Brookfield Oaktree Holdings, LLC

Insider Reports History

Entity
Company
Location
333 South Grand Avenue, 28 Th Floor, Los Angeles, CA
Signature
BROOKFIELD OAKTREE HOLDINGS, LLC By: /s/ Henry Orren Name: Henry Orren Title: Senior Vice President
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Brookfield Oaktree Holdings, LLC:

Stock Role Class Num Shares Value Price $ Report Date Ownership
BATTALION OIL CORP Director, 10%+ Owner Series A-2 Redeemable Convertible Preferred Stock 11.2K Dec 15, 2023 Indirect
BATTALION OIL CORP Director, 10%+ Owner Series A-1 Redeemable Convertible Preferred Stock 9.92K Sep 6, 2023 Indirect
BATTALION OIL CORP Director, 10%+ Owner Series A-3 Redeemable Convertible Preferred Stock 6.38K Mar 27, 2024 Indirect
BATTALION OIL CORP Director, 10%+ Owner Series A-4 Redeemable Convertible Preferred Stock 6.38K May 13, 2024 Indirect
STR Sub Inc. 10%+ Owner Allocation Rights 0 Dec 29, 2022 Indirect
STR Sub Inc. 10%+ Owner Class A Common Stock 0 Dec 29, 2022 Indirect
STR Sub Inc. 10%+ Owner Class C Common Stock 0 Dec 29, 2022 Indirect
STR Sub Inc. 10%+ Owner Opco Units 0 Dec 29, 2022 Indirect

Insider Reports Filed by Brookfield Oaktree Holdings, LLC

Symbol Company Period Transactions Value $ Form Type Date Filed Role
BATL BATTALION OIL CORP May 13, 2024 1 $0 4/A May 16, 2024 Director, 10%+ Owner
BATL BATTALION OIL CORP May 13, 2024 1 $0 4 May 15, 2024 Director, 10%+ Owner
BATL BATTALION OIL CORP Mar 27, 2024 1 $0 4 Mar 29, 2024 Director, 10%+ Owner
BATL BATTALION OIL CORP Dec 15, 2023 1 $0 4 Dec 19, 2023 10%+ Owner
BATL BATTALION OIL CORP Sep 6, 2023 1 $0 4 Sep 8, 2023 10%+ Owner
BATL BATTALION OIL CORP Mar 28, 2023 1 $0 4 Mar 30, 2023 10%+ Owner
STR STR Sub Inc. Dec 29, 2022 4 $0 4 Jan 3, 2023 10%+ Owner
STR Sitio Royalties Corp. Aug 17, 2022 1 $0 4 Aug 23, 2022 Director, 10%+ Owner