Brookfield Oaktree Holdings, LLC

Insider Reports History

Location
Los Angeles, CA
Signature
BROOKFIELD OAKTREE HOLDINGS, LLC By: /s/ Henry Orren Name: Henry Orren Title: Senior Vice President
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Brookfield Oaktree Holdings, LLC:

Company Role Class Num Shares Value Price $ Report Date Ownership
BATTALION OIL CORP Director, 10%+ Owner Series A-2 Redeemable Convertible Preferred Stock 11,159 15 Dec 2023 Indirect
BATTALION OIL CORP Director, 10%+ Owner Series A-1 Redeemable Convertible Preferred Stock 9,921 06 Sep 2023 Indirect
BATTALION OIL CORP Director, 10%+ Owner Series A-3 Redeemable Convertible Preferred Stock 6,376 27 Mar 2024 Indirect
BATTALION OIL CORP Director, 10%+ Owner Series A-4 Redeemable Convertible Preferred Stock 6,376 13 May 2024 Indirect
STR Sub Inc. 10%+ Owner Allocation Rights 0 29 Dec 2022 Indirect
STR Sub Inc. 10%+ Owner Class A Common Stock 0 29 Dec 2022 Indirect
STR Sub Inc. 10%+ Owner Class C Common Stock 0 29 Dec 2022 Indirect
STR Sub Inc. 10%+ Owner Opco Units 0 29 Dec 2022 Indirect

Insider Reports Filed by Brookfield Oaktree Holdings, LLC

Symbol Company Period Transactions Value $ Form Type Role Filing Time
BATL BATTALION OIL CORP 13 May 2024 1 $0 4/A Director, 10%+ Owner 16 May 2024, 17:47
BATL BATTALION OIL CORP 13 May 2024 1 $0 4 Director, 10%+ Owner 15 May 2024, 21:36
BATL BATTALION OIL CORP 27 Mar 2024 1 $0 4 Director, 10%+ Owner 29 Mar 2024, 21:45
BATL BATTALION OIL CORP 15 Dec 2023 1 $0 4 10%+ Owner 19 Dec 2023, 21:00
BATL BATTALION OIL CORP 06 Sep 2023 1 $0 4 10%+ Owner 08 Sep 2023, 13:58
BATL BATTALION OIL CORP 28 Mar 2023 1 $0 4 10%+ Owner 30 Mar 2023, 21:01
/report/000095014223000023-oaktree-capital-group-llc-2022-12-29 STR Sub Inc. 29 Dec 2022 4 $0 4 10%+ Owner 03 Jan 2023, 15:57
/report/000095014222002583-oaktree-capital-group-llc-2022-08-17 Sitio Royalties Corp. 17 Aug 2022 1 $0 4 Director, 10%+ Owner 23 Aug 2022, 16:08