc. 10%+ Owner Common Stock 0 $0 $49.60 Jun 21, 2024 Indirect
Invesco Dynamic Credit Opportunity Fund 10%+ Owner Common Stock 3,712,019 Sep 23, 2022 Indirect
American Oncology Network, Inc. 10%+ Owner Common Stock 0 $10.50 Sep 25, 2023 Indirect
Blockchain Coinvestors Acquisition Corp. I 10%+ Owner Common Stock 0 $10.38 Feb 24, 2023 Indirect
Delaware Investments National Municipal Income Fund 10%+ Owner Common Stock 0 $10.19 Dec 14, 2022 Indirect
Eaton Vance Floating-Rate Income Trust 10%+ Owner Common Stock 0 $14.33 Aug 2, 2021 Indirect
EATON VANCE SENIOR INCOME TRUST 10%+ Owner Common Stock 0 $5.45 Aug 2, 2021 Indirect
Intelligent Medicine Acquisition Corp. 10%+ Owner Common Stock 0 $10.34 Feb 24, 2023 Indirect
Iris Acquisition Corp 10%+ Owner Common Stock 0 $10.29 Sep 26, 2023 Indirect
TKB Critical Technologies 1 10%+ Owner Common Stock 0 $10.38 Feb 1, 2023 Indirect

Insider Reports Filed by Saba Capital Management, L.P.

Symbol Company Period Transactions Value $ Form Type Date Filed Role
DMA Destra Multi-Alternative Fund Jul 2, 2024 1 70,406 4 Jul 3, 2024 10%+ Owner
PEO ADAMS NATURAL RESOURCES FUND, INC. Jul 2, 2024 1 102,672 4 Jul 3, 2024 10%+ Owner
PDX PIMCO Dynamic Income Strategy Fund Jul 2, 2024 1 -883,066 4 Jul 3, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Jul 2, 2024 1 1,132,500 4 Jul 3, 2024 10%+ Owner
PEO ADAMS NATURAL RESOURCES FUND, INC. Jul 1, 2024 1 630,561 4 Jul 2, 2024 10%+ Owner
PDX PIMCO Dynamic Income Strategy Fund Jul 1, 2024 1 -1,978,889 4 Jul 2, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Jul 1, 2024 1 1,833,199 4 Jul 2, 2024 10%+ Owner
NTG Tortoise Midstream Energy Fund, Inc. Jul 1, 2024 0 0 3 Jul 2, 2024 10%+ Owner
PEO ADAMS NATURAL RESOURCES FUND, INC. Jun 27, 2024 2 670,376 4 Jul 1, 2024 10%+ Owner
HQL abrdn Life Sciences Investors Jun 26, 2024 1 1,407 4 Jun 27, 2024 10%+ Owner
PEO ADAMS NATURAL RESOURCES FUND, INC. Jun 25, 2024 2 772,612 4 Jun 27, 2024 10%+ Owner
DMA Destra Multi-Alternative Fund Jun 25, 2024 1 315,304 4 Jun 27, 2024 10%+ Owner
PEO ADAMS NATURAL RESOURCES FUND, INC. Jun 24, 2024 1 280,521 4 Jun 25, 2024 10%+ Owner
GNT GAMCO Natural Resources, Gold & Income Trust Jun 24, 2024 1 94,351 4 Jun 25, 2024 10%+ Owner
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND Jun 24, 2024 1 385,358 4 Jun 25, 2024 10%+ Owner
HQL abrdn Life Sciences Investors Jun 24, 2024 1 194,473 4 Jun 25, 2024 10%+ Owner
DMA Destra Multi-Alternative Fund Jun 24, 2024 1 74,503 4 Jun 25, 2024 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jun 21, 2024 1 -117,717,424 4 Jun 25, 2024 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jun 21, 2024 1 -45,588,231 4 Jun 25, 2024 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jun 21, 2024 1 -108,614,179 4 Jun 25, 2024 10%+ Owner
GNT GAMCO Natural Resources, Gold & Income Trust Jun 20, 2024 1 136,394 4 Jun 24, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Jun 20, 2024 2 235,781 4 Jun 24, 2024 10%+ Owner
PEO ADAMS NATURAL RESOURCES FUND, INC. Jun 18, 2024 1 459,386 4 Jun 20, 2024 10%+ Owner
NDP TORTOISE ENERGY INDEPENDENCE FUND, INC. Jun 17, 2024 0 0 3 Jun 18, 2024 10%+ Owner
PEO ADAMS NATURAL RESOURCES FUND, INC. Jun 14, 2024 2 1,112,884 4 Jun 18, 2024 10%+ Owner
PEO ADAMS NATURAL RESOURCES FUND, INC. Jun 13, 2024 0 0 3 Jun 14, 2024 10%+ Owner
HQL abrdn Life Sciences Investors Jun 12, 2024 2 150,326 4 Jun 14, 2024 10%+ Owner
GNT GAMCO Natural Resources, Gold & Income Trust Jun 11, 2024 1 -33 4 Jun 13, 2024 10%+ Owner
HQL abrdn Life Sciences Investors Jun 10, 2024 2 161,098 4 Jun 11, 2024 10%+ Owner
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND Jun 7, 2024 1 65,991 4 Jun 10, 2024 10%+ Owner
GNT GAMCO Natural Resources, Gold & Income Trust Jun 6, 2024 2 297,201 4 Jun 10, 2024 10%+ Owner
HQL abrdn Life Sciences Investors Jun 6, 2024 2 184,081 4 Jun 10, 2024 10%+ Owner
GNT GAMCO Natural Resources, Gold & Income Trust Jun 5, 2024 0 0 3 Jun 6, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Jun 4, 2024 1 87,360 4 Jun 5, 2024 10%+ Owner
HQL abrdn Life Sciences Investors Jun 4, 2024 2 809,222 4 Jun 5, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Jun 3, 2024 1 81,794 4 Jun 3, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Jun 3, 2024 1 3,146 4 Jun 3, 2024 10%+ Owner
HQL abrdn Life Sciences Investors May 31, 2024 1 283,994 4 Jun 3, 2024 10%+ Owner
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND May 29, 2024 1 76,873 4 May 31, 2024 10%+ Owner
MIO Pioneer Municipal High Income Opportunities Fund, Inc. May 28, 2024 1 42,952 4 May 31, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund May 28, 2024 3 604,304 4 May 31, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. May 28, 2024 1 157,680 4 May 31, 2024 10%+ Owner
HQL abrdn Life Sciences Investors May 28, 2024 3 623,176 4 May 31, 2024 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. May 23, 2024 1 31,417 4 May 23, 2024 10%+ Owner
HQL abrdn Life Sciences Investors May 23, 2024 1 17,591 4 May 23, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund May 21, 2024 2 336,508 4 May 23, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. May 21, 2024 2 186,539 4 May 23, 2024 10%+ Owner
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND May 21, 2024 2 667,111 4 May 23, 2024 10%+ Owner
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND May 20, 2024 1 735,314 4 May 21, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund May 17, 2024 1 44,050 4 May 20, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust May 15, 2024 1 74,684 4 May 17, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND May 15, 2024 1 96,816 4 May 17, 2024 10%+ Owner
MIO Pioneer Municipal High Income Opportunities Fund, Inc. May 15, 2024 2 99,883 4 May 17, 2024 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. May 15, 2024 1 98,946 4 May 17, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund May 15, 2024 1 20,177 4 May 17, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. May 15, 2024 1 400,073 4 May 17, 2024 10%+ Owner
HQL abrdn Life Sciences Investors May 15, 2024 1 493,173 4 May 17, 2024 10%+ Owner
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND May 15, 2024 2 598,994 4 May 17, 2024 10%+ Owner
PDX PIMCO Dynamic Income Strategy Fund May 14, 2024 2 -1,894,027 4 May 16, 2024 10%+ Owner
AFB ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND May 13, 2024 0 0 3 May 14, 2024 10%+ Owner
HQL abrdn Life Sciences Investors May 10, 2024 1 801,967 4 May 14, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund May 10, 2024 1 5,514 4 May 14, 2024 10%+ Owner
NPCT Nuveen Core Plus Impact Fund May 9, 2024 1 235,053 4 May 10, 2024 10%+ Owner
PDX PIMCO Dynamic Income Strategy Fund May 8, 2024 1 -409,671 4 May 10, 2024 10%+ Owner
HQL abrdn Life Sciences Investors May 8, 2024 2 390,256 4 May 10, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund May 8, 2024 2 45,611 4 May 10, 2024 10%+ Owner
NPCT Nuveen Core Plus Impact Fund May 6, 2024 1 498,332 4 May 7, 2024 10%+ Owner
HQL abrdn Life Sciences Investors May 6, 2024 2 836,126 4 May 7, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust May 3, 2024 1 22,122 4 May 7, 2024 10%+ Owner
PDX PIMCO Dynamic Income Strategy Fund May 3, 2024 2 -1,013,640 4 May 7, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND May 3, 2024 1 1,190 4 May 7, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND May 3, 2024 1 14,376 4 May 7, 2024 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. May 3, 2024 1 41,170 4 May 7, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund May 3, 2024 1 123,145 4 May 7, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. May 3, 2024 1 104,770 4 May 7, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund May 3, 2024 2 424,616 4 May 7, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust May 2, 2024 1 308,113 4 May 3, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND May 2, 2024 1 596,527 4 May 3, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND May 2, 2024 1 760,071 4 May 3, 2024 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. May 2, 2024 1 282,232 4 May 3, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund May 2, 2024 1 158,736 4 May 3, 2024 10%+ Owner
PDX PIMCO Dynamic Income Strategy Fund May 1, 2024 2 -394,888 4 May 3, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. May 1, 2024 2 470,337 4 May 2, 2024 10%+ Owner
HQL abrdn Life Sciences Investors May 1, 2024 2 356,929 4 May 2, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund May 1, 2024 2 1,334,936 4 May 2, 2024 10%+ Owner
HQL abrdn Life Sciences Investors Apr 30, 2024 1 217,603 4 May 1, 2024 10%+ Owner
PDX PIMCO Dynamic Income Strategy Fund Apr 29, 2024 1 -12,771 4 May 1, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Apr 29, 2024 1 64,060 4 May 1, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Apr 29, 2024 1 89,576 4 May 1, 2024 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Apr 29, 2024 1 193,829 4 May 1, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund Apr 29, 2024 1 262,843 4 May 1, 2024 10%+ Owner
HQL abrdn Life Sciences Investors Apr 26, 2024 1 1,563,952 4 Apr 29, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Apr 25, 2024 1 365,666 4 Apr 26, 2024 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Apr 25, 2024 1 682,762 4 Apr 26, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund Apr 25, 2024 1 596,627 4 Apr 26, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Apr 24, 2024 2 858,965 4 Apr 26, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Apr 24, 2024 2 363,131 4 Apr 26, 2024 10%+ Owner
HQL abrdn Life Sciences Investors Apr 24, 2024 2 1,536,827 4 Apr 26, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Apr 23, 2024 1 301,301 4 Apr 23, 2024 10%+ Owner
SLNA SELINA HOSPITALITY PLC Apr 22, 2024 2 -53,905 4 Apr 29, 2024 10%+ Owner
SLNA SELINA HOSPITALITY PLC Apr 22, 2024 0 0 3 Apr 29, 2024 10%+ Owner
HQL abrdn Life Sciences Investors Apr 22, 2024 2 659,913 4 Apr 23, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund Apr 22, 2024 2 337,772 4 Apr 23, 2024 10%+ Owner
HQL abrdn Life Sciences Investors Apr 18, 2024 2 1,591,420 4 Apr 22, 2024 10%+ Owner
HQL abrdn Life Sciences Investors Apr 18, 2024 0 0 3 Apr 19, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Apr 16, 2024 2 460,241 4 Apr 18, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund Apr 15, 2024 1 38,800 4 Apr 15, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Apr 12, 2024 2 163,015 4 Apr 15, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Apr 12, 2024 2 373,874 4 Apr 15, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Apr 10, 2024 2 228,529 4 Apr 12, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund Apr 10, 2024 2 582,947 4 Apr 12, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund Apr 9, 2024 1 54,641 4 Apr 10, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Apr 8, 2024 2 293,193 4 Apr 10, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Apr 4, 2024 1 44,436 4 Apr 5, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund Apr 4, 2024 1 266,203 4 Apr 5, 2024 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Apr 3, 2024 1 291,454 4 Apr 5, 2024 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Apr 2, 2024 1 316,500 4 Apr 3, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Apr 2, 2024 1 83,488 4 Apr 3, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Apr 1, 2024 2 988,435 4 Apr 3, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Apr 1, 2024 2 997,873 4 Apr 3, 2024 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Apr 1, 2024 2 226,383 4 Apr 3, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Apr 1, 2024 1 970,693 4 Apr 3, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Apr 1, 2024 1 758,055 4 Apr 3, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Apr 1, 2024 1 1,128,541 4 Apr 3, 2024 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Apr 1, 2024 2 170,394 4 Apr 3, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund Apr 1, 2024 2 1,607,818 4 Apr 3, 2024 10%+ Owner
SABA TEMPLETON GLOBAL INCOME FUND Mar 28, 2024 1 0 4 Apr 1, 2024 10%+ Owner
HIE Miller/Howard High Income Equity Fund Mar 28, 2024 1 0 4 Apr 1, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Mar 28, 2024 1 266,130 4 Apr 1, 2024 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Mar 28, 2024 1 473,911 4 Apr 1, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Mar 27, 2024 2 553,381 4 Apr 1, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Mar 27, 2024 2 5,439,314 4 Apr 1, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Mar 27, 2024 2 2,365,099 4 Apr 1, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Mar 26, 2024 1 82,678 4 Mar 27, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Mar 26, 2024 1 352,651 4 Mar 27, 2024 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Mar 26, 2024 1 66,764 4 Mar 27, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Mar 26, 2024 1 2,111,351 4 Mar 27, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Mar 25, 2024 2 247,157 4 Mar 27, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Mar 25, 2024 2 2,387,691 4 Mar 27, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Mar 25, 2024 2 2,021,156 4 Mar 27, 2024 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Mar 25, 2024 1 279,820 4 Mar 27, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Mar 22, 2024 1 51,110 4 Mar 25, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Mar 21, 2024 2 2,260,008 4 Mar 25, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Mar 21, 2024 2 2,358,475 4 Mar 25, 2024 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Mar 21, 2024 2 369,822 4 Mar 25, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Mar 20, 2024 1 1,807,291 4 Mar 21, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Mar 20, 2024 1 1,896,167 4 Mar 21, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Mar 19, 2024 1 115,802 4 Mar 20, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Mar 19, 2024 1 116,701 4 Mar 20, 2024 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Mar 19, 2024 1 142,748 4 Mar 20, 2024 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Mar 19, 2024 1 335,806 4 Mar 20, 2024 10%+ Owner
MIO Pioneer Municipal High Income Opportunities Fund, Inc. Mar 19, 2024 1 66,240 4 Mar 20, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Mar 19, 2024 1 272,371 4 Mar 20, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Mar 19, 2024 1 149,270 4 Mar 20, 2024 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Mar 19, 2024 1 137,768 4 Mar 20, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund Mar 19, 2024 1 656,306 4 Mar 20, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Mar 18, 2024 2 691,017 4 Mar 20, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Mar 18, 2024 2 2,160,573 4 Mar 20, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Mar 13, 2024 1 31,760 4 Mar 15, 2024 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Mar 13, 2024 1 1,036 4 Mar 15, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Mar 13, 2024 1 266,474 4 Mar 15, 2024 10%+ Owner
ASGI abrdn Global Infrastructure Income Fund Mar 12, 2024 0 0 3 Mar 13, 2024 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Mar 12, 2024 1 426,651 4 Mar 12, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Mar 12, 2024 1 16,742,848 4 Mar 12, 2024 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Mar 11, 2024 1 35,956 4 Mar 12, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Mar 11, 2024 2 177,510 4 Mar 12, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Mar 11, 2024 2 93,586 4 Mar 12, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Mar 11, 2024 2 211,718 4 Mar 12, 2024 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Mar 11, 2024 2 131,380 4 Mar 12, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Mar 11, 2024 2 156,528 4 Mar 12, 2024 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Mar 11, 2024 1 272,669 4 Mar 12, 2024 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Mar 11, 2024 2 60,684 4 Mar 12, 2024 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Mar 11, 2024 1 173,012 4 Mar 12, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Mar 11, 2024 2 1,262,237 4 Mar 12, 2024 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Mar 8, 2024 1 137,021 4 Mar 11, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Mar 8, 2024 1 134,876 4 Mar 11, 2024 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Mar 8, 2024 1 7,992 4 Mar 11, 2024 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Mar 8, 2024 1 27,306 4 Mar 11, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Mar 7, 2024 2 116,055 4 Mar 11, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Mar 7, 2024 2 282,706 4 Mar 11, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Mar 7, 2024 1 119,814 4 Mar 11, 2024 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Mar 7, 2024 2 2,065,837 4 Mar 11, 2024 10%+ Owner
MIO Pioneer Municipal High Income Opportunities Fund, Inc. Mar 7, 2024 1 274,847 4 Mar 11, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Mar 7, 2024 2 1,309,847 4 Mar 11, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Mar 7, 2024 2 564,950 4 Mar 11, 2024 10%+ Owner
MIO Pioneer Municipal High Income Opportunities Fund, Inc. Mar 6, 2024 1 71,204 4 Mar 6, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Mar 6, 2024 1 908,350 4 Mar 6, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Mar 6, 2024 1 224,355 4 Mar 6, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Mar 6, 2024 1 851,263 4 Mar 6, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Mar 5, 2024 2 863,085 4 Mar 6, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Mar 5, 2024 2 466,059 4 Mar 6, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Mar 5, 2024 2 553,169 4 Mar 6, 2024 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Mar 5, 2024 1 21,444 4 Mar 6, 2024 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Mar 5, 2024 2 188,762 4 Mar 6, 2024 10%+ Owner
MIO Pioneer Municipal High Income Opportunities Fund, Inc. Mar 5, 2024 0 0 3 Mar 6, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Mar 4, 2024 1 28,560 4 Mar 4, 2024 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Mar 4, 2024 1 13,670 4 Mar 4, 2024 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Mar 1, 2024 2 262,435 4 Mar 4, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Mar 1, 2024 2 45,682 4 Mar 4, 2024 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Mar 1, 2024 1 49,634 4 Mar 4, 2024 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Mar 1, 2024 1 29,436 4 Mar 4, 2024 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Mar 1, 2024 1 92,727 4 Mar 4, 2024 10%+ Owner
SABA TEMPLETON GLOBAL INCOME FUND Feb 29, 2024 1 -3,479,264 4/A Mar 5, 2024 10%+ Owner
SABA TEMPLETON GLOBAL INCOME FUND Feb 29, 2024 1 -3,479,264 4 Mar 4, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Feb 29, 2024 2 3,149,969 4 Mar 4, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Feb 29, 2024 2 2,613,120 4 Mar 4, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Feb 29, 2024 2 836,598 4 Mar 4, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Feb 27, 2024 1 631 4 Feb 29, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Feb 27, 2024 2 5,352,640 4 Feb 29, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Feb 27, 2024 2 1,608,368 4 Feb 29, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Feb 27, 2024 2 3,339,395 4 Feb 29, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Feb 27, 2024 1 2,412,211 4 Feb 29, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Feb 26, 2024 1 59,893 4 Feb 27, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Feb 23, 2024 2 5,339,315 4 Feb 27, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Feb 23, 2024 2 3,687,455 4 Feb 27, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Feb 23, 2024 2 5,380,201 4 Feb 27, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Feb 23, 2024 2 1,770,332 4 Feb 27, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Feb 21, 2024 2 1,129,028 4 Feb 22, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Feb 21, 2024 2 4,374,229 4 Feb 22, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Feb 21, 2024 2 2,513,877 4 Feb 22, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Feb 21, 2024 2 2,001,246 4 Feb 22, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Feb 16, 2024 1 207,365 4 Feb 21, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Feb 16, 2024 2 1,946,549 4 Feb 21, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Feb 16, 2024 2 4,260,651 4 Feb 21, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Feb 16, 2024 2 1,763,279 4 Feb 21, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Feb 16, 2024 2 3,641,435 4 Feb 21, 2024 10%+ Owner
HIE Miller/Howard High Income Equity Fund Feb 13, 2024 1 -42,105 4 Feb 15, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Feb 13, 2024 3 4,765,683 4 Feb 15, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Feb 13, 2024 2 2,570,926 4 Feb 15, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Feb 13, 2024 2 6,430,749 4 Feb 15, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Feb 13, 2024 3 2,541,454 4 Feb 15, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Feb 8, 2024 1 10,132 4 Feb 12, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Feb 8, 2024 3 4,323,086 4 Feb 12, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Feb 8, 2024 3 4,594,249 4 Feb 12, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Feb 8, 2024 3 5,882,578 4 Feb 12, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Feb 6, 2024 2 3,027,380 4 Feb 8, 2024 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Feb 6, 2024 1 8,732 4 Feb 8, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Feb 6, 2024 2 2,684,254 4 Feb 8, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Feb 6, 2024 2 4,811,660 4 Feb 8, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Feb 6, 2024 1 24,580 4 Feb 8, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Feb 5, 2024 1 26,306 4 Feb 5, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Feb 5, 2024 1 825,747 4 Feb 5, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Feb 5, 2024 1 794,969 4 Feb 5, 2024 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Feb 5, 2024 1 692,926 4 Feb 5, 2024 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Feb 5, 2024 1 287,438 4 Feb 5, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Feb 5, 2024 1 130,530 4 Feb 5, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Feb 2, 2024 2 484,481 4 Feb 5, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Feb 2, 2024 2 3,352,418 4 Feb 5, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Feb 2, 2024 2 2,296,134 4 Feb 5, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Feb 2, 2024 2 1,152,883 4 Feb 5, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Jan 31, 2024 1 11,326 4 Feb 1, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jan 31, 2024 2 1,197,416 4 Feb 1, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Jan 31, 2024 2 2,643,751 4 Feb 1, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Jan 31, 2024 2 3,269,919 4 Feb 1, 2024 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Jan 30, 2024 1 148,719 4 Jan 31, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Jan 30, 2024 1 137,014 4 Jan 31, 2024 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Jan 30, 2024 1 10,725 4 Jan 31, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jan 29, 2024 1 2,353,630 4 Jan 31, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Jan 29, 2024 2 4,989,027 4 Jan 31, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Jan 29, 2024 2 3,132,878 4 Jan 31, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Jan 29, 2024 2 1,352,658 4 Jan 31, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jan 25, 2024 1 102,931 4 Jan 26, 2024 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jan 25, 2024 2 -194,059 4 Jan 26, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jan 25, 2024 2 6,784,634 4 Jan 26, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Jan 25, 2024 2 8,431,602 4 Jan 26, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Jan 25, 2024 2 6,511,392 4 Jan 26, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Jan 25, 2024 2 723,526 4 Jan 26, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jan 23, 2024 2 76,898 4 Jan 25, 2024 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jan 23, 2024 2 -253,873 4 Jan 25, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jan 23, 2024 2 3,590,957 4 Jan 24, 2024 10%+ Owner
DMA Destra Multi-Alternative Fund Jan 23, 2024 1 56,173 4 Jan 24, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Jan 23, 2024 2 2,366,232 4 Jan 24, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Jan 23, 2024 2 4,073,674 4 Jan 24, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Jan 23, 2024 2 2,057,925 4 Jan 24, 2024 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jan 19, 2024 2 -17,459 4 Jan 23, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jan 19, 2024 2 637,604 4 Jan 23, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Jan 19, 2024 2 2,605,724 4 Jan 23, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Jan 19, 2024 2 2,533,251 4 Jan 23, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Jan 19, 2024 2 4,909,640 4 Jan 23, 2024 10%+ Owner
DMA Destra Multi-Alternative Fund Jan 18, 2024 1 154,762 4 Jan 18, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Jan 17, 2024 1 209,663 4 Jan 18, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Jan 17, 2024 1 194,706 4 Jan 18, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jan 17, 2024 2 750,583 4 Jan 18, 2024 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Jan 17, 2024 1 486,537 4 Jan 18, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Jan 17, 2024 1 51,647 4 Jan 18, 2024 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Jan 17, 2024 1 81,745 4 Jan 18, 2024 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jan 17, 2024 2 -197,636 4 Jan 18, 2024 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Jan 17, 2024 1 36,245 4 Jan 18, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jan 17, 2024 2 2,602,173 4 Jan 18, 2024 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Jan 17, 2024 1 23,694 4 Jan 18, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Jan 17, 2024 2 2,086,179 4 Jan 18, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Jan 17, 2024 2 1,421,328 4 Jan 18, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Jan 17, 2024 2 891,312 4 Jan 18, 2024 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Jan 16, 2024 1 13,637 4 Jan 16, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Jan 16, 2024 1 1,197 4 Jan 16, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Jan 16, 2024 1 16,464 4 Jan 16, 2024 10%+ Owner
DMA Destra Multi-Alternative Fund Jan 16, 2024 1 64,942 4 Jan 16, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Jan 12, 2024 2 19,130 4 Jan 16, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Jan 12, 2024 2 10,967 4 Jan 16, 2024 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jan 12, 2024 2 -816,950 4 Jan 16, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jan 12, 2024 2 1,670,555 4 Jan 16, 2024 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Jan 12, 2024 1 40,982 4 Jan 16, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Jan 12, 2024 2 2,520,535 4 Jan 16, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Jan 12, 2024 2 688,047 4 Jan 16, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Jan 12, 2024 2 2,351,877 4 Jan 16, 2024 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Jan 11, 2024 1 1,093,529 4 Jan 12, 2024 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Jan 11, 2024 1 469,010 4 Jan 12, 2024 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Jan 11, 2024 1 482,261 4 Jan 12, 2024 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Jan 10, 2024 2 239,543 4 Jan 12, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Jan 10, 2024 2 59,456 4 Jan 12, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Jan 10, 2024 2 754,996 4 Jan 12, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Jan 10, 2024 2 805,853 4 Jan 12, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jan 10, 2024 1 240,180 4 Jan 12, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Jan 10, 2024 2 336,102 4 Jan 12, 2024 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Jan 10, 2024 2 46,464 4 Jan 12, 2024 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jan 10, 2024 1 -423,088 4 Jan 12, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jan 10, 2024 2 1,249,950 4 Jan 12, 2024 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Jan 10, 2024 2 299,674 4 Jan 12, 2024 10%+ Owner
DMA Destra Multi-Alternative Fund Jan 10, 2024 1 284,632 4 Jan 12, 2024 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Jan 9, 2024 1 -91,665 4 Jan 10, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jan 9, 2024 1 1,202,702 4 Jan 10, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Jan 8, 2024 2 151,431 4 Jan 10, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Jan 8, 2024 2 811,969 4 Jan 10, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Jan 8, 2024 2 207,587 4 Jan 10, 2024 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Jan 8, 2024 1 3,305 4 Jan 10, 2024 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jan 8, 2024 1 -51,067 4 Jan 10, 2024 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Jan 8, 2024 2 40,416 4 Jan 10, 2024 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Jan 5, 2024 1 453,341 4 Jan 8, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Jan 5, 2024 1 132,364 4 Jan 8, 2024 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Jan 5, 2024 1 183,736 4 Jan 8, 2024 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Jan 5, 2024 1 71,840 4 Jan 8, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Jan 4, 2024 2 425,789 4 Jan 8, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Jan 4, 2024 2 193,393 4 Jan 8, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Jan 4, 2024 1 156,275 4 Jan 8, 2024 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Jan 4, 2024 2 136,077 4 Jan 8, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jan 4, 2024 2 673,039 4 Jan 8, 2024 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Jan 3, 2024 1 30,449 4 Jan 3, 2024 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Jan 3, 2024 1 73,864 4 Jan 3, 2024 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Jan 2, 2024 2 82,949 4 Jan 3, 2024 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Jan 2, 2024 2 226,790 4 Jan 3, 2024 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Jan 2, 2024 2 140,215 4 Jan 3, 2024 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Jan 2, 2024 2 216,919 4 Jan 3, 2024 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Jan 2, 2024 2 264,198 4 Jan 3, 2024 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Jan 2, 2024 2 709,661 4 Jan 3, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jan 2, 2024 2 2,779,738 4 Jan 3, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Dec 28, 2023 1 23,880 4 Jan 2, 2024 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Dec 28, 2023 2 5,488,705 4 Jan 2, 2024 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Dec 27, 2023 1 25,975 4 Dec 27, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Dec 26, 2023 2 6,554,098 4 Dec 27, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Dec 26, 2023 1 52,653 4 Dec 27, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Dec 21, 2023 2 1,739,405 4 Dec 26, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Dec 19, 2023 2 10,667,362 4 Dec 21, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Dec 19, 2023 2 6,794,517 4 Dec 21, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Dec 19, 2023 2 7,783,447 4 Dec 21, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Dec 19, 2023 1 3,560,693 4 Dec 21, 2023 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Dec 18, 2023 1 253,822 4 Dec 19, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Dec 18, 2023 1 1,660,025 4 Dec 18, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Dec 15, 2023 1 154,136 4 Dec 19, 2023 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Dec 15, 2023 1 23,138 4 Dec 19, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Dec 15, 2023 1 38,542 4 Dec 19, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Dec 15, 2023 1 54,031 4 Dec 19, 2023 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Dec 15, 2023 1 46,748 4 Dec 19, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Dec 15, 2023 2 -477,336 4 Dec 19, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Dec 15, 2023 2 3,057,435 4 Dec 19, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Dec 15, 2023 1 20,147 4 Dec 18, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Dec 15, 2023 2 2,835,597 4 Dec 18, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Dec 15, 2023 2 3,680,292 4 Dec 18, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Dec 15, 2023 2 2,838,518 4 Dec 18, 2023 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Dec 14, 2023 1 415,413 4 Dec 15, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Dec 13, 2023 2 973,804 4 Dec 15, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Dec 13, 2023 2 497,776 4 Dec 15, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Dec 13, 2023 1 229,627 4 Dec 15, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Dec 13, 2023 2 264,180 4 Dec 15, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Dec 13, 2023 2 119,740 4 Dec 15, 2023 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Dec 13, 2023 2 907,935 4 Dec 15, 2023 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Dec 13, 2023 2 14,752 4 Dec 14, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Dec 13, 2023 1 134,317 4 Dec 14, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Dec 13, 2023 2 -4,606,661 4 Dec 14, 2023 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Dec 13, 2023 2 536,212 4 Dec 14, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Dec 13, 2023 1 140,769 4 Dec 14, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Dec 13, 2023 1 126,295 4 Dec 14, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Dec 13, 2023 2 7,961,749 4 Dec 14, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Dec 13, 2023 2 366,585 4 Dec 14, 2023 10%+ Owner
CEV EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST Dec 13, 2023 2 91,813 4 Dec 14, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Dec 13, 2023 2 4,684,067 4 Dec 14, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Dec 13, 2023 2 6,566,925 4 Dec 14, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Dec 13, 2023 1 60,212 4 Dec 14, 2023 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Dec 12, 2023 1 245,380 4 Dec 13, 2023 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Dec 12, 2023 1 174,787 4 Dec 13, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Dec 11, 2023 2 1,146,073 4 Dec 13, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Dec 11, 2023 2 256,090 4 Dec 13, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Dec 11, 2023 1 602 4 Dec 13, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Dec 11, 2023 2 1,358,121 4 Dec 13, 2023 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Dec 11, 2023 1 104,363 4 Dec 13, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Dec 11, 2023 1 81,496 4 Dec 13, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Dec 11, 2023 2 -1,124,685 4 Dec 13, 2023 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Dec 11, 2023 2 676,483 4 Dec 13, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Dec 11, 2023 1 98,735 4 Dec 13, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Dec 11, 2023 1 157,114 4 Dec 13, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Dec 11, 2023 2 3,672,468 4 Dec 13, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Dec 11, 2023 1 17,948 4 Dec 13, 2023 10%+ Owner
CEV EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST Dec 11, 2023 1 5,176 4 Dec 13, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Dec 11, 2023 2 5,360,530 4 Dec 13, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Dec 11, 2023 2 4,549,752 4 Dec 13, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Dec 11, 2023 2 4,042,563 4 Dec 13, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Dec 8, 2023 1 8,976 4 Dec 11, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Dec 8, 2023 1 39,380 4 Dec 11, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Dec 8, 2023 1 929 4 Dec 11, 2023 10%+ Owner
CEV EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST Dec 8, 2023 1 208,243 4 Dec 11, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Dec 7, 2023 2 92,169 4 Dec 11, 2023 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Dec 7, 2023 2 80,947 4 Dec 11, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Dec 7, 2023 2 423,936 4 Dec 11, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Dec 7, 2023 2 321,305 4 Dec 11, 2023 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Dec 7, 2023 2 207,012 4 Dec 11, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Dec 7, 2023 2 2,039,270 4 Dec 11, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Dec 7, 2023 2 -1,595,743 4 Dec 11, 2023 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Dec 7, 2023 2 2,349,676 4 Dec 11, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Dec 7, 2023 2 5,167,097 4 Dec 11, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Dec 7, 2023 2 29,611 4 Dec 11, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Dec 7, 2023 2 5,421,673 4 Dec 11, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Dec 7, 2023 2 5,771,399 4 Dec 11, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Dec 7, 2023 2 3,789,194 4 Dec 11, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Dec 7, 2023 1 288,152 4 Dec 11, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Dec 6, 2023 1 1,225,909 4 Dec 7, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Dec 6, 2023 1 206,632 4 Dec 7, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Dec 6, 2023 1 -306,268 4 Dec 7, 2023 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Dec 6, 2023 1 27,074 4 Dec 7, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Dec 6, 2023 1 168,204 4 Dec 7, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Dec 6, 2023 1 6,468 4 Dec 7, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Dec 6, 2023 1 5,429 4 Dec 7, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Dec 6, 2023 1 1,243,116 4 Dec 7, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Dec 5, 2023 2 312,997 4 Dec 7, 2023 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Dec 5, 2023 2 374,478 4 Dec 7, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Dec 5, 2023 2 935,630 4 Dec 7, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Dec 5, 2023 2 1,390,512 4 Dec 7, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Dec 5, 2023 2 6,993,719 4 Dec 7, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Dec 5, 2023 1 1,289,919 4 Dec 7, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Dec 5, 2023 2 899,451 4 Dec 7, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Dec 5, 2023 2 6,262,152 4 Dec 7, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Dec 5, 2023 2 6,120,301 4 Dec 6, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Dec 5, 2023 2 3,538,882 4 Dec 6, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Dec 5, 2023 2 313,298 4 Dec 6, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Dec 4, 2023 1 210,141 4 Dec 5, 2023 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Dec 1, 2023 2 120,758 4 Dec 5, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Dec 1, 2023 2 326,387 4 Dec 5, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Dec 1, 2023 1 34,357 4 Dec 5, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Dec 1, 2023 1 27,245 4 Dec 5, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Dec 1, 2023 1 751,976 4 Dec 5, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Dec 1, 2023 2 1,121,145 4 Dec 5, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Dec 1, 2023 2 2,767,761 4 Dec 5, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Dec 1, 2023 2 2,674 4 Dec 5, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Dec 1, 2023 2 403,323 4 Dec 5, 2023 10%+ Owner
CEV EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST Dec 1, 2023 1 455,544 4 Dec 5, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Dec 1, 2023 2 1,193,037 4 Dec 5, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Dec 1, 2023 2 2,483,807 4 Dec 5, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Dec 1, 2023 2 4,367,656 4 Dec 5, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Dec 1, 2023 2 708,622 4 Dec 5, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Dec 1, 2023 2 637,817 4 Dec 5, 2023 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Nov 30, 2023 1 23,083 4 Dec 1, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Nov 30, 2023 1 2,889 4 Dec 1, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Nov 30, 2023 1 169,870 4 Dec 1, 2023 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Nov 30, 2023 1 2,613 4 Dec 1, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Nov 30, 2023 1 85,578 4 Dec 1, 2023 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Nov 30, 2023 1 110,778 4 Dec 1, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Nov 30, 2023 1 16,701 4 Dec 1, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Nov 30, 2023 1 190,535 4 Dec 1, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Nov 30, 2023 1 133,683 4 Dec 1, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Nov 29, 2023 2 838,300 4 Dec 1, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Nov 29, 2023 2 1,003,734 4 Dec 1, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Nov 29, 2023 1 312,096 4 Dec 1, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Nov 29, 2023 2 108,084 4 Dec 1, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 29, 2023 2 630,498 4 Dec 1, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Nov 29, 2023 2 6,365,639 4 Dec 1, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Nov 29, 2023 2 401,280 4 Dec 1, 2023 10%+ Owner
CEV EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST Nov 29, 2023 2 301,217 4 Dec 1, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Nov 29, 2023 2 1,730,781 4 Dec 1, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Nov 29, 2023 2 3,940,042 4 Nov 30, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Nov 29, 2023 2 4,363,180 4 Nov 30, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Nov 29, 2023 2 196,083 4 Nov 30, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Nov 29, 2023 2 238,439 4 Nov 30, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Nov 29, 2023 2 1,335,691 4 Nov 30, 2023 10%+ Owner
MEGI MainStay CBRE Global Infrastructure Megatrends Term Fund Nov 29, 2023 0 0 3 Nov 30, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Nov 28, 2023 1 445,307 4 Nov 28, 2023 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Nov 28, 2023 1 98,834 4 Nov 28, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Nov 28, 2023 1 358,854 4 Nov 28, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Nov 28, 2023 1 135,189 4 Nov 28, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 28, 2023 1 1,071,792 4 Nov 28, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Nov 28, 2023 1 489,683 4 Nov 28, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Nov 28, 2023 1 1,049,729 4 Nov 28, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Nov 28, 2023 1 98,155 4 Nov 28, 2023 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Nov 27, 2023 2 915,998 4 Nov 28, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Nov 27, 2023 2 1,402,663 4 Nov 28, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Nov 27, 2023 2 914,465 4 Nov 28, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Nov 27, 2023 1 151,620 4 Nov 28, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Nov 27, 2023 2 474,305 4 Nov 28, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Nov 27, 2023 1 14,880 4 Nov 28, 2023 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Nov 27, 2023 2 351,447 4 Nov 28, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Nov 27, 2023 2 5,787,852 4 Nov 28, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Nov 27, 2023 2 16,637 4 Nov 28, 2023 10%+ Owner
CEV EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST Nov 27, 2023 2 223,382 4 Nov 28, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Nov 27, 2023 2 3,852,058 4 Nov 28, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Nov 27, 2023 2 6,463,702 4 Nov 28, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Nov 27, 2023 2 5,685,875 4 Nov 28, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Nov 27, 2023 2 1,422,263 4 Nov 28, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Nov 24, 2023 1 73,058 4 Nov 24, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Nov 22, 2023 1 81,918 4 Nov 24, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Nov 22, 2023 2 67,365 4 Nov 24, 2023 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Nov 22, 2023 1 74 4 Nov 24, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Nov 22, 2023 2 106,239 4 Nov 24, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Nov 22, 2023 1 894 4 Nov 24, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Nov 22, 2023 2 580,827 4 Nov 24, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Nov 22, 2023 2 4,583,061 4 Nov 24, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Nov 22, 2023 2 2,213,580 4 Nov 24, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Nov 22, 2023 1 21,860 4 Nov 24, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Nov 22, 2023 2 7,047,989 4 Nov 24, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Nov 22, 2023 1 800,240 4 Nov 24, 2023 10%+ Owner
VPV Invesco Pennsylvania Value Municipal Income Trust Nov 22, 2023 0 0 3 Nov 24, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Nov 21, 2023 1 10,433 4 Nov 21, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Nov 20, 2023 2 218,657 4 Nov 21, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Nov 20, 2023 2 2,058,467 4 Nov 21, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Nov 20, 2023 2 180,693 4 Nov 21, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Nov 20, 2023 2 392,277 4 Nov 21, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Nov 20, 2023 1 424,624 4 Nov 21, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Nov 20, 2023 2 302,595 4 Nov 21, 2023 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Nov 20, 2023 2 208,116 4 Nov 21, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Nov 20, 2023 2 1,059,391 4 Nov 21, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Nov 20, 2023 1 80,234 4 Nov 21, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Nov 20, 2023 2 6,994,223 4 Nov 21, 2023 10%+ Owner
CEV EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST Nov 20, 2023 2 400,446 4 Nov 21, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Nov 20, 2023 2 2,958,189 4 Nov 21, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Nov 20, 2023 2 6,694,531 4 Nov 21, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Nov 20, 2023 2 1,211,177 4 Nov 21, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Nov 20, 2023 2 2,021,154 4 Nov 21, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Nov 17, 2023 1 2,882,745 4 Nov 17, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Nov 16, 2023 2 628,477 4 Nov 17, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Nov 16, 2023 1 12,960 4 Nov 17, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Nov 16, 2023 1 15,372 4 Nov 17, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Nov 15, 2023 2 1,050,367 4 Nov 17, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Nov 15, 2023 3 894,247 4 Nov 17, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Nov 15, 2023 1 783 4 Nov 17, 2023 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Nov 15, 2023 2 216,879 4 Nov 17, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Nov 15, 2023 3 6,055,842 4 Nov 17, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Nov 15, 2023 3 57,479 4 Nov 17, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Nov 15, 2023 3 4,301,292 4 Nov 17, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Nov 15, 2023 3 6,899,383 4 Nov 17, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Nov 15, 2023 2 3,943,944 4 Nov 17, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Nov 15, 2023 3 1,838,584 4 Nov 17, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Nov 13, 2023 1 440,933 4 Nov 14, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Nov 13, 2023 2 1,203,280 4 Nov 14, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Nov 13, 2023 1 533,905 4 Nov 14, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Nov 13, 2023 1 100,817 4 Nov 14, 2023 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Nov 13, 2023 1 63,345 4 Nov 14, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Nov 13, 2023 2 462,478 4 Nov 14, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Nov 13, 2023 2 6,129,139 4 Nov 14, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Nov 13, 2023 2 4,598,859 4 Nov 14, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Nov 13, 2023 2 6,196,609 4 Nov 14, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Nov 13, 2023 1 301,190 4 Nov 14, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Nov 13, 2023 2 2,029,711 4 Nov 14, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Nov 10, 2023 1 -86,599,368 4 Nov 13, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Nov 10, 2023 1 5,026 4 Nov 13, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Nov 10, 2023 1 51,040 4 Nov 13, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Nov 10, 2023 1 126,818 4 Nov 13, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Nov 9, 2023 2 546,825 4 Nov 13, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Nov 9, 2023 2 1,424,970 4 Nov 13, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Nov 9, 2023 2 382,168 4 Nov 13, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Nov 9, 2023 2 653,518 4 Nov 13, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Nov 9, 2023 2 368,869 4 Nov 13, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Nov 9, 2023 1 4,542 4 Nov 13, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Nov 9, 2023 1 29,123 4 Nov 13, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Nov 9, 2023 2 506,857 4 Nov 13, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 9, 2023 2 1,216,922 4 Nov 13, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Nov 9, 2023 2 2,746,632 4 Nov 13, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Nov 9, 2023 2 1,749,086 4 Nov 13, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Nov 9, 2023 2 4,329,496 4 Nov 13, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Nov 9, 2023 2 3,605,403 4 Nov 13, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Nov 9, 2023 2 1,352,894 4 Nov 13, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Nov 9, 2023 1 415,007 4 Nov 13, 2023 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Nov 8, 2023 2 0 4 Nov 13, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST Nov 8, 2023 1 -2,904,606 4/A Nov 13, 2023 10%+ Owner
CXH MFS INVESTMENT GRADE MUNICIPAL TRUST Nov 8, 2023 1 -1,661,186 4/A Nov 9, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 8, 2023 1 314,979 4 Nov 9, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Nov 8, 2023 1 1,208,972 4 Nov 9, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Nov 8, 2023 1 2,531 4 Nov 9, 2023 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Nov 7, 2023 1 13,679 4 Nov 9, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Nov 7, 2023 2 7,714 4 Nov 9, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Nov 7, 2023 2 33,590 4 Nov 9, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Nov 7, 2023 2 2,551,600 4 Nov 9, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Nov 7, 2023 2 840,495 4 Nov 9, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Nov 7, 2023 2 170,042 4 Nov 9, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Nov 7, 2023 2 37,979 4 Nov 9, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Nov 7, 2023 2 7,722 4 Nov 9, 2023 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Nov 7, 2023 1 24,100 4 Nov 9, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Nov 7, 2023 2 594,133 4 Nov 9, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Nov 7, 2023 1 2,505 4 Nov 9, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Nov 7, 2023 2 4,735,433 4 Nov 9, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Nov 7, 2023 2 3,517,613 4 Nov 9, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Nov 7, 2023 2 3,151,408 4 Nov 9, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Nov 7, 2023 2 154,743 4 Nov 9, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Nov 7, 2023 2 7,759,363 4 Nov 9, 2023 10%+ Owner
MAV PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. Nov 6, 2023 0 0 3 Nov 7, 2023 10%+ Owner
NQP NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND Nov 6, 2023 0 0 3 Nov 7, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Nov 6, 2023 1 363,611 4 Nov 7, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Nov 6, 2023 1 782,514 4 Nov 7, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Nov 6, 2023 1 41,796 4 Nov 7, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Nov 3, 2023 2 2,355,147 4 Nov 7, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Nov 3, 2023 2 117,684 4 Nov 7, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Nov 3, 2023 1 10,490 4 Nov 7, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Nov 3, 2023 2 1,014,607 4 Nov 7, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Nov 3, 2023 2 3,694,736 4 Nov 6, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 3, 2023 1 261,260 4 Nov 6, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Nov 3, 2023 2 2,030,711 4 Nov 6, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Nov 3, 2023 2 464,514 4 Nov 6, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Nov 3, 2023 2 4,841,556 4 Nov 6, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Nov 3, 2023 2 4,210,038 4 Nov 6, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Nov 3, 2023 2 451,816 4 Nov 6, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Nov 3, 2023 1 606,957 4 Nov 6, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Nov 3, 2023 2 1,068,166 4 Nov 6, 2023 10%+ Owner
CEV EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUST Nov 3, 2023 0 0 3 Nov 6, 2023 10%+ Owner
NXJ NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND Nov 3, 2023 0 0 3 Nov 6, 2023 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Nov 2, 2023 1 6,023 4 Nov 3, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Nov 1, 2023 2 56,040 4 Nov 3, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Nov 1, 2023 1 207,388 4 Nov 3, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Nov 1, 2023 1 23,166 4 Nov 3, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Nov 1, 2023 2 35,444 4 Nov 3, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Nov 1, 2023 1 16,994 4 Nov 3, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 1, 2023 2 873,339 4 Nov 3, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Nov 1, 2023 2 2,925,092 4 Nov 3, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Nov 1, 2023 2 3,207,752 4 Nov 3, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Nov 1, 2023 2 2,096,844 4 Nov 3, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Nov 1, 2023 2 2,640,964 4 Nov 3, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Nov 1, 2023 2 458,547 4 Nov 3, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Oct 31, 2023 1 153,720 4 Oct 31, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Oct 31, 2023 1 376,376 4 Oct 31, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Oct 31, 2023 1 395,461 4 Oct 31, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Oct 30, 2023 1 345,862 4 Oct 31, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 30, 2023 2 3,137,446 4 Oct 31, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Oct 30, 2023 2 2,955,107 4 Oct 31, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Oct 30, 2023 2 660,274 4 Oct 31, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Oct 30, 2023 2 1,741,147 4 Oct 31, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Oct 30, 2023 2 6,940,910 4 Oct 31, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Oct 30, 2023 2 1,772,687 4 Oct 31, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Oct 30, 2023 1 7,359 4 Oct 31, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Oct 30, 2023 0 0 3 Oct 31, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Oct 26, 2023 1 81,141 4 Oct 30, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Oct 26, 2023 1 693,550 4 Oct 30, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 26, 2023 2 324,215 4 Oct 30, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Oct 26, 2023 2 1,501,671 4 Oct 30, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Oct 26, 2023 2 2,357,293 4 Oct 30, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Oct 26, 2023 2 3,071,328 4 Oct 30, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Oct 26, 2023 2 4,836,615 4 Oct 30, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Oct 26, 2023 2 485,831 4 Oct 30, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Oct 26, 2023 1 176,088 4 Oct 30, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Oct 25, 2023 1 494,378 4 Oct 25, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Oct 24, 2023 1 9,709 4 Oct 25, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Oct 24, 2023 2 821,285 4 Oct 25, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 24, 2023 1 400,341 4 Oct 25, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Oct 24, 2023 2 1,720,880 4 Oct 25, 2023 10%+ Owner
CXH MFS INVESTMENT GRADE MUNICIPAL TRUST Oct 24, 2023 1 -4,824 4 Oct 25, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Oct 24, 2023 2 5,059,813 4 Oct 25, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Oct 24, 2023 2 1,635,924 4 Oct 25, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Oct 24, 2023 1 736,380 4 Oct 25, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Oct 24, 2023 2 659,218 4 Oct 25, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Oct 23, 2023 1 196,733 4 Oct 23, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 23, 2023 1 1,091,031 4 Oct 23, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Oct 23, 2023 1 928,363 4 Oct 23, 2023 10%+ Owner
BMEZ BlackRock Health Sciences Term Trust Oct 23, 2023 0 0 3 Oct 23, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Oct 20, 2023 2 1,573,443 4 Oct 23, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Oct 20, 2023 2 3,251,264 4 Oct 23, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Oct 18, 2023 2 5,050,911 4 Oct 19, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Oct 18, 2023 2 3,912,223 4 Oct 19, 2023 10%+ Owner
VTN Invesco Trust for Investment Grade New York Municipals Oct 17, 2023 0 0 3 Oct 18, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Oct 17, 2023 1 254,087 4 Oct 18, 2023 10%+ Owner
BCAT BlackRock Capital Allocation Term Trust Oct 16, 2023 0 0 3 Oct 18, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Oct 16, 2023 2 2,313,793 4 Oct 18, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Oct 16, 2023 2 194,901 4 Oct 18, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Oct 16, 2023 2 1,780,724 4 Oct 18, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 16, 2023 2 1,052,975 4 Oct 18, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Oct 16, 2023 2 7,723,837 4 Oct 18, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Oct 16, 2023 2 9,535,709 4 Oct 18, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Oct 16, 2023 2 592,319 4 Oct 18, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Oct 13, 2023 1 447,795 4 Oct 16, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Oct 13, 2023 1 304,342 4 Oct 16, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Oct 13, 2023 1 225,427 4 Oct 16, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Oct 12, 2023 2 85,519 4 Oct 16, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 12, 2023 1 700,724 4 Oct 16, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Oct 12, 2023 2 3,998,953 4 Oct 16, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Oct 12, 2023 2 2,631,845 4 Oct 16, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Oct 12, 2023 2 190,009 4 Oct 16, 2023 10%+ Owner
NBO NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. Oct 12, 2023 0 0 3 Oct 16, 2023 10%+ Owner
NBW NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. Oct 11, 2023 0 0 3 Oct 12, 2023 10%+ Owner
ASA ASA Gold & Precious Metals Ltd Oct 11, 2023 0 0 3 Oct 12, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Oct 10, 2023 2 93,948 4 Oct 12, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 10, 2023 2 104,317 4 Oct 12, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Oct 10, 2023 2 2,686,606 4 Oct 12, 2023 10%+ Owner
DMA Destra Multi-Alternative Fund Oct 10, 2023 2 294,046 4 Oct 12, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Oct 10, 2023 2 47,910 4 Oct 12, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Oct 10, 2023 1 16,288 4 Oct 12, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Oct 10, 2023 2 7,673,268 4 Oct 12, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Oct 6, 2023 2 13,691 4 Oct 10, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Oct 6, 2023 2 2,591,469 4 Oct 10, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Oct 6, 2023 2 233,739 4 Oct 10, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST Oct 6, 2023 2 -16,525 4 Oct 10, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Oct 6, 2023 2 176,123 4 Oct 10, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Oct 6, 2023 2 5,120,495 4 Oct 10, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Oct 5, 2023 1 415,827 4 Oct 10, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Oct 4, 2023 1 239,055 4 Oct 6, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Oct 4, 2023 2 93,906 4 Oct 6, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST Oct 4, 2023 2 -65,196 4 Oct 6, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Oct 4, 2023 2 4,364,889 4 Oct 6, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Oct 4, 2023 2 49,364 4 Oct 6, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Oct 4, 2023 2 3,868,859 4 Oct 6, 2023 10%+ Owner
FMN Federated Hermes Premier Municipal Income Fund Oct 3, 2023 0 0 3 Oct 4, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Oct 3, 2023 1 13,654 4 Oct 3, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Oct 3, 2023 1 19,492 4 Oct 3, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Oct 3, 2023 1 154,623 4 Oct 3, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Oct 3, 2023 1 152,848 4 Oct 3, 2023 10%+ Owner
CXH MFS INVESTMENT GRADE MUNICIPAL TRUST Oct 3, 2023 1 -29,505 4 Oct 3, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST Oct 3, 2023 1 -19,710 4 Oct 3, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Oct 2, 2023 1 7,262 4 Oct 3, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Oct 2, 2023 1 48,491 4 Oct 3, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Oct 2, 2023 2 16,114 4 Oct 3, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 2, 2023 1 1,100,020 4 Oct 3, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Oct 2, 2023 2 1,546,128 4 Oct 3, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Oct 2, 2023 1 1,067,173 4 Oct 3, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Oct 2, 2023 2 445,691 4 Oct 3, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Oct 2, 2023 2 2,702,071 4 Oct 3, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Sep 29, 2023 1 2,587,048 4 Oct 2, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Sep 28, 2023 2 4,891,424 4 Oct 2, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Sep 28, 2023 2 1,642,811 4 Oct 2, 2023 10%+ Owner
MHI PIONEER MUNICIPAL HIGH INCOME FUND, INC. Sep 27, 2023 0 0 3 Sep 28, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Sep 27, 2023 1 2,889,449 4 Sep 28, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Sep 27, 2023 1 296,768 4 Sep 28, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Sep 27, 2023 1 6,461,814 4 Sep 28, 2023 10%+ Owner
IRAA Iris Acquisition Corp Sep 26, 2023 1 -8,781,435 4 Sep 28, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Sep 26, 2023 1 421,521 4 Sep 28, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Sep 26, 2023 2 1,950,403 4 Sep 28, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Sep 26, 2023 2 2,306,580 4 Sep 28, 2023 10%+ Owner
BIGZ BlackRock Innovation & Growth Term Trust Sep 26, 2023 0 0 3 Sep 27, 2023 10%+ Owner
DTOC American Oncology Network, Inc. Sep 25, 2023 1 -2,157,876 4 Sep 25, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Sep 22, 2023 2 844,550 4 Sep 25, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Sep 22, 2023 2 2,734,899 4 Sep 25, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Sep 22, 2023 2 926,826 4 Sep 25, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Sep 22, 2023 2 1,108,026 4 Sep 25, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Sep 22, 2023 2 738,553 4 Sep 25, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Sep 21, 2023 1 453,394 4 Sep 22, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Sep 21, 2023 1 663,651 4 Sep 22, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Sep 20, 2023 2 1,535,508 4 Sep 22, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Sep 20, 2023 2 716,903 4 Sep 22, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Sep 20, 2023 2 264,349 4 Sep 22, 2023 10%+ Owner
DMA Destra Multi-Alternative Fund Sep 18, 2023 1 76,859 4 Sep 20, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Sep 18, 2023 2 205,939 4 Sep 20, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Sep 18, 2023 1 94,698 4 Sep 20, 2023 10%+ Owner
DMA Destra Multi-Alternative Fund Sep 14, 2023 2 963,913 4 Sep 18, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Sep 14, 2023 2 45,252 4 Sep 18, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Sep 14, 2023 2 2,456,204 4 Sep 18, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Sep 14, 2023 1 113,939 4 Sep 18, 2023 10%+ Owner
DMA Destra Multi-Alternative Fund Sep 13, 2023 1 72,615 4 Sep 14, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Sep 13, 2023 1 106,262 4 Sep 14, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Sep 13, 2023 1 794,703 4 Sep 14, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Sep 13, 2023 1 673,832 4 Sep 14, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Sep 13, 2023 1 1,192,727 4 Sep 14, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Sep 12, 2023 1 329,299 4 Sep 13, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Sep 12, 2023 1 606,046 4 Sep 13, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Sep 12, 2023 1 1,387,542 4 Sep 13, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Sep 11, 2023 2 273,531 4 Sep 13, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Sep 8, 2023 1 344,241 4 Sep 11, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Sep 7, 2023 1 508,588 4 Sep 11, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Sep 7, 2023 2 2,455,064 4 Sep 11, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Sep 6, 2023 2 982,349 4 Sep 11, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Sep 6, 2023 3 1,639,546 4 Sep 11, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Sep 6, 2023 2 1,194,466 4 Sep 11, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Sep 5, 2023 1 183,834 4 Sep 6, 2023 10%+ Owner
HIE Miller/Howard High Income Equity Fund Sep 1, 2023 1 0 4 Sep 6, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 1, 2023 1 0 4 Sep 6, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Sep 1, 2023 2 1,346,446 4 Sep 6, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Sep 1, 2023 2 216,377 4 Sep 6, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Sep 1, 2023 1 45,890 4 Sep 6, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Sep 1, 2023 2 729,734 4 Sep 6, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Aug 31, 2023 1 153,648 4 Aug 31, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Aug 31, 2023 1 686,118 4 Aug 31, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Aug 30, 2023 2 84,300 4 Aug 31, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Aug 30, 2023 2 762,809 4 Aug 31, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Aug 30, 2023 2 1,728,249 4 Aug 31, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Aug 28, 2023 2 232,150 4 Aug 29, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Aug 25, 2023 2 397,010 4 Aug 29, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Aug 25, 2023 2 2,640,510 4 Aug 29, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Aug 25, 2023 2 208,936 4 Aug 29, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Aug 25, 2023 3 1,008,639 4 Aug 29, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Aug 25, 2023 3 3,599,945 4 Aug 29, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Aug 24, 2023 1 561,613 4 Aug 24, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Aug 24, 2023 1 144,770 4 Aug 24, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Aug 24, 2023 1 89,947 4 Aug 24, 2023 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Aug 23, 2023 2 322,946 4 Aug 24, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Aug 23, 2023 1 21,141 4 Aug 24, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Aug 23, 2023 2 2,305,010 4 Aug 24, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Aug 22, 2023 1 825,236 4 Aug 22, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Aug 21, 2023 2 619,725 4 Aug 22, 2023 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Aug 21, 2023 2 76,275 4 Aug 22, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Aug 21, 2023 1 65 4 Aug 22, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Aug 21, 2023 1 334,001 4 Aug 22, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Aug 21, 2023 1 3,677,620 4 Aug 22, 2023 10%+ Owner
DMA Destra Multi-Alternative Fund Aug 21, 2023 0 0 3 Aug 22, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Aug 18, 2023 1 188,095 4 Aug 21, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Aug 17, 2023 2 1,077,458 4 Aug 21, 2023 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Aug 17, 2023 2 261,779 4 Aug 21, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Aug 17, 2023 2 236,234 4 Aug 21, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Aug 17, 2023 1 1,722 4 Aug 21, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Aug 17, 2023 1 17,523 4 Aug 21, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Aug 17, 2023 2 527,357 4 Aug 21, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Aug 17, 2023 2 1,321,028 4 Aug 21, 2023 10%+ Owner
IRRX INTEGRATED RAIL & RESOURCES ACQUISITION CORP Aug 16, 2023 1 -21,123,731 4 Aug 17, 2023 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Aug 16, 2023 1 77,716 4 Aug 17, 2023 10%+ Owner
NMAI Nuveen Multi-Asset Income Fund Aug 16, 2023 0 0 3 Aug 17, 2023 10%+ Owner
HIE Miller/Howard High Income Equity Fund Aug 16, 2023 1 0 4/A Aug 16, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 16, 2023 1 0 4/A Aug 16, 2023 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Aug 15, 2023 0 0 3 Aug 30, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Aug 15, 2023 2 1,043,382 4 Aug 17, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Aug 15, 2023 2 311,206 4 Aug 17, 2023 10%+ Owner
HIE Miller/Howard High Income Equity Fund Aug 14, 2023 1 -5,568,384 4 Aug 15, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 14, 2023 1 -16,725,495 4 Aug 15, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Aug 11, 2023 2 1,240,930 4 Aug 15, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Aug 9, 2023 2 236,013 4 Aug 11, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Aug 7, 2023 2 1,268,589 4 Aug 9, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Aug 4, 2023 1 212,530 4 Aug 7, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Aug 3, 2023 1 68,763 4 Aug 7, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Aug 2, 2023 1 84,256 4 Aug 3, 2023 10%+ Owner
KSM DWS STRATEGIC MUNICIPAL INCOME TRUST Aug 2, 2023 0 0 3 Aug 3, 2023 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Aug 1, 2023 2 -604,748 4 Aug 30, 2023 10%+ Owner
EVM EATON VANCE CALIFORNIA MUNICIPAL BOND FUND Aug 1, 2023 0 0 3 Aug 2, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jul 31, 2023 1 50,377 4 Aug 2, 2023 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Jul 31, 2023 1 -297,001 4 Aug 2, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jul 31, 2023 1 99,223 4 Aug 2, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jul 28, 2023 1 475,580 4 Jul 31, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jul 27, 2023 2 796,165 4 Jul 31, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jul 27, 2023 2 1,135,344 4 Jul 31, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jul 26, 2023 1 34,117 4 Jul 26, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jul 26, 2023 1 288,884 4 Jul 26, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jul 26, 2023 1 434,872 4 Jul 26, 2023 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Jul 25, 2023 4 188,848 4 Jul 31, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jul 25, 2023 2 724,521 4 Jul 26, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jul 25, 2023 1 44,635 4 Jul 26, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Jul 25, 2023 1 -911,877 4 Jul 26, 2023 10%+ Owner
NPCT Nuveen Core Plus Impact Fund Jul 24, 2023 0 0 3 Jul 25, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Jul 24, 2023 1 80,314 4 Jul 25, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST Jul 24, 2023 1 151,830 4 Jul 25, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jul 21, 2023 2 1,454,346 4 Jul 25, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jul 21, 2023 2 195,028 4 Jul 25, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jul 21, 2023 2 328,100 4 Jul 25, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jul 21, 2023 2 431,714 4 Jul 25, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Jul 21, 2023 1 -264,290 4 Jul 25, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jul 21, 2023 1 945,842 4 Jul 25, 2023 10%+ Owner
CXH MFS INVESTMENT GRADE MUNICIPAL TRUST Jul 21, 2023 0 0 3 Jul 24, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jul 19, 2023 2 2,134,267 4 Jul 21, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Jul 19, 2023 1 542,943 4 Jul 21, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Jul 19, 2023 2 -608,921 4 Jul 21, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jul 19, 2023 2 1,692,957 4 Jul 21, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jul 19, 2023 1 349,275 4 Jul 21, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST Jul 18, 2023 1 1,698 4 Jul 19, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Jul 18, 2023 1 -54,790 4 Jul 19, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jul 17, 2023 2 1,604,330 4 Jul 19, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jul 17, 2023 1 335,623 4 Jul 19, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jul 17, 2023 2 944,184 4 Jul 19, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jul 17, 2023 2 1,461,872 4 Jul 19, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jul 17, 2023 2 2,295,662 4 Jul 19, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jul 12, 2023 2 1,612,000 4 Jul 17, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jul 12, 2023 2 689,799 4 Jul 17, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jul 11, 2023 1 162,596 4 Jul 11, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jul 10, 2023 1 243,117 4 Jul 11, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jul 10, 2023 2 390,330 4 Jul 11, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jul 6, 2023 1 340,657 4 Jul 7, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jul 5, 2023 2 147,916 4 Jul 7, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jul 5, 2023 1 167,638 4 Jul 7, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jul 5, 2023 1 326,699 4 Jul 7, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jul 3, 2023 1 19,654 4 Jul 5, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jun 30, 2023 2 2,032,544 4 Jul 5, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jun 30, 2023 1 647,713 4 Jul 5, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jun 30, 2023 2 1,168,861 4 Jul 5, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jun 29, 2023 1 70,457 4 Jun 30, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jun 28, 2023 2 473,220 4 Jun 30, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jun 28, 2023 1 775,992 4 Jun 30, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jun 28, 2023 2 83,682 4 Jun 30, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jun 27, 2023 1 294,949 4 Jun 28, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST Jun 27, 2023 1 23,309 4 Jun 28, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jun 26, 2023 2 59,370 4 Jun 28, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jun 26, 2023 2 1,590,157 4 Jun 28, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jun 26, 2023 2 71,348 4 Jun 28, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jun 26, 2023 2 434,610 4 Jun 28, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jun 23, 2023 1 244,937 4 Jun 26, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jun 22, 2023 2 622,222 4 Jun 26, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jun 22, 2023 1 104,019 4 Jun 26, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jun 22, 2023 2 3,634,966 4 Jun 26, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jun 22, 2023 2 298,030 4 Jun 26, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jun 22, 2023 2 305,622 4 Jun 26, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jun 21, 2023 1 209,474 4 Jun 22, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST Jun 21, 2023 1 9,763 4 Jun 22, 2023 10%+ Owner
LFAC LF Capital Acquisition Corp. II Jun 20, 2023 1 -4,068,236 4 Jun 22, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jun 20, 2023 2 17,667 4 Jun 22, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jun 20, 2023 2 3,928,432 4 Jun 22, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jun 20, 2023 2 582,497 4 Jun 22, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jun 20, 2023 1 260,983 4 Jun 22, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jun 16, 2023 1 126,072 4 Jun 20, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jun 15, 2023 2 825,195 4 Jun 20, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jun 15, 2023 2 262,074 4 Jun 20, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jun 15, 2023 2 436,974 4 Jun 20, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jun 14, 2023 1 544,295 4 Jun 15, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jun 14, 2023 1 626,330 4 Jun 15, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jun 13, 2023 2 743,617 4 Jun 15, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jun 13, 2023 2 1,517,105 4 Jun 15, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jun 13, 2023 2 413,452 4 Jun 15, 2023 10%+ Owner
CEM ClearBridge MLP & Midstream Fund Inc. Jun 13, 2023 0 0 3 Jun 14, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jun 9, 2023 2 448,948 4 Jun 13, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jun 9, 2023 1 14,662 4 Jun 13, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jun 9, 2023 2 132,609 4 Jun 13, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jun 9, 2023 2 1,600,760 4 Jun 13, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jun 7, 2023 2 696,264 4 Jun 8, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Jun 7, 2023 1 14,864 4 Jun 8, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jun 7, 2023 1 32,283 4 Jun 8, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jun 7, 2023 1 787,371 4 Jun 8, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jun 7, 2023 1 135,075 4 Jun 8, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Jun 7, 2023 2 191,185 4 Jun 8, 2023 10%+ Owner
MPA BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND Jun 6, 2023 0 0 3 Jun 9, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST Jun 6, 2023 2 1,170,904 4 Jun 8, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND Jun 6, 2023 1 245,901 4 Jun 7, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Jun 6, 2023 1 -1,497,635 4 Jun 7, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund Jun 5, 2023 2 762,928 4 Jun 7, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jun 5, 2023 1 285,969 4 Jun 7, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jun 5, 2023 2 250,138 4 Jun 7, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jun 5, 2023 2 1,159,658 4 Jun 7, 2023 10%+ Owner
FRLA Fortune Rise Acquisition Corp Jun 2, 2023 1 -5,850,268 4 Jun 5, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jun 1, 2023 2 1,124,519 4 Jun 5, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Jun 1, 2023 1 386,240 4 Jun 5, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND Jun 1, 2023 2 131,695 4 Jun 5, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. May 30, 2023 1 48,430 4 Jun 1, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust May 30, 2023 2 4,205,977 4 Jun 1, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund May 25, 2023 1 54,736 4 May 30, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND May 25, 2023 1 38,357 4 May 30, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. May 25, 2023 2 352,301 4 May 30, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust May 25, 2023 2 1,103,397 4 May 30, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND May 25, 2023 3 -2,500,283 4 May 30, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund May 24, 2023 1 159,001 4 May 25, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND May 24, 2023 1 330,008 4 May 25, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. May 23, 2023 2 568,984 4 May 25, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust May 23, 2023 2 6,299,652 4 May 25, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND May 23, 2023 2 -59,519 4 May 25, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND May 22, 2023 1 -116,376 4 May 23, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund May 19, 2023 2 545,714 4 May 23, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND May 19, 2023 1 518,771 4 May 23, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. May 19, 2023 1 1,035,538 4 May 23, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust May 19, 2023 1 539,904 4 May 23, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST May 19, 2023 1 34,735 4 May 23, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND May 18, 2023 1 105,950 4 May 19, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST May 18, 2023 1 573 4 May 19, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund May 17, 2023 2 1,022,547 4 May 19, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. May 17, 2023 2 1,614,988 4 May 19, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust May 17, 2023 2 1,780,376 4 May 19, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. May 16, 2023 1 749,393 4 May 17, 2023 10%+ Owner
FRLA Fortune Rise Acquisition Corp May 15, 2023 2 -1,077,426 4 May 17, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund May 15, 2023 2 1,887,435 4 May 17, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND May 15, 2023 1 30,337 4 May 17, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust May 15, 2023 2 1,319,218 4 May 17, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST May 15, 2023 2 79,122 4 May 17, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND May 12, 2023 1 107,636 4 May 15, 2023 10%+ Owner
NRGX PIMCO Energy & Tactical Credit Opportunities Fund May 11, 2023 0 0 3 May 15, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST May 11, 2023 2 48,329 4 May 15, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust May 11, 2023 2 2,477,045 4 May 15, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust May 10, 2023 1 1,883,104 4 May 11, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST May 10, 2023 1 219,107 4 May 11, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND May 8, 2023 1 115,567 4 May 10, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust May 8, 2023 2 1,737,301 4 May 10, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST May 8, 2023 2 248,450 4 May 10, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST May 5, 2023 1 1,395,660 4 May 8, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST May 5, 2023 1 21,920 4 May 8, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust May 4, 2023 2 1,795,313 4 May 8, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST May 4, 2023 1 3,608,272 4 May 5, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust May 3, 2023 1 68,166 4 May 4, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust May 1, 2023 2 1,464,121 4 May 3, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND May 1, 2023 1 -179,822 4 May 3, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Apr 28, 2023 1 457,252 4 May 1, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Apr 27, 2023 1 153,159 4 May 1, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Apr 27, 2023 1 993,557 4 May 1, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 27, 2023 2 -449,369 4 May 1, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Apr 26, 2023 1 2,836,166 4 Apr 26, 2023 10%+ Owner
ECAT BlackRock ESG Capital Allocation Term Trust Apr 21, 2023 0 0 3 Apr 26, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Apr 19, 2023 1 219,923 4 Apr 20, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 19, 2023 2 -653,210 4 Apr 20, 2023 10%+ Owner
FRLA Fortune Rise Acquisition Corp Apr 17, 2023 1 -16,632 4 Apr 19, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 17, 2023 2 -671,911 4 Apr 19, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Apr 17, 2023 2 362,001 4 Apr 19, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Apr 14, 2023 1 304,678 4 Apr 17, 2023 10%+ Owner
FRLA Fortune Rise Acquisition Corp Apr 13, 2023 0 0 3 Apr 17, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 13, 2023 2 -315,786 4 Apr 17, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Apr 12, 2023 3 220,156 4 Apr 26, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 11, 2023 2 -745,921 4 Apr 12, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Apr 10, 2023 1 123,188 4 Apr 10, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST Apr 6, 2023 1 1,300 4 Nov 13, 2023 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 6, 2023 2 -311,143 4 Apr 10, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Apr 6, 2023 1 108,310 4 Apr 10, 2023 10%+ Owner
CMU MFS HIGH YIELD MUNICIPAL TRUST Apr 5, 2023 0 0 3 Apr 10, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND Apr 4, 2023 2 212,723 4 Apr 6, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Apr 4, 2023 2 960,233 4 Apr 6, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Mar 28, 2023 2 116,704 4 Mar 29, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Mar 28, 2023 2 2,428,059 4 Mar 29, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND Mar 27, 2023 1 12,360 4 Mar 27, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Mar 24, 2023 1 575,370 4 Mar 27, 2023 10%+ Owner
NTG Tortoise Midstream Energy Fund, Inc. Mar 22, 2023 2 -353,505 4 Mar 23, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Mar 22, 2023 2 390,696 4 Mar 23, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Mar 22, 2023 2 681,015 4 Mar 23, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Mar 21, 2023 1 207,579 4 Mar 22, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Mar 21, 2023 1 619,231 4 Mar 22, 2023 10%+ Owner
NTG Tortoise Midstream Energy Fund, Inc. Mar 20, 2023 2 -277,461 4 Mar 22, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Mar 17, 2023 1 13,830 4 Mar 20, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Mar 15, 2023 1 136,952 4 Mar 16, 2023 10%+ Owner
NTG Tortoise Midstream Energy Fund, Inc. Mar 14, 2023 2 -29,125 4 Mar 16, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Mar 10, 2023 2 233,689 4 Mar 14, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Mar 7, 2023 2 -743 4 Apr 15, 2024 10%+ Owner
IRRX INTEGRATED RAIL & RESOURCES ACQUISITION CORP Mar 7, 2023 1 3,126,000 4 Mar 8, 2023 10%+ Owner
IRRX INTEGRATED RAIL & RESOURCES ACQUISITION CORP Mar 7, 2023 1 -3,126,000 4 Mar 8, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Mar 6, 2023 1 45,800 4 Mar 8, 2023 10%+ Owner
BFZ BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST Mar 2, 2023 0 0 3 Mar 6, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Mar 2, 2023 1 82,964 4 Mar 6, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Feb 28, 2023 1 538 4 Mar 16, 2023 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Feb 28, 2023 1 537 4 Mar 16, 2023 10%+ Owner
LFAC LF Capital Acquisition Corp. II Feb 27, 2023 1 -14,053,435 4 Feb 28, 2023 10%+ Owner
IQMD Intelligent Medicine Acquisition Corp. Feb 24, 2023 1 -22,443,808 4 Feb 28, 2023 10%+ Owner
BCSA Blockchain Coinvestors Acquisition Corp. I Feb 24, 2023 1 -36,802,747 4 Feb 28, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Feb 24, 2023 2 13,104,748 4 Feb 28, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND Feb 22, 2023 1 221,072 4 Feb 24, 2023 10%+ Owner
IRRX INTEGRATED RAIL & RESOURCES ACQUISITION CORP Feb 10, 2023 0 0 3 Mar 2, 2023 10%+ Owner
GER GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND Feb 8, 2023 0 0 3 Feb 9, 2023 10%+ Owner
SRV CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND Feb 7, 2023 2 -237,934 4 Feb 9, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Feb 3, 2023 1 89,600 4 Feb 6, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Feb 3, 2023 1 49,600 4 Feb 6, 2023 10%+ Owner
USCT TKB Critical Technologies 1 Feb 1, 2023 1 -25,260,405 4 Feb 2, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Feb 1, 2023 1 153,954 4 Feb 2, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jan 30, 2023 1 658,704 4 Feb 1, 2023 10%+ Owner
SRV CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND Jan 27, 2023 1 -172,057 4 Jan 30, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jan 26, 2023 2 537,426 4 Jan 30, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jan 25, 2023 1 1,752,067 4 Jan 26, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Jan 24, 2023 1 7,776 4 Jan 26, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jan 23, 2023 1 88,600 4 Jan 24, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Jan 23, 2023 1 48,500 4 Jan 24, 2023 10%+ Owner
IRL NEW IRELAND FUND INC Jan 11, 2023 1 -22,522 4 Jan 17, 2023 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jan 11, 2023 1 87,200 4 Jan 17, 2023 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Jan 11, 2023 1 47,400 4 Jan 17, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jan 10, 2023 2 336,650 4 Jan 17, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Jan 6, 2023 2 1,611,242 4 Jan 10, 2023 10%+ Owner
IRAA Iris Acquisition Corp Dec 23, 2022 0 0 3 Feb 23, 2023 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Dec 14, 2022 1 -40,895,707 4 Dec 15, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Dec 13, 2022 1 85,600 4 Dec 15, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Dec 13, 2022 1 2,040,647 4 Dec 15, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Dec 9, 2022 2 307,905 4 Dec 12, 2022 10%+ Owner
ENX EATON VANCE NEW YORK MUNICIPAL BOND FUND Dec 9, 2022 0 0 3 Dec 12, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Dec 7, 2022 2 408,935 4 Dec 9, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Dec 7, 2022 2 454,269 4 Dec 9, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Dec 5, 2022 1 298,900 4 Dec 7, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Dec 5, 2022 1 3,026 4 Dec 7, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Dec 2, 2022 1 296,545 4/A Dec 5, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Dec 2, 2022 1 174,949 4 Dec 5, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Dec 1, 2022 2 298,963 4 Dec 5, 2022 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Nov 30, 2022 1 524 4 Jan 19, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 30, 2022 2 459,525 4 Jan 19, 2023 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 29, 2022 1 1,388,227 4 Dec 1, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Nov 29, 2022 2 302,596 4 Dec 1, 2022 10%+ Owner
NTG Tortoise Midstream Energy Fund, Inc. Nov 28, 2022 0 0 3 Dec 6, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 25, 2022 1 45,751 4 Nov 28, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Nov 22, 2022 2 334,533 4 Nov 25, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 22, 2022 1 127,945 4 Nov 25, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Nov 18, 2022 2 651,672 4 Nov 22, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 18, 2022 1 228,796 4 Nov 22, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Nov 17, 2022 1 185,616 4 Nov 18, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 16, 2022 2 555,658 4 Nov 18, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Nov 14, 2022 2 535,058 4 Nov 16, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 14, 2022 1 375,016 4 Nov 16, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Nov 14, 2022 2 -1,519,813 4 Nov 16, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Nov 14, 2022 1 -53,832 4 Nov 14, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 11, 2022 1 211,018 4 Nov 14, 2022 10%+ Owner
SRV CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND Nov 10, 2022 1 -162,863 4 Nov 14, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Nov 9, 2022 1 207,500 4 Nov 14, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Nov 8, 2022 1 -242,845 4 Nov 9, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 7, 2022 2 2,267,136 4 Nov 9, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Nov 3, 2022 1 184,530 4 Nov 7, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Nov 3, 2022 1 232,523 4 Nov 7, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Nov 2, 2022 1 412 4 Nov 3, 2022 10%+ Owner
SRV CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND Oct 31, 2022 1 -94,903 4 Nov 1, 2022 10%+ Owner
RACB Research Alliance Corp. II Oct 31, 2022 1 -16,112,220 4 Nov 1, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Oct 27, 2022 1 255,406 4 Oct 31, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 27, 2022 2 1,583,106 4 Oct 31, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 25, 2022 2 1,273,054 4 Oct 27, 2022 10%+ Owner
IRL NEW IRELAND FUND INC Oct 25, 2022 2 15,796 4 Oct 27, 2022 10%+ Owner
IRL NEW IRELAND FUND INC Oct 21, 2022 2 358,414 4 Oct 25, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Oct 21, 2022 2 245,755 4 Oct 25, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 20, 2022 1 991,071 4 Oct 21, 2022 10%+ Owner
IRL NEW IRELAND FUND INC Oct 19, 2022 2 57,739 4 Oct 21, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Oct 19, 2022 2 276,198 4 Oct 21, 2022 10%+ Owner
IRL NEW IRELAND FUND INC Oct 17, 2022 2 56,700 4 Oct 19, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 17, 2022 1 187,213 4 Oct 19, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Oct 17, 2022 2 861,931 4 Oct 19, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Oct 13, 2022 2 592,698 4 Oct 17, 2022 10%+ Owner
IRL NEW IRELAND FUND INC Oct 11, 2022 1 68,300 4 Oct 13, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Oct 11, 2022 2 299,645 4 Oct 13, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 11, 2022 2 3,015,280 4 Oct 13, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Oct 7, 2022 2 328,397 4 Oct 11, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Oct 7, 2022 2 1,496,431 4 Oct 11, 2022 10%+ Owner
IRL NEW IRELAND FUND INC Oct 5, 2022 0 0 3 Oct 6, 2022 10%+ Owner
SRV CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND Oct 3, 2022 1 -126,389 4 Oct 4, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Sep 30, 2022 1 174 4 Nov 7, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 29, 2022 1 163,946 4 Oct 3, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Sep 27, 2022 1 466 4 Nov 7, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 27, 2022 2 388,007 4 Sep 29, 2022 10%+ Owner
SRV CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND Sep 26, 2022 1 -14,328 4 Sep 26, 2022 10%+ Owner
XAXCX Invesco Dynamic Credit Opportunity Fund Sep 23, 2022 1 -4,783,059 4 Sep 26, 2022 10%+ Owner
EMO ClearBridge Energy Midstream Opportunity Fund Inc. Sep 23, 2022 0 0 3 Sep 26, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 22, 2022 3 664,521 4 Sep 26, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 20, 2022 2 304,112 4 Sep 22, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 16, 2022 2 350,418 4 Sep 19, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 14, 2022 2 370,984 4 Sep 16, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Sep 13, 2022 1 -34,822 4 Sep 13, 2022 President, 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 12, 2022 1 818,621 4 Sep 13, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Sep 8, 2022 1 -231,284 4 Sep 12, 2022 President, 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 8, 2022 2 897,167 4 Sep 12, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Sep 6, 2022 2 -692,046 4 Sep 8, 2022 President, 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 6, 2022 2 746,932 4 Sep 8, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 31, 2022 1 215,069 4/A Sep 6, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Aug 31, 2022 3 -680,765 4 Sep 6, 2022 President, 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 29, 2022 2 313,693 4 Aug 30, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 25, 2022 2 844,098 4 Aug 29, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 23, 2022 2 260,751 4 Aug 25, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 19, 2022 2 813,095 4 Aug 23, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 17, 2022 2 394,580 4 Aug 19, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 15, 2022 2 645,086 4 Aug 17, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Aug 12, 2022 1 138,830 4 Aug 15, 2022 10%+ Owner
FEO FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND Aug 11, 2022 1 48,556 4 Aug 15, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 11, 2022 2 315,759 4 Aug 15, 2022 10%+ Owner
FEO FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND Aug 10, 2022 0 0 3 Aug 11, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 9, 2022 2 303,865 4 Aug 11, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 5, 2022 2 1,267,359 4 Aug 9, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 3, 2022 2 462,690 4 Aug 4, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 1, 2022 1 189,097 4 Aug 2, 2022 10%+ Owner
CTR ClearBridge MLP & Midstream Total Return Fund Inc. Jul 28, 2022 0 0 3 Aug 2, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 28, 2022 2 479,781 4 Aug 1, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 20, 2022 1 6,944 4 Jul 20, 2022 10%+ Owner
USCT TKB Critical Technologies 1 Jul 15, 2022 1 -1,404,176 4 Jul 19, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 15, 2022 1 515,832 4 Jul 19, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 12, 2022 3 5,669,198 4 Jul 14, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 8, 2022 2 217,754 4/A Jul 12, 2022 10%+ Owner
DEX Delaware Enhanced Global Dividend & Income Fund Jul 8, 2022 1 -1,424,207 4 Jul 12, 2022 10%+ Owner
XAXCX Invesco Dynamic Credit Opportunity Fund Jul 1, 2022 1 0 4 Sep 8, 2022 10%+ Owner
XAXCX Invesco Dynamic Credit Opportunity Fund Jul 1, 2022 1 0 4 Aug 29, 2022 10%+ Owner
XAXCX Invesco Dynamic Credit Opportunity Fund Jul 1, 2022 1 50,041 4 Jul 19, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 1, 2022 1 41,759 4 Jul 5, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jun 29, 2022 2 1,286,792 4 Jul 1, 2022 10%+ Owner
RACB Research Alliance Corp. II Jun 28, 2022 1 -401,702 4 Jun 29, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jun 27, 2022 2 186,841 4 Jun 29, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jun 23, 2022 2 1,570,154 4 Jun 27, 2022 10%+ Owner
DEX Delaware Enhanced Global Dividend & Income Fund Jun 23, 2022 1 15,100 4 Jun 27, 2022 10%+ Owner
XAXCX Invesco Dynamic Credit Opportunity Fund Jun 22, 2022 1 -11,192,290 4 Jun 23, 2022 10%+ Owner
DEX Delaware Enhanced Global Dividend & Income Fund Jun 22, 2022 1 15,040 4 Jun 23, 2022 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jun 21, 2022 2 556,507 4 Jun 23, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Jun 14, 2022 1 6,262 4 Jun 16, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Jun 13, 2022 1 40,548 4 Jun 14, 2022 10%+ Owner
RACB Research Alliance Corp. II Jun 10, 2022 0 0 3 Jun 15, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Jun 8, 2022 2 654,355 4 Jun 9, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Jun 8, 2022 2 809,959 4 Jun 9, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Jun 6, 2022 2 102,279 4 Jun 8, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Jun 6, 2022 2 297,589 4 Jun 8, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Jun 2, 2022 2 530,318 4 Jun 6, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Jun 2, 2022 2 609,205 4 Jun 6, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund May 31, 2022 2 620,460 4 Jun 2, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund May 31, 2022 2 622,175 4 Jun 2, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund May 27, 2022 1 48 4 Jul 1, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund May 27, 2022 1 94 4 Jul 1, 2022 10%+ Owner
DEX Delaware Enhanced Global Dividend & Income Fund May 27, 2022 1 58 4 Jul 1, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund May 26, 2022 2 449,698 4 May 31, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund May 26, 2022 2 1,500,220 4 May 31, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund May 26, 2022 2 -1,060,573 4 May 31, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund May 25, 2022 1 246,190 4 May 26, 2022 10%+ Owner
USCT TKB Critical Technologies 1 May 24, 2022 0 0 3/A Jun 7, 2022 10%+ Owner
LFAC LF Capital Acquisition Corp. II May 24, 2022 0 0 3/A Jun 7, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund May 23, 2022 2 343,767 4 May 24, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund May 23, 2022 2 -394,656 4 May 24, 2022 10%+ Owner
BCSA Blockchain Coinvestors Acquisition Corp. I May 20, 2022 0 0 3/A Jun 7, 2022 10%+ Owner
BCSA Blockchain Coinvestors Acquisition Corp. I May 20, 2022 0 0 3/A Jun 7, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund May 19, 2022 2 -307,658 4 May 23, 2022 10%+ Owner
DEX Delaware Enhanced Global Dividend & Income Fund May 19, 2022 2 89,817 4 May 23, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund May 17, 2022 1 14,799 4 May 19, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund May 17, 2022 2 -506,165 4 May 19, 2022 President, 10%+ Owner
DEX Delaware Enhanced Global Dividend & Income Fund May 16, 2022 1 8,627 4 Jun 23, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund May 13, 2022 2 501,226 4 May 17, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND May 13, 2022 1 439,363 4 May 17, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND May 10, 2022 3 517,514 4 May 13, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund May 10, 2022 3 2,289,628 4 May 13, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund May 6, 2022 2 -329,856 4 May 10, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND May 6, 2022 2 749,491 4 May 10, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund May 6, 2022 2 107,130 4 May 10, 2022 10%+ Owner
IQMD Intelligent Medicine Acquisition Corp. May 5, 2022 0 0 3/A Jun 7, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund May 5, 2022 1 910,683 4 May 6, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund May 5, 2022 1 167,000 4 May 6, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND May 4, 2022 2 788,723 4 May 6, 2022 10%+ Owner
JSD Nuveen Short Duration Credit Opportunities Fund May 4, 2022 2 -589,354 4 May 6, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund May 4, 2022 2 -518,742 4 May 6, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund May 2, 2022 2 1,067,306 4 May 3, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund May 2, 2022 1 98,174 4 May 3, 2022 10%+ Owner
JSD Nuveen Short Duration Credit Opportunities Fund May 2, 2022 2 -135,518 4 May 3, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND May 2, 2022 2 601,771 4 May 3, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund May 2, 2022 2 -494,178 4 May 3, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Apr 28, 2022 2 639,078 4 May 2, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 27, 2022 3 868,948 4 May 2, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Apr 25, 2022 2 330,312 4 Apr 27, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Apr 25, 2022 1 6,796 4 Apr 27, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 22, 2022 3 519,138 4 Apr 27, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Apr 18, 2022 1 306,179 4 Apr 19, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Apr 18, 2022 1 36,637 4 Apr 19, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 18, 2022 1 148,591 4 Apr 19, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Apr 14, 2022 1 3,834 4 Apr 18, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Apr 13, 2022 2 174,333 4 Apr 18, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 13, 2022 2 432,695 4 Apr 18, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Apr 12, 2022 1 510,843 4 Apr 13, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 11, 2022 2 899,761 4 Apr 13, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Apr 7, 2022 2 712,607 4 Apr 11, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 7, 2022 1 16,620 4 Apr 11, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Apr 7, 2022 2 -50,565 4 Apr 11, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Apr 4, 2022 1 60,700 4 Apr 5, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Apr 4, 2022 1 12,691 4 Apr 5, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Apr 1, 2022 2 105,467 4 Apr 5, 2022 10%+ Owner
XAXCX Invesco Dynamic Credit Opportunity Fund Mar 31, 2022 1 302,768 4/A Jun 24, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Mar 31, 2022 1 12,615 4 Mar 31, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Mar 30, 2022 2 678,149 4 Mar 31, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Mar 30, 2022 2 591,910 4 Mar 31, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Mar 28, 2022 2 1,148,663 4 Mar 30, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Mar 28, 2022 2 907,167 4 Mar 30, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Mar 28, 2022 2 18,938 4 Mar 30, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Mar 25, 2022 1 534,930 4 Mar 28, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Mar 24, 2022 2 336,237 4 Mar 28, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Mar 24, 2022 2 45,369 4 Mar 28, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Mar 22, 2022 2 536,170 4 Mar 24, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Mar 22, 2022 1 8,097 4 Mar 24, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Mar 22, 2022 2 244,005 4 Mar 24, 2022 10%+ Owner
XAXCX Invesco Dynamic Credit Opportunity Fund Mar 21, 2022 1 -14,273,182 4 Mar 22, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Mar 21, 2022 1 250,453 4 Mar 22, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Mar 21, 2022 1 137,923 4 Mar 22, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Mar 18, 2022 2 293,389 4 Mar 22, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Mar 10, 2022 1 68,429 4 Mar 14, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Mar 10, 2022 2 65,217 4 Mar 14, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Mar 9, 2022 1 80,152 4 Mar 10, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Mar 8, 2022 1 38,702 4 Mar 8, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Mar 7, 2022 1 240,333 4 Mar 8, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Mar 7, 2022 2 743,105 4 Mar 8, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Mar 3, 2022 2 781,417 4 Mar 7, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Mar 3, 2022 2 547,404 4 Mar 7, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Mar 3, 2022 2 712,324 4 Mar 7, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Mar 3, 2022 1 -137,352 4 Mar 7, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Mar 1, 2022 2 381,322 4 Mar 3, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Mar 1, 2022 2 47,679 4 Mar 3, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Mar 1, 2022 2 487,842 4 Mar 3, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Feb 25, 2022 2 1,829,464 4 Mar 1, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Feb 25, 2022 2 74,006 4 Mar 1, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Feb 25, 2022 2 500,951 4 Mar 1, 2022 10%+ Owner
VFL Delaware Investments National Municipal Income Fund Feb 25, 2022 0 0 3 Mar 1, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Feb 22, 2022 3 597,885 4 Feb 24, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Feb 16, 2022 3 1,355,015 4 Feb 18, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Feb 16, 2022 3 1,367,374 4 Feb 18, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Feb 14, 2022 2 462,069 4 Feb 16, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Feb 14, 2022 2 112,028 4 Feb 16, 2022 10%+ Owner
SRV CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND Feb 11, 2022 1 -5,655 4 Feb 14, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Feb 10, 2022 1 442,955 4 Feb 14, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Feb 9, 2022 1 42,632 4 Feb 10, 2022 10%+ Owner
SRV CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND Feb 8, 2022 1 -39,837 4 May 31, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Feb 8, 2022 2 261,676 4 Feb 10, 2022 10%+ Owner
SRV CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND Feb 7, 2022 1 -109,988 4 Feb 8, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Feb 4, 2022 2 190,197 4 Feb 8, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Feb 4, 2022 1 38,095 4 Feb 8, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Feb 2, 2022 1 100,522 4 Feb 4, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Feb 2, 2022 2 182,350 4 Feb 4, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Feb 2, 2022 1 -1,125,584 4 Feb 4, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Feb 1, 2022 1 4,302 4 Feb 2, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Feb 1, 2022 1 12,568 4 Feb 2, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Jan 31, 2022 2 -322,481 4 Feb 2, 2022 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Jan 27, 2022 2 -251,779 4 Jan 31, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Jan 24, 2022 1 625 4 Jan 26, 2022 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Jan 19, 2022 2 2,702,898 4 Jan 21, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Jan 19, 2022 2 260,430 4 Jan 21, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Jan 19, 2022 2 217,508 4 Jan 21, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Jan 14, 2022 1 125,607 4 Jan 19, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Jan 14, 2022 2 362,522 4 Jan 19, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Jan 12, 2022 2 204,469 4 Jan 14, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Jan 12, 2022 2 232,220 4 Jan 14, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Jan 10, 2022 2 156,698 4 Jan 11, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Jan 6, 2022 3 363,833 4 Jan 11, 2022 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Jan 3, 2022 3 376,148 4 Jan 6, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Dec 27, 2021 2 336,023 4 Dec 29, 2021 10%+ Owner
SMM Salient Midstream & MLP Fund Dec 22, 2021 2 290,883 4 Dec 23, 2021 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Dec 17, 2021 1 42 4 Dec 21, 2021 10%+ Owner
SMM Salient Midstream & MLP Fund Dec 17, 2021 2 181,818 4 Dec 21, 2021 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Dec 15, 2021 1 11,556 4 Dec 17, 2021 10%+ Owner
SMM Salient Midstream & MLP Fund Dec 15, 2021 2 487,848 4 Dec 17, 2021 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Dec 13, 2021 2 1,936,102 4 Dec 15, 2021 10%+ Owner
SMM Salient Midstream & MLP Fund Dec 13, 2021 2 477,465 4 Dec 15, 2021 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Dec 9, 2021 2 1,705 4 Dec 13, 2021 10%+ Owner
SMM Salient Midstream & MLP Fund Dec 9, 2021 2 393,151 4 Dec 13, 2021 10%+ Owner
SMM Salient Midstream & MLP Fund Dec 7, 2021 2 310,968 4 Dec 9, 2021 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Dec 7, 2021 2 1,215,380 4 Dec 9, 2021 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Dec 6, 2021 1 284,827 4 Dec 7, 2021 10%+ Owner
SMM Salient Midstream & MLP Fund Dec 3, 2021 2 987,866 4 Dec 7, 2021 10%+ Owner
SMM Salient Midstream & MLP Fund Dec 1, 2021 2 1,562,542 4 Dec 3, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Dec 1, 2021 1 -157,629 4 Dec 3, 2021 10%+ Owner
SMM Salient Midstream & MLP Fund Nov 29, 2021 2 619,101 4 Dec 1, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Nov 29, 2021 2 -238,106 4 Dec 1, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Nov 23, 2021 3 -625,814 4 Nov 26, 2021 10%+ Owner
SMM Salient Midstream & MLP Fund Nov 22, 2021 4 479,994 4 Nov 26, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Nov 19, 2021 2 -526,482 4 Nov 22, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Nov 17, 2021 2 -584,152 4 Nov 19, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Nov 8, 2021 3 -665,095 4 Nov 12, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Nov 4, 2021 2 -344,241 4 Nov 8, 2021 10%+ Owner
XAXCX Invesco Dynamic Credit Opportunity Fund Nov 3, 2021 0 0 3 Mar 22, 2022 10%+ Owner
SMM Salient Midstream & MLP Fund Nov 1, 2021 0 0 3 Nov 3, 2021 10%+ Owner
CEN CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND Oct 28, 2021 0 0 3 Nov 1, 2021 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Oct 19, 2021 1 40,759 4 Oct 21, 2021 10%+ Owner
VTA Invesco Dynamic Credit Opportunities Fund Oct 15, 2021 1 -47,662,438 4 Oct 18, 2021 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Oct 14, 2021 1 42,742 4 Oct 18, 2021 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Oct 7, 2021 1 1,402 4 Oct 12, 2021 10%+ Owner
SRV CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND Sep 27, 2021 1 438,989 4 Sep 29, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 14, 2021 3 768,625 4 Sep 17, 2021 10%+ Owner
SRV CUSHING MLP & INFRASTRUCTURE TOTAL RETURN FUND Sep 13, 2021 0 0 3 Sep 15, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 13, 2021 1 820,803 4 Sep 14, 2021 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Sep 10, 2021 1 206,439 4 Sep 14, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Sep 3, 2021 2 1,947,442 4 Sep 7, 2021 10%+ Owner
AIF Apollo Tactical Income Fund Inc. Aug 30, 2021 1 -847,223 4 Sep 2, 2021 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Aug 18, 2021 1 351,563 4 Aug 20, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 10, 2021 2 156,281 4 Aug 12, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Aug 9, 2021 1 -6,571,114 4 Aug 11, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 6, 2021 2 1,722,672 4 Aug 10, 2021 10%+ Owner
VMM DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC Aug 4, 2021 0 0 3 Aug 6, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 4, 2021 2 1,978,390 4 Aug 6, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Aug 3, 2021 1 2,099,606 4 Aug 4, 2021 10%+ Owner
EVF EATON VANCE SENIOR INCOME TRUST Aug 2, 2021 1 -54,617,225 4 Aug 4, 2021 10%+ Owner
EFT Eaton Vance Floating-Rate Income Trust Aug 2, 2021 1 -89,115,562 4 Aug 4, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 29, 2021 1 2,506,500 4 Jul 30, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Jul 28, 2021 1 -1,192,052 4 Jul 30, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 26, 2021 1 75,371 4 Jul 29, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Jul 23, 2021 3 -61,234,952 4 Jul 28, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 23, 2021 1 995,659 4 Jul 23, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Jul 22, 2021 2 -1,294,052 4 Jul 23, 2021 10%+ Owner
DEX Delaware Enhanced Global Dividend & Income Fund Jul 21, 2021 3 -239,030 4 Jul 23, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Jul 20, 2021 1 -364,800 4 Jul 21, 2021 10%+ Owner
DEX Delaware Enhanced Global Dividend & Income Fund Jul 19, 2021 2 -51,985 4 Jul 21, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 19, 2021 2 398,673 4 Jul 21, 2021 10%+ Owner
DEX Delaware Enhanced Global Dividend & Income Fund Jul 16, 2021 1 -152,558 4 Jul 19, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 15, 2021 2 5,621,038 4 Jul 19, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Jul 13, 2021 3 -677,425 4 Jul 15, 2021 10%+ Owner
DEX Delaware Enhanced Global Dividend & Income Fund Jul 9, 2021 1 -2,468,338 4 Jul 12, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 8, 2021 2 1,504,483 4 Jul 12, 2021 10%+ Owner
BRW Saba Capital Income & Opportunities Fund Jul 8, 2021 2 -1,202,850 4 Jul 12, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jul 2, 2021 3 1,536,434 4 Jul 8, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jun 29, 2021 3 3,300,206 4 Jul 2, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jun 24, 2021 2 609,444 4 Jun 28, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jun 23, 2021 1 81,302 4 Jun 24, 2021 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jun 22, 2021 1 93,365 4 Jun 24, 2021 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jun 17, 2021 1 212,653 4 Jun 21, 2021 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jun 15, 2021 2 1,022,164 4 Jun 17, 2021 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jun 11, 2021 2 672,585 4 Jun 15, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND Jun 8, 2021 1 296,296 4 Jun 9, 2021 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jun 7, 2021 2 179,195 4 Jun 9, 2021 10%+ Owner
HIE Miller/Howard High Income Equity Fund Jun 3, 2021 1 102,974 4 Jun 7, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND May 24, 2021 2 305,122 4 May 26, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND May 20, 2021 1 277,000 4 May 24, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND May 13, 2021 3 852,893 4 May 18, 2021 10%+ Owner
GIM TEMPLETON GLOBAL INCOME FUND May 12, 2021 1 515,945 4 May 13, 2021 10%+ Owner
JRO Nuveen Floating Rate Income Opportunity Fund May 10, 2021 3 -545,946 4 May 13, 2021 10%+ Owner
JRO Nuveen Floating Rate Income Opportunity Fund May 6, 2021 2 -225,581 4 May 10, 2021 10%+ Owner